Kathleen Hicks

Kathleen Hicks

EXEC Former Deputy Secretary · Department of Defense/Office of The Secretary

SWPPX × 5 IGPT INVESCO AI AD NEXT GEN SFTWE ETF × 2 STCE × 2 VOOV × 2 XLP × 2 QQQ × 2 view in graph

20trades · $1.4M est.
$2.9Mest. assets · Termination

Since nomination

Nominee 278 (01/21/2021) vs Termination

Divested

10 positions · $789.5K est.
AssetAccountOwner Value at nomination
TIAA-CREF Social Choice Equity Fund (Institutional) TISCX Employment assets Self $250K – $500K
Calvert Equity R6 Fund CEYRX Spouse's assets Spouse $100K – $250K
TIAA-CREF Social Choice Equity Fund (Institutional) TISCX Employment assets Self $50K – $100K
CREF Bond Market R2 Employment assets Self $50K – $100K
Dodge & Cox Income Fund DODIX Spouse's assets Spouse $15K – $50K
Principal Core Fixed Income R5 Fund PIOQX Spouse's assets Spouse $15K – $50K
Thomas and Kathleen Hicks, LLC (Management and Technical Consulting) Employment assets Self $1K – $15K
Thomas and Kathleen Hicks, LLC (Management and Technical Consulting) Spouse's assets Spouse $1K – $15K
US bank #2 (cash: checking) Other assets $1K – $15K
CREF Social Choice R2 Employment assets Self Under $1K

Held at termination

6 positions · $1.1M est.
AssetAccountOwner At nomination Latest value
The Mabus Group LLC (Management consulting) Spouse's assets Spouse $100K – $250K $500K – $1M
US credit union (cash: savings and checking) Other assets $50K – $100K $100K – $250K
Vanguard Inflation Protected Securities Fund Admiral VAIPX Employment assets Self $15K – $50K $15K – $50K
Dodge and Cox Income Fund DODIX Employment assets Self $15K – $50K $15K – $50K
2021 Portfolio Other assets $15K – $50K $15K – $50K
2021 Portfolio Other assets $15K – $50K $15K – $50K

New positions

13 positions · $1.9M est.
AssetAccountOwner Latest value
TIAA Access Nuveen Large Cap Responsible Equity Fund T4 Employment assets Self $500K – $1M
CREF Core Bond R2 Employment assets Self $100K – $250K
Nuveen Large Cap Responsible Equity Fund R6 Employment assets Self $100K – $250K
H4E, LLC (Management and Technical Consulting) Spouse's assets Spouse $100K – $250K
Invesco QQQ Trust, Series 1 QQQ Other assets $100K – $250K
Avenue Capital Group Spouse's assets Spouse $50K – $100K
Invesco QQQ Trust, Series 1 QQQ Spouse's assets Spouse $50K – $100K
Schwab S&P 500 Index Fund SWPPX Spouse's assets Spouse $50K – $100K
Schwab S&P 500 Index Fund SWPPX Other assets $50K – $100K
Schwab S&P 500 Index Fund SWPPX Spouse's assets Spouse $15K – $50K
Schwab Crypto Economy ETF Schwab Crypto Economy ETF STCE Spouse's assets Spouse $15K – $50K
Schwab Crypto Economy ETF Schwab Crypto Economy ETF STCE Spouse's assets Spouse $15K – $50K
Invesco AI and Next Gen Software ETF IGPT Spouse's assets Spouse $15K – $50K

Positions are matched between the two reports by exact name, first within the same account, then across accounts, then by ticker; rows matching nothing are listed as divested or new. Estimates are band midpoints.

