Jeffrey A Rosen
Bernstein Diversified Municipal Portfolio × 15 AB Large Cap Growth Adv × 4 Vanguard Total Stock Market Index Fund × 4 AB Value Fund Adv × 3 Bernstein Tax-Managed Int'l Portfolio × 2 Advisors Inner Circle Edgewood Growth Fund × 2 view in graph
62trades · $3.9M est.
$19.9Mest. assets · Termination
Stock trades
| Asset | Type | Amount | Owner | Traded | Disclosed |
|---|---|---|---|---|---|
| AB Value Fund Adv | Buy | $15K – $50K | — | Aug 28, 2021 | filing ↗ |
| Bernstein Diversified Municipal Portfolio | Buy | $1K – $15K | — | Aug 20, 2021 | filing ↗ |
| Bernstein Diversified Municipal Portfolio | Buy | $1K – $15K | — | Jul 20, 2021 | filing ↗ |
| Bernstein Diversified Municipal Portfolio | Buy | $1K – $15K | — | Jun 19, 2021 | filing ↗ |
| Bernstein Diversified Municipal Portfolio | Buy | $1K – $15K | — | May 20, 2021 | filing ↗ |
| AB Discovery Value Adv | Buy | $1K – $15K | — | Apr 30, 2021 | filing ↗ |
| AB Value Fund Adv | Buy | $15K – $50K | — | Apr 30, 2021 | filing ↗ |
| Bernstein Tax-Managed Int'l Portfolio | Buy | $1K – $15K | — | Apr 30, 2021 | filing ↗ |
| AB Tax Aware Overlay B Portfolio | Buy | $1K – $15K | — | Apr 30, 2021 | filing ↗ |
| Bernstein Diversified Municipal Portfolio | Buy | $1K – $15K | — | Apr 20, 2021 | filing ↗ |
| Bernstein Diversified Municipal Portfolio | Buy | $1K – $15K | — | Mar 20, 2021 | filing ↗ |
| Schwab U.S. Dividend Equity ETF | Sell | $15K – $50K | — | Mar 19, 2021 | filing ↗ |
| Bernstein Diversified Municipal Portfolio | Buy | $15K – $50K | — | Feb 21, 2021 | filing ↗ |
| Bernstein Diversified Municipal Portfolio | Buy | $1K – $15K | — | Feb 20, 2021 | filing ↗ |
| AB Multi-Manager Alternative Fund | Buy | $15K – $50K | — | Dec 31, 2020 | filing ↗ |
| iShares MSCI EAFE Small-Cap ETF | Sell | $15K – $50K | — | Dec 28, 2020 | filing ↗ |
| Conestoga Small Cap Fund | Sell | $15K – $50K | — | Dec 28, 2020 | filing ↗ |
| BlackRock Mid-Cap Growth Equity Portfolio | Sell | $100K – $250K | — | Dec 28, 2020 | filing ↗ |
| Columbia Select Mid Cap Value Fund | Buy | $100K – $250K | — | Dec 28, 2020 | filing ↗ |
| Harbor Small Cap Value Fund | Buy | $50K – $100K | — | Dec 28, 2020 | filing ↗ |
| William Blair International Small Cap Growth Fund | Buy | $15K – $50K | — | Dec 28, 2020 | filing ↗ |
| Bernstein Diversified Municipal Portfolio | Buy | $1K – $15K | — | Dec 18, 2020 | filing ↗ |
| AB Tax-Aware Overlay A Portfolio | Buy | $1K – $15K | — | Dec 16, 2020 | filing ↗ |
| AB Tax-Aware Overlay B Portfolio | Buy | $1K – $15K | — | Dec 16, 2020 | filing ↗ |
| AB Value Fund Adv | Buy | $1K – $15K | — | Dec 14, 2020 | filing ↗ |
| AB Large Cap Growth Adv | Buy | $1K – $15K | — | Dec 10, 2020 | filing ↗ |
| AB Emerging Market Portfolio | Buy | $1K – $15K | — | Dec 9, 2020 | filing ↗ |
| Bernstein Tax-Managed Int'l Portfolio | Buy | $1K – $15K | — | Nov 27, 2020 | filing ↗ |
| Bernstein Diversified Municipal Portfolio | Buy | $1K – $15K | — | Nov 20, 2020 | filing ↗ |
| Bernstein Diversified Municipal Portfolio | Sell | $1K – $15K | — | Oct 21, 2020 | filing ↗ |
| Bernstein Diversified Municipal Portfolio | Buy | $1K – $15K | — | Oct 20, 2020 | filing ↗ |
