Lloyd Austin
Raytheon Technologies Corp × 2 NUE × 1 Booz Allen Hamilton Holding Corp × 1 Tenet Healthcare Corp × 1 view in graph
5trades · $4.7M est.
40%
disclosed on time · 3 late, worst 2d over
$2.8Mest. assets · Termination
Since nomination
Nominee 278 (01/08/2021) vs TerminationDivested
21 positions · $4.7M est. · largest 20 shown| Asset | Account | Owner | Value at nomination |
|---|---|---|---|
| Tenet Healthcare Corp. [vested restricted stock units] Annual Allotment | Employment assets | Self | $1M – $5M |
| Raytheon Technology Corp., [vested deferred stock units] - Annual Allotment | Employment assets | Self | $500K – $1M |
| Booz Allen Hamilton Holding Corp. (BAH) [common stock] | Employment assets | Self | $100K – $250K |
| Otis Worldwide Corp. [vested deferred stock units] | Employment assets | Self | $100K – $250K |
| Carrier Global Corp. [vested deferred stock units] | Employment assets | Self | $100K – $250K |
| Tenet Healthcare Corp. [vested restricted stock units] - New Director Allotment | Employment assets | Self | $50K – $100K |
| Raytheon Technologies Corp. [vested restricted stock units] - New Director Allotment | Employment assets | Self | $50K – $100K |
| Nucor Corp. [receivable - 4th Q 2020 Director Fees] | Employment assets | Self | $15K – $50K |
| Fidelity Investments [receivable - Advisory Committee Fees for December 2020] | Employment assets | Self | $15K – $50K |
| Booz Allen Hamilton Holding Corp. [unvested restricted stock units] | Employment assets | Self | $15K – $50K |
| Tenet Healthcare Corp. [receivable - 4th Q 2020 Director Fees] | Employment assets | Self | $15K – $50K |
| Raytheon Technology Corp. [unvested restricted stock units] - New Director Allotment | Employment assets | Self | $15K – $50K |
| Otis Worldwide Corp., [vested restricted stock units] | Employment assets | Self | $15K – $50K |
| Carrier Global Corp., [vested restricted stock units] | Employment assets | Self | $15K – $50K |
| Nucor Corp [vested restricted stock units, anticipated cash dividend equivalent] | Employment assets | Self | $1K – $15K |
| Pine Island Sponsor LLC (PIS LLC), Series A- 1 Preferred Units | Employment assets | Self | $1K – $15K |
| Personal Loan to Pine Island Capital Partners, LLC (PICP, LLC) [Private Equity] | Employment assets | Self | $1K – $15K |
| Akre Focus Fund Retail Class Shares AKREX | Employment assets | Self | $1K – $15K |
| WCM Focused International Growth Fund Investor Class Shares WCMRX | Employment assets | Self | $1K – $15K |
| Residential Rental Property (Fayetteville, North Carolina) | Other assets | — | Under $1K |
Held at termination
23 positions · $791.5K est. · largest 20 shown| Asset | Account | Owner | At nomination | Latest value |
|---|---|---|---|---|
| U.S. Bank (cash) | Other assets | — | $250K – $500K | $250K – $500K |
| USAA Tax-Exempt Long-Term Fund USTEX | Other assets | — | $100K – $250K | $100K – $250K |
| Austin Strategy Group, LLC [consulting business] | Employment assets | Self | $15K – $50K | $15K – $50K |
| USAA Tax-Exempt Money Market Fund | Other assets | — | $15K – $50K | $15K – $50K |
| U.S. brokerage money market account (cash) | Other assets | — | $15K – $50K | $15K – $50K |
| American Mutual Fund Class F2 Shares AMRFX | Employment assets | Self | $1K – $15K | $1K – $15K |
| BlackRock Technology Opportunities Fund Institutional Shares BGSIX | Employment assets | Self | $1K – $15K | $1K – $15K |
