Richard H Clarida
6trades · $10.2M est.
$51.8Mest. assets · Termination
Stock trades
| Asset | Type | Amount | Owner | Traded | Disclosed |
|---|---|---|---|---|---|
| USMV iShares Edge MSCI Min Vol USA ETF | Sell | $15K – $50K | — | Mar 29, 2021 | filing ↗ |
| USMV iShares Edge MSCI Min Vol USA ETF | Buy | $250K – $500K | — | Aug 3, 2020 | filing ↗ |
| SCHK Schwab 1000 Index ETF | Sell | $500K – $1M | — | Aug 3, 2020 | filing ↗ |
| USMV iShares Edge MSCI Min Vol USA ETF | Buy | $1M – $5M | — | Feb 27, 2020 | filing ↗ |
| PSTKX PIMCO StocksPLUS Fund Institutional Class Shares | Buy | $1M – $5M | — | Feb 27, 2020 | filing ↗ |
| PIMIX PIMCO Income Fund Institutional Class Shares | Sell | $1M – $5M | — | Feb 27, 2020 | filing ↗ |
Asset holdings
Termination · filed —All positions
33 positions| Asset | Owner | Value | Income |
|---|---|---|---|
| StocksPlus Mutual Fund (PSTKX) (held in 401k account) | Self | $1M – $5M | — |
| TIAA Traditional Guaranteed Annuity (held in Columbia Retirement Account) | Self | $100K – $250K | Interest |
| CREF stock account fund (QCSTRX) (held in Columbia Retirement Account) | Self | $500K – $1M | — |
| CREF Global Equities (QCGLRX ) (held in Columbia Retirement Account) | Self | $250K – $500K | — |
| Vanguard Dividend Appreciation Index (VDAIX) (held in NBER tax deferred annuity plan) | Self | $15K – $50K | $2.5K – $5K |
| Cash balance account (held in Pimco Deferred Comp account) | Self | $500K – $1M | Interest · $5K – $15K |
| Vanguard Emerging Markets Stocks Index Mutual Fund (VEIEX) (held in 457b Deferred Compensation account Columbia University) | Self | $100K – $250K | $15K – $50K |
| PIMCO Deferred Compensation Account | Self | $250K – $500K | Cash distribution from PIMCO deferred compensation account · $426.4K |
| PIMCO Stocks PLUS Instl (PSTKX)(held in PIMCO deferred comp account) | Self | $5M – $25M | — |
| iShares MSCI USA Min Volatility (USMV)(held in PIMCO deferred comp account) | Self | $1M – $5M | — |
| UBS, defined benefit plan (value not readily ascertainable) | Spouse | — | — |
| iShares Edge MSCI Min Vol USA ETF (USMV)(held in Roth IRA) | Spouse | $250K – $500K | — |
| U.S. bank account #1 (cash) | — | $50K – $100K | — |
| U.S. bank account #2 (cash) | — | $250K – $500K | Interest · $201 – $1K |
| U.S. bank account #3 (cash) | — | $500K – $1M | Interest · $1K – $2.5K |
| U.S. bank account #4 (cash) | — | $50K – $100K | Interest · $201 – $1K |
| U.S. brokerage account #1 (cash) | — | $1K – $15K | — |
| Family trust #1 | — | — | — |
| Northwestern Mutual whole life | — | $250K – $500K | — |
| U.S. bank account #5 (cash) | — | $500K – $1M | Interest · $1K – $2.5K |
| Lombard Private Placement Variable Annuity | — | — | — |
| Lombard money market account | — | $1M – $5M | Interest · $201 – $1K |
| Family trust #2 | — | — | — |
| Northwestern Mutual whole life | — | $500K – $1M | — |
| U.S. bank account #6 (cash) | — | $50K – $100K | Interest · $201 – $1K |
| Lombard Private Placement Variable Annuity | — | — | — |
| Lombard money market account | — | $1M – $5M | Interest · $201 – $1K |
| U.S. brokerage account #2 | — | — | — |
| US bank account #7 (cash) | — | $100K – $250K | Interest · $201 – $1K |
| Lombard Private Placement Variable Annuity | — | — | — |
| Lombard money market account | — | $1M – $5M | Interest · $201 – $1K |
| Wisdom Tree Dividend Growth Fund DGRW | — | $250K – $500K | $5K – $15K |
| PIMCO Muni Bond Fund PFMIX | — | $5M – $25M | $1M – $5M |
Values and income are the ranges the filer discloses, normalized to one form. Hover a value for the string as filed. Rows marked *** carry that marker in the filing itself, with no legend: each one is a foreign-domiciled issuer or a Reg S note.