| Bernstein Diversified Municipal Portfolio | Buy | $1K – $15K | — | Sep 18, 2020 | filing ↗ |
| NatixisLoomis Sayles Growth Fund | Sell | $50K – $100K | — | Sep 9, 2020 | filing ↗ |
| Columbia Dividend Income Fund | Buy | $15K – $50K | — | Sep 9, 2020 | filing ↗ |
| Touchstone Sands Capital Select Growth Fund | Buy | $50K – $100K | — | Sep 9, 2020 | filing ↗ |
| AB Large Cap Growth Adv | Sell | $15K – $50K | — | Aug 28, 2020 | filing ↗ |
| Advisors Inner Circle Edgewood Growth Fund | Sell | $50K – $100K | — | Jul 23, 2020 | filing ↗ |
| NatixisLoomis Sayles Growth Fund | Sell | $50K – $100K | — | Jul 23, 2020 | filing ↗ |
| Touchstone Sands Capital Select Growth Fund | Buy | $100K – $250K | — | Jul 23, 2020 | filing ↗ |
| Bernstein Diversified Municipal Portfolio | Sell | $1K – $15K | — | Jul 21, 2020 | filing ↗ |
| DoubleLine Shiller Enhanced CAPE Fund | Sell | $50K – $100K | — | Jun 19, 2020 | filing ↗ |
| ClearBridge Small Cap Fund | Sell | $50K – $100K | — | Jun 19, 2020 | filing ↗ |
| Delaware Small Cap Core Fund | Buy | $50K – $100K | — | Jun 19, 2020 | filing ↗ |
| Morgan Stanley Institutional Fund Trust Growth Portfolio | Buy | $50K – $100K | — | Jun 19, 2020 | filing ↗ |
| Principal MidCap Fund | Buy | $15K – $50K | — | Jun 19, 2020 | filing ↗ |
| AB Large Cap Growth Adv | Sell | $15K – $50K | — | Apr 30, 2020 | filing ↗ |
| Bernstein Diversified Municipal Portfolio | Sell | $1K – $15K | — | Apr 22, 2020 | filing ↗ |
| Advisors Inner Circle Edgewood Growth Fund | Sell | $50K – $100K | — | Mar 31, 2020 | filing ↗ |
| Harding Loevner International Equity Portfolio | Sell | $15K – $50K | — | Mar 31, 2020 | filing ↗ |
| ClearBridge Small Cap Fund | Sell | $15K – $50K | — | Mar 31, 2020 | filing ↗ |
| Columbia Contrarian Core Fund | Buy | $50K – $100K | — | Mar 31, 2020 | filing ↗ |
| MFS Research International Fund | Buy | $15K – $50K | — | Mar 31, 2020 | filing ↗ |
| Fuller & Thaler Behavioral Small-Cap Equity Fund | Buy | $50K – $100K | — | Mar 31, 2020 | filing ↗ |
| Oakmark International Fund | Sell | $15K – $50K | — | Mar 20, 2020 | filing ↗ |
| MFS Research International Fund | Buy | $15K – $50K | — | Mar 20, 2020 | filing ↗ |
| Vanguard Total International Stock Index Fund | Sell | $100K – $250K | — | Mar 19, 2020 | filing ↗ |
| Vanguard Total Stock Market Index Fund | Sell | $250K – $500K | — | Mar 19, 2020 | filing ↗ |
| Vanguard European Stock Index Fund | Sell | $15K – $50K | — | Mar 18, 2020 | filing ↗ |
| Vanguard Total Stock Market Index Fund | Sell | $100K – $250K | — | Mar 18, 2020 | filing ↗ |
| Vanguard Total Stock Market Index Fund | Sell | $500K – $1M | — | Mar 18, 2020 | filing ↗ |
| Vanguard Total Stock Market Index Fund | Sell | $100K – $250K | — | Mar 16, 2020 | filing ↗ |
| AB Large Cap Growth Adv | Sell | $15K – $50K | — | Feb 21, 2020 | filing ↗ |
Asset holdings
Termination · filed —All positions
114 positions| Asset | Owner | Value | Income |
|---|---|---|---|
| Kirkland & Ellis LLP, defined benefit plan (value not readily ascertainable) | Self | — | Retirement Payments (annual) · $22.2K |