| Catalyst/Millburn Hedge Strategy Fund Class I Shares MBXIX | Employment assets | Self | $1K – $15K | $1K – $15K |
| Cohen & Steers Realty Shares, Class I Shares CSJIX | Employment assets | Self | $1K – $15K | $1K – $15K |
| Delaware Small Cap Value Fund Institutional Class Shares DEVIX | Employment assets | Self | $1K – $15K | $1K – $15K |
| Driehaus International Small Cap Growth Fund DRIOX | Employment assets | Self | $1K – $15K | $1K – $15K |
| Fidelity Extended Market Index Fund FSMAX | Employment assets | Self | $1K – $15K | $1K – $15K |
| Fidelity International Index Fund FSPSX | Employment assets | Self | $1K – $15K | $1K – $15K |
| Fidelity 500 Index Fund FXAIX | Employment assets | Self | $1K – $15K | $1K – $15K |
| Invesco Oppenheimer Developing Markets Fund Class Y Shares ODVYX | Employment assets | Self | $1K – $15K | $1K – $15K |
| T Rowe Price Blue Chip Growth Fund TRBCX | Employment assets | Self | $1K – $15K | $1K – $15K |
| T Rowe Price Mid-Cap Growth Fund RPMGX | Employment assets | Self | $1K – $15K | $1K – $15K |
| T Rowe Price New Horizons Fund PRNHX | Employment assets | Self | $1K – $15K | $1K – $15K |
| Fidelity US Bond Index Fund FXNAX | Employment assets | Self | $1K – $15K | $1K – $15K |
| PIMCO Income Fund Class I-3 Shares PIPNX | Employment assets | Self | $1K – $15K | $1K – $15K |
New positions
22 positions · $2M est. · largest 20 shown| Asset | Account | Owner | Latest value |
|---|---|---|---|
| AlphaSimplex Managed Futures Strategy Fund Class Y Shares ASFYX | Other assets | — | $100K – $250K |
| American Beacon AHL Managed Futures Strategy Fund Class Y Shares AHLYX | Other assets | — | $100K – $250K |
| Fidelity International Index Fund FSPSX | Other assets | — | $100K – $250K |
| Fidelity 500 Index Fund FXAIX | Other assets | — | $100K – $250K |
| PIMCO Municipal Bond Fund I-3 PMUNX | Other assets | — | $100K – $250K |
| Limited Term Tax-Exempt Bond Fund of America Class F2 Shares LTEFX | Other assets | — | $100K – $250K |
| Capital Group Dividend Value ETF Share Class CGDV | Other assets | — | $100K – $250K |
| Akre Focus Fund Institutional Class Shares AKRIX | Other assets | — | $50K – $100K |
| Fidelity Mid Cap Index Fund FSMDX | Other assets | — | $50K – $100K |
| Fidelity Small Cap Index Fund FSSNX | Other assets | — | $50K – $100K |
| WCM Focused International Growth Fund Institutional Class Shares WCMIX | Other assets | — | $50K – $100K |
| Goldman Sachs High Yield Municipal Fund Institutional Shares GHYIX | Other assets | — | $50K – $100K |
| Nuveen High Yield Municipal Bond Fund Class I Shares NHMRX | Other assets | — | $50K – $100K |
| Capital Group Growth ETF Share Class CGGR | Other assets | — | $50K – $100K |
| Capital Group International Focus Equity ETF Share Class CGXU | Other assets | — | $50K – $100K |
| New World Fund, Inc Class F2 Shares NFFFX | Other assets | — | $50K – $100K |
| Fidelity Government Cash Reserves FDRXX | Other assets | — | $15K – $50K |
| Fidelity Extended Market Index Fund FSMAX | Other assets | — | $15K – $50K |
| T Rowe Price QM US Sm-Cap Growth Eqty Fd, Inc PRDSX | Other assets | — | $15K – $50K |
| American High-Income Municipal Bond Fund Class F2 Shares AHMFX | Other assets | — | $15K – $50K |
Positions are matched between the two reports by exact name, first within the same account, then across accounts, then by ticker; rows matching nothing are listed as divested or new. Estimates are band midpoints.
