52trades · $1.8M est.
$11.5Mest. assets · Termination
Stock trades
| Asset | Type | Amount | Owner | Traded | Disclosed |
|---|---|---|---|---|---|
| PRNHX T Rowe Price New Horizons Fund, Inc | Sell | $1K – $15K | — | Sep 14, 2020 | filing ↗ |
| PRFSX T Rowe Price Tax-Free Short-Intermediate Fund, Inc | Sell | $1K – $15K | — | Sep 14, 2020 | filing ↗ |
| HFEIX Janus Henderson European Focus Fund Class I Shares | Sell | $1K – $15K | — | Sep 14, 2020 | filing ↗ |
| ABYIX Abbey Capital Futures Strategy Fund Class I Shares | Sell | $1K – $15K | — | Sep 14, 2020 | filing ↗ |
| VWO VanguardEmerging Markets Stock Index Fund ETF Shares | Sell | $1K – $15K | — | Sep 14, 2020 | filing ↗ |
| MSEQX Morgan Stanley Institutional Fund Trust Growth Portfolio Class I Shares | Sell | $1K – $15K | — | Sep 14, 2020 | filing ↗ |
| IJR iShares Core S&P Small-Cap ETF | Sell | $1K – $15K | — | Sep 14, 2020 | filing ↗ |
| LYRIX Lyrical US Value Equity Fund Institutional Class Shares | Sell | $1K – $15K | — | Sep 14, 2020 | filing ↗ |
| TPYP TortoiseNorth American Pipeline Fund | Sell | $1K – $15K | — | Sep 14, 2020 | filing ↗ |
| NLSIX Neuberger Berman Long Short Fund Institutional Class Shares | Buy | $50K – $100K | — | Jun 26, 2020 | filing ↗ |
| NML Neuberger Berman MLP and Energy Income Fund Inc | Sell | $50K – $100K | — | Apr 14, 2020 | filing ↗ |
| AQMIX AQR Managed Futures Strategy Fund Class I Shares | Buy | $1K – $15K | — | Apr 14, 2020 | filing ↗ |
| IJH iShares Core S&P Mid-Cap ETF | Buy | $1K – $15K | — | Apr 14, 2020 | filing ↗ |
| IJK iShares S&P Mid-Cap 400 Growth ETF | Buy | $15K – $50K | — | Apr 14, 2020 | filing ↗ |
| EXG Eaton VanceTax-ManagedGlobal Diversified Equity Income Fund | Buy | $15K – $50K | — | Apr 14, 2020 | filing ↗ |
| HFEIX Janus Henderson European Focus Fund Class I Shares | Buy | $15K – $50K | — | Apr 14, 2020 | filing ↗ |
| TPYP TortoiseNorth American Pipeline Fund | Buy | $15K – $50K | — | Apr 14, 2020 | filing ↗ |
| RSP Invesco S&P 500 Equal Weight ETF | Buy | $15K – $50K | — | Apr 14, 2020 | filing ↗ |
| VWO VanguardEmerging Markets Stock Index Fund ETF Shares | Buy | $15K – $50K | — | Apr 14, 2020 | filing ↗ |
| MSEQX Morgan Stanley Institutional Fund Trust Growth Portfolio Class I Shares | Buy | $50K – $100K | — | Apr 14, 2020 | filing ↗ |
| ABYIX Abbey Capital Futures Strategy Fund Class I Shares | Buy | $15K – $50K | — | Apr 14, 2020 | filing ↗ |
| PIFZX PGIM Short-Term Corporate Bond Fund Class Z Shares | Buy | $50K – $100K | — | Apr 14, 2020 | filing ↗ |
| LYRIX Lyrical US Value Equity Fund Institutional Class Shares | Buy | $50K – $100K | — | Apr 14, 2020 | filing ↗ |
| IJR iShares Core S&P Small-Cap ETF | Buy | $50K – $100K | — | Apr 14, 2020 | filing ↗ |
| PIMSX Virtus Newfleet Multi-Sector Short Term Bond Fund Class I Shares | Sell | $50K – $100K | — | Mar 4, 2020 | filing ↗ |
| MEURX Franklin Mutual European Fund Class Z Shares | Sell | $15K – $50K | — | Mar 4, 2020 | filing ↗ |
| PRJPX T Rowe Price Japan Fund | Sell | $1K – $15K | — | Mar 4, 2020 | filing ↗ |
| AQMIX AQR Managed Futures Strategy Fund Class I Shares | Sell | $1K – $15K | — | Mar 4, 2020 | filing ↗ |
| EXG Eaton VanceTax-ManagedGlobal Diversified Equity Income Fund | Sell | $1K – $15K | — | Mar 4, 2020 | filing ↗ |
| PRFSX T Rowe Price Tax-Free Short-Intermediate Fund, Inc | Sell | $1K – $15K | — | Mar 4, 2020 | filing ↗ |
| CIHIX Cullen International High Dividend Fund Class I Shares | Sell | $1K – $15K | — | Mar 4, 2020 | filing ↗ |
| VBK Vanguard Small-Cap Growth Index Fund ETF Class Shares | Sell | $1K – $15K | — | Mar 4, 2020 | filing ↗ |
| HIEMX Virtus VontobelEmerging Markets Opportunities Fund Class I Shares | Sell | $15K – $50K | — | Mar 4, 2020 | filing ↗ |
| DBLTX DoubleLine Total Return Bond Fund Class I Shares | Sell | $1K – $15K | — | Mar 4, 2020 | filing ↗ |
| IJK iShares S&P Mid-Cap 400 Growth ETF | Sell | $1K – $15K | — | Mar 4, 2020 | filing ↗ |
| FTA First Trust Large Cap Value AlphaDEX Fund | Sell | $50K – $100K | — | Mar 4, 2020 | filing ↗ |
| IJH iShares Core S&P Mid-Cap ETF | Sell | $1K – $15K | — | Mar 4, 2020 | filing ↗ |
| CMNIX