| St. Paul Business Trust, defined benefit plan (value not readily ascertainable) Trust assumed majority of Kirkland's pension obligation at age 61 | Self | — | Retirement payments (annual) · $175K |
| Vanguard Emerging Markets Stock Index Fund | Self | $100K – $250K | — |
| Vanguard Inflation Protected Securities Fund | Self | $15K – $50K | — |
| Vanguard Total Bond Market Index Fund | Self | $100K – $250K | — |
| Vanguard Total International Stock Fund | Self | $100K – $250K | — |
| Vanguard Total Stock Market Fund | Self | $100K – $250K | — |
| Ishares Edge Msci USA Quality Factor ETF | Self | $15K – $50K | — |
| Vea Vanguard Ftse Developed Markets ETF | Self | $50K – $100K | — |
| US brokerage money market account (cash) | Self | $50K – $100K | — |
| COFYX Columbia Contrarian Core Fund Institutional 3 Class | Self | $250K – $500K | — |
| CCALX Conestoga Small Cap Institutional Class | Self | $50K – $100K | — |
| PCBIX Principal MidCap Fund Institutional Clas | Self | $100K – $250K | — |
| PRZIX T. Rowe Price Emerging Markets Stock Fund I Class | Self | $50K – $100K | — |
| Columbia Select Large Equity Fund | Self | $100K – $250K | — |
| DSEEX Doubleline Shiller Enhanced CAPE Fund | Self | $100K – $250K | — |
| CMGIX BlackRock MidCap Growth Equity Portfolio | Self | $100K – $250K | — |
| JPMorgan Emerging Mkt Equity Fund | Self | $100K – $250K | — |
| Fidelity Real Estate Fund | Self | $50K – $100K | — |
| Vanguard Treasury Money Market Fund | Self | $500K – $1M | — |
| Touchstone Sands Capital Select Growth Fund Class Y Shares CFSIX | Self | $100K – $250K | — |
| MFS Research International Fund Class I Shares MRSIX | Self | $100K – $250K | — |
| Morgan Stanley Institutional Fund Trust Growth Portfolio | Self | $100K – $250K | — |
| Columbia Select Mid Cap Value Fund Institutional 3 Class Shares | Self | $100K – $250K | — |
| Delaware Small Cap Core Fund Class R6 Shares DCZRX | Self | $50K – $100K | — |
| Fuller & Thaler Behavioral Small-Cap Equity Fund FTHFX | Self | $50K – $100K | — |
| Harbor Small Cap Value Fund HASCX | Self | $50K – $100K | — |
| William Blair International Small Cap Growth Fund WIISX | Self | $15K – $50K | — |
| Columbia Dividend Income Fund | Self | $15K – $50K | — |
| Roth IRA: Vanguard Treasury Money Market Fund | Spouse | $100K – $250K | — |
| U.S. bank account #1 (cash) | — | $250K – $500K | — |
| U.S. bank account #2 (cash) | — | $15K – $50K | — |
| U.S. bank account #3 (cash) | — | $1K – $15K | — |
| U.S. CMA account #4 (cash) | — | $15K – $50K | — |
| VEMAX Vanguard Emerging Markets Stock Index Fund | — | $100K – $250K | $2.5K – $5K |
| VWEAX Vanguard High Yield Corporate Fund | — | $50K – $100K | $2.5K – $5K |
| VWIUX Vanguard Intermediate Term Tax Exempt Fund | — | $250K – $500K | $5K – $15K |
| Vanguard Prime Money Market Fund | — | $500K – $1M | $15K – $50K |
| VBTLX Vanguard Total Bond Market Index Fund | — | $100K – $250K | $2.5K – $5K |
| VTIAX Vanguard Total International Stock Index Fund | — | $250K – $500K | $5K – $15K |
| Fidelity Tax Exempt MMF | — | $15K – $50K | $201 – $1K |
| FEQTX Fidelity Equity Dividend Income Fund | — | $15K – $50K | $201 – $1K |
| Schwab U.S. Dividend Equity ETF | — | Under $1K | $2.5K – $5K |