Stock trades
| Asset | Type | Amount | Owner | Traded | Disclosed |
|---|---|---|---|---|---|
| Raytheon Technologies Corp | Sell | $1K – $15K | Self | Mar 9, 2021 | filing ↗ |
| Raytheon Technologies Corp | Sell | $500K – $1M | Self | Mar 2, 2021 | filing ↗ |
| Tenet Healthcare Corp | Sell | $1M – $5M | Self | Feb 17, 2021 | 2d late filing ↗ |
| NUE Nucor Corp. | Sell | $500K – $1M | Self | Feb 17, 2021 | 2d late filing ↗ |
| Booz Allen Hamilton Holding Corp | Sell | $100K – $250K | Self | Feb 17, 2021 | 2d late filing ↗ |
Asset holdings
Termination · filed —All positions
48 positions| Asset | Owner | Value | Income |
|---|---|---|---|
| Austin Strategy Group, LLC [consulting business] | Self | $15K – $50K | — |
| IRA | Self | — | — |
| Akre Focus Fund Institutional Class Shares AKRIX | Self | $1K – $15K | — |
| American Mutual Fund Class F2 Shares AMRFX | Self | $1K – $15K | — |
| BlackRock Technology Opportunities Fund Institutional Shares BGSIX | Self | $1K – $15K | — |
| Catalyst/Millburn Hedge Strategy Fund Class I Shares MBXIX | Self | $1K – $15K | — |
| Cohen & Steers Realty Shares, Class I Shares CSJIX | Self | $1K – $15K | — |
| Delaware Small Cap Value Fund Institutional Class Shares DEVIX | Self | $1K – $15K | — |
| Driehaus International Small Cap Growth Fund DRIOX | Self | $1K – $15K | — |
| Fidelity Extended Market Index Fund FSMAX | Self | $1K – $15K | — |
| Fidelity International Index Fund FSPSX | Self | $1K – $15K | — |
| Fidelity 500 Index Fund FXAIX | Self | $1K – $15K | — |
| Invesco Oppenheimer Developing Markets Fund Class Y Shares ODVYX | Self | $1K – $15K | — |
| T Rowe Price Blue Chip Growth Fund TRBCX | Self | $1K – $15K | — |
| T Rowe Price Mid-Cap Growth Fund RPMGX | Self | $1K – $15K | — |
| T Rowe Price New Horizons Fund PRNHX | Self | $1K – $15K | — |
| WCM Focused International Growth Fund Institutional Class Shares WCMIX | Self | $1K – $15K | — |
| Fidelity US Bond Index Fund FXNAX | Self | $1K – $15K | — |
| PIMCO Income Fund Class I-3 Shares PIPNX | Self | $1K – $15K | — |
| PIMCO Real Return Fund Class I-3 Shares PRNPX | Self | $1K – $15K | — |
| PIMCO Total Return Fund Class I-3 Shares PTTNX | Self | $1K – $15K | — |
| Templeton Global Bond Fund Advisor Class Shares TGBAX | Self | $1K – $15K | — |
| Brokerage Account | — | — | — |
| USAA Tax-Exempt Long-Term Fund USTEX | — | $100K – $250K | $2.5K – $5K |
| USAA Tax-Exempt Money Market Fund | — | $15K – $50K | — |
| U.S. Bank (cash) | — | $250K – $500K | Interest · $1K – $2.5K |
| U.S. brokerage money market account (cash) | — | $15K – $50K | — |
| Brokerage Account 2 | — | — | — |
| Fidelity Government Cash Reserves FDRXX | — | $15K – $50K | $1K – $2.5K |
| Akre Focus Fund Institutional Class Shares AKRIX | — | $50K – $100K | $2.5K – $5K |
| AlphaSimplex Managed Futures Strategy Fund Class Y Shares ASFYX | — | $100K – $250K | $1K – $2.5K |
| American Beacon AHL Managed Futures Strategy Fund Class Y Shares AHLYX | — | $100K – $250K | $1K – $2.5K |
| Fidelity Extended Market Index Fund FSMAX | — | $15K – $50K | $201 – $1K |
| Fidelity International Index Fund FSPSX | — | $100K – $250K | $2.5K – $5K |
| Fidelity Mid Cap Index Fund FSMDX | — | $50K – $100K | $1K – $2.5K |
| Fidelity Small Cap Index Fund FSSNX | — | $50K – $100K | $201 – $1K |
| Fidelity 500 Index Fund FXAIX | — | $100K – $250K | $2.5K – $5K |
| T Rowe Price QM US Sm-Cap Growth Eqty Fd, Inc PRDSX | — | $15K – $50K | $201 – $1K |
| WCM Focused International Growth Fund Institutional Class Shares WCMIX | — | $50K – $100K | $201 – $1K |
| American High-Income Municipal Bond Fund Class F2 Shares AHMFX | — | $15K – $50K | $1K – $2.5K |
| Goldman Sachs High Yield Municipal Fund Institutional Shares GHYIX | — | $50K – $100K | $1K – $2.5K |
| Nuveen High Yield Municipal Bond Fund Class I Shares NHMRX | — | $50K – $100K | $2.5K – $5K |
| PIMCO Municipal Bond Fund I-3 PMUNX | — | $100K – $250K | $5K – $15K |
| Capital Group Growth ETF Share Class CGGR | — | $50K – $100K | $201 – $1K |
| Capital Group International Focus Equity ETF Share Class CGXU | — | $50K – $100K | $201 – $1K |
| Limited Term Tax-Exempt Bond Fund of America Class F2 Shares LTEFX | — | $100K – $250K | $2.5K – $5K |
| New World Fund, Inc Class F2 Shares NFFFX | — | $50K – $100K | $1K – $2.5K |
| Capital Group Dividend Value ETF Share Class CGDV | — | $100K – $250K | $201 – $1K |
Values and income are the ranges the filer discloses, normalized to one form. Hover a value for the string as filed. Rows marked *** carry that marker in the filing itself, with no legend: each one is a foreign-domiciled issuer or a Reg S note.