Stock trades

AssetType AmountOwner Traded Disclosed
VOOV Vanguard S&P 500 Value Index FundETF Shares Sell $15K – $50K Dec 17, 2024 filing ↗
STCE Schwab Crypto Economy ETF Schwab Crypto Economy ETF Buy $15K – $50K Dec 17, 2024 filing ↗
IGPT INVESCO AI AD NEXT GEN SFTWE ETF Buy $15K – $50K Dec 11, 2024 filing ↗
STCE Schwab Crypto Economy ETF Schwab Crypto Economy ETF Buy $15K – $50K Dec 11, 2024 filing ↗
SWPPX Schwab S&P 500 Index Fund Buy $50K – $100K Nov 18, 2024 filing ↗
IGPT INVESCO AI AD NEXT GEN SFTWE ETF Buy $1K – $15K Jun 4, 2024 filing ↗
QQQ Invesco QQQ Trust, Series 1 Buy $50K – $100K Mar 4, 2024 filing ↗
SCHF Schwab International Equity ETF Sell $50K – $100K Mar 1, 2024 filing ↗
XLP Consumer Staples Select Sector SPDR Fund Sell $100K – $250K Jan 30, 2024 filing ↗
QQQ Invesco QQQ Trust, Series 1 Buy $100K – $250K Jan 30, 2024 filing ↗
SWPPX Schwab S&P 500 Index Fund Buy $1K – $15K Nov 15, 2023 filing ↗
SWPPX Schwab S&P 500 Index Fund Buy $15K – $50K Jun 20, 2023 filing ↗
SWPPX Schwab S&P 500 Index Fund Buy $15K – $50K Jun 10, 2023 filing ↗
SWPPX Schwab S&P 500 Index Fund Buy $50K – $100K Jun 5, 2023 filing ↗
PIOQX Principal Core Fixed Income Fund Class R-5 Shares Sell $50K – $100K May 25, 2023 filing ↗
SCHF Schwab International Equity ETF Buy $50K – $100K May 10, 2023 filing ↗
CEYRX Calvert Equity Fund Class R6 Shares Sell $100K – $250K May 3, 2023 filing ↗
VOOV Vanguard S&P 500 Value Index FundETF Shares Buy $15K – $50K Dec 22, 2022 filing ↗
DODIX Dodge & Cox Income Fund Sell $15K – $50K Dec 21, 2022 filing ↗
XLP Consumer Staples Select Sector SPDR Fund Buy $100K – $250K Sep 16, 2022 filing ↗

Asset holdings

Termination · filed —

All positions

26 positions
Asset OwnerValueIncome
Center for Strategic and International Studies - 403(b) account Self
CREF Core Bond R2 Self $100K – $250K
Vanguard Inflation Protected Securities Fund Admiral VAIPX Self $15K – $50K
TIAA Access Nuveen Large Cap Responsible Equity Fund T4 Self $500K – $1M
Nuveen Large Cap Responsible Equity Fund R6 Self $100K – $250K
Roth IRA Self
Dodge and Cox Income Fund DODIX Self $15K – $50K
The Mabus Group LLC (Management consulting) Spouse $500K – $1M business income
H4E, LLC (Management and Technical Consulting) Spouse $100K – $250K business income
Roth IRA Spouse
Schwab S&P 500 Index Fund SWPPX Spouse $50K – $100K
Schwab Crypto Economy ETF Schwab Crypto Economy ETF STCE Spouse $15K – $50K
Rollover 401(k) Spouse
Schwab S&P 500 Index Fund SWPPX Spouse $15K – $50K
Schwab Crypto Economy ETF Schwab Crypto Economy ETF STCE Spouse $15K – $50K
Invesco AI and Next Gen Software ETF IGPT Spouse $15K – $50K
Invesco QQQ Trust, Series 1 QQQ Spouse $50K – $100K
Avenue Capital Group Spouse $50K – $100K advisory income
US credit union (cash: savings and checking) $100K – $250K Dividends · $201 – $1K
VA invest 529 savings plan #1
2021 Portfolio $15K – $50K
VA invest 529 savings plan #2
2021 Portfolio $15K – $50K
US bank #2 (brokerage)
Invesco QQQ Trust, Series 1 QQQ $100K – $250K
Schwab S&P 500 Index Fund SWPPX $50K – $100K

Values and income are the ranges the filer discloses, normalized to one form. Hover a value for the string as filed. Rows marked *** carry that marker in the filing itself, with no legend: each one is a foreign-domiciled issuer or a Reg S note.