| Schwab Cash Reserves | — | $1M – $5M | Interest · $201 – $1K |
| DC Income Tax 5%23 Tax Comb Due 12/01/23 | — | $15K – $50K | Interest · $1K – $2.5K |
| Denton TX 5%21 GO LTX Due 02/15/21 | — | Under $1K | Interest · $201 – $1K |
| FL St B/E Pub ED 5%22 Tax Exit Due 06/01/22 | — | $50K – $100K | Interest · $2.5K – $5K |
| King CNTY WA SD #40 5%21 GO Utx Due 12/01/21 | — | $15K – $50K | Interest · $201 – $1K |
| MN Pfa Revolving 5%23 Auth Pool Due 03/01/23 | — | $15K – $50K | Interest · $201 – $1K |
| NY St PWR Auth 5%22 Util PWR Due 11/15/22 | — | $15K – $50K | Interest · $1K – $2.5K |
| NY St Urb Dev Corp 5%27 Tax SPL Due 03/15/27 | — | $100K – $250K | Interest · $2.5K – $5K |
| OR St Dept Admn LTR 5%24 VP Due 04/01/24 | — | $50K – $100K | Interest · $2.5K – $5K |
| Pennsylvania St 5.375%20 GO Utx Due 07/01/20 AS | — | Under $1K | Interest · $1K – $2.5K |
| Santa Clara CA FA 4%23 BLDG Leas Due 02/01/23 XT | — | $15K – $50K | Interest · $201 – $1K |
| Univ Cincinnati OH 5%25 Educ Pub Due 06/01/25 | — | $100K – $250K | Interest · $2.5K – $5K |
| VA St Pub SCH Auth 5%24 SCH Impt Due 08/01/24 | — | $100K – $250K | Interest · $2.5K – $5K |
| Bernstein Diversified Muni Portfolio | — | $500K – $1M | $15K – $50K |
| Tax-aware Overlay A Portfolio Class 1 SATOX | — | $500K – $1M | $5K – $15K |
| Tax-aware Overlay B Portfolio Class 1 SBTOX | — | $250K – $500K | $5K – $15K |
| AB Discovery GRWTH FUND- Adv | — | $50K – $100K | — |
| AB Discovery Value FUND- Adv | — | $50K – $100K | $201 – $1K |
| Bernstein Emerging MRKTS Portfolio | — | $50K – $100K | $1K – $2.5K |
| Bernstein Tax-managed Int'l Portfolio | — | $250K – $500K | $5K – $15K |
| AB Multi-manager Alternative Fund | — | $250K – $500K | — |
| Wells Fargo Advisors Money Market | — | $50K – $100K | — |
| Amer FDS Inc Fund Amr A AMECX | — | $250K – $500K | $5K – $15K |
| Capital Income BLDR CL A CAIBX | — | $250K – $500K | $5K – $15K |
| Amer FDS Cap WRLD G/I A CWGIX | — | $250K – $500K | $2.5K – $5K |
| Amer FDS Wash Mutual A AWSHX | — | $100K – $250K | $5K – $15K |
| Amer FDS Invst Co Amr A AIVSX | — | $100K – $250K | $2.5K – $5K |
| American FDS Dev World A DWGAX | — | $15K – $50K | $201 – $1K |
| VA St HSG Dev Auth CPN 3.050% Due 10/01/22 | — | $50K – $100K | Interest · $1K – $2.5K |
| SMYTH CNTY VA Pub Impt Sera G/OCPN 4.0% 11/01/31 | — | $15K – $50K | Interest · $1K – $2.5K |
| VA St HSG Dev Auth 2.850% Due 10/01/21 | — | $15K – $50K | Interest · $201 – $1K |
| VA Small Business Fing Auth Rev RFDG 4% Hampton U | — | $15K – $50K | Interest · $1K – $2.5K |
| Fairfax CNTY VA Ida Rev HC Inova HLTH 4.0% | — | Under $1K | Interest · $1K – $2.5K |
| Upper Occoquan SWR Auth VA 3% 07/01/44 | — | $15K – $50K | Interest · $201 – $1K |
| Poquoson VA RFDG G/O 4% 02/15/25 | — | Under $1K | Interest · $201 – $1K |
| VA CLG BLDG Auth VA Edl Facs Rev High ED 4% | — | Under $1K | Interest · $201 – $1K |
| Virginia St HSG Dev Auth 4.000% Due 10/01/30 | — | Under $1K | Interest · $201 – $1K |
| VA Small Business Fing Auth 5.250% Due 04/01/26 | — | Under $1K | Interest · $201 – $1K |
| VA Small Business Fing 4.750% Due 04/01/23 | — | Under $1K | Interest · $201 – $1K |
| Fairfax CNTY VA Econ Dev Auth Rev Wiehle Ave | — | Under $1K | Interest · $201 – $1K |
| Prince William CNTY VA Ida HC Rev RFDG Novant | — | $1K – $15K | Interest · $201 – $1K |
| VA St HSG Dev Auth RNTL HSG Ser F 3.375% 10/1/21 | — | $15K – $50K | Interest · $201 – $1K |
| Arlington CNTY VA Ida 4.25% HSP Fac Rev RFDG VA Hos | — | Under $1K | Interest · $201 – $1K |
| VA St HSG Dev Auth RNTL HSG 3.950% Due 08/01/23 | — | Under $1K | Interest · $201 – $1K |
| Roanoke VA Ida HSP Rev Unrefund Ref Carillion | — | Under $1K | Interest · $201 – $1K |
| VA CLLG BLDG Auth VA Edl Facs 4.000% Due 09/01/30 | — | Under $1K | Interest · $201 – $1K |
| VA St HSG Dev Auth RNTL HSG Ser F 2.900% 10/1/20 | — | Under $1K | Interest · $201 – $1K |
| VA St Pub SCH Auth RFDG 1997 Resolution 3% | — | $15K – $50K | Interest · $201 – $1K |
| Lynchburg VA Econ Dev Auth Edl Facs Rev LYNC | — | $15K – $50K | Interest · $201 – $1K |
| VA St HSG Dev Auth RNTL HSG Sere 4.4% 10/1/40 | — | Under $1K | Interest · $201 – $1K |
| VA St Pub BLDG Auth Pub Facs Rev RFDG Ser C | — | $15K – $50K | Interest · $201 – $1K |
| VA St HSG Dev Auth RNTL HSG Ser B 3% 8/1/27 | — | $15K – $50K | Interest · $201 – $1K |
| Virginia St Pub BLDG Auth Pub Facs Rev Ser A | — | $15K – $50K | Interest · $201 – $1K |
| Fairfax CNTY VA Indl Dev Auth Rev RFDG Inova H | — | $15K – $50K | Interest · $201 – $1K |
| Roanoke VA Econ Dev Auth HSP Rev RFDG Caroli | — | Under $1K | Interest · $201 – $1K |
| VA Comwlth Univ HLTH SYS Auth Rev Gen 4.25% | — | $1K – $15K | Interest · $1K – $2.5K |
| VA St HSG Dev Auth RNTL 4.375% Due 12/01/31 | — | $1K – $15K | Interest · $201 – $1K |
| Fairfax CNTY VA Ida Rev HC Inova HLTH SYS Proj | — | $1K – $15K | Interest · $201 – $1K |
| Prince William CNTY VA Ida HC RFDG Novant HLTH | — | $1K – $15K | Interest · $201 – $1K |
| Prince William CNTY VA Ida HC Rev Novant Oblig | — | $1K – $15K | Interest · $201 – $1K |
| Spotsylvania CNTY VA Econ Dev Auth Pub Fac RE | — | $1K – $15K | Interest · $201 – $1K |
| District Columbia Tax Increment Rev City MKT | — | $1K – $15K | Interest · $201 – $1K |
| Mahomet IL Alt Rev Source DB B\e 4.500% 01/01/34 | — | Under $1K | Interest · $201 – $1K |
| Pacific Life Flexible Premium Indexed Adjustable Variable Life Insurance: 1-Yr High Par Indexed Account (linked to S&P 500 index) | — | $250K – $500K | Interest · $5K – $15K |
| John Hancock variable life insurance:Blue Chip Growth Fund | — | $100K – $250K | — |
| John Hancock variable life insurance: Midcap Index Fund | — | $50K – $100K | — |
| U.S. bank account #5 (cash) | — | $1K – $15K | — |
| U.S. bank account #6 (CDs) | — | $1M – $5M | Interest · $15K – $50K |
| AB Large Cap Growth Fund Advisor Class | — | $250K – $500K | $201 – $1K |
| AB Value Fund Advisor Class | — | $250K – $500K | $5K – $15K |
| VA St HSG Dev Auth CMWLTH MTG 2.400% 10/1/20 | — | Under $1K | Interest · $201 – $1K |
Values and income are the ranges the filer discloses, normalized to one form. Hover a value for the string as filed. Rows marked *** carry that marker in the filing itself, with no legend: each one is a foreign-domiciled issuer or a Reg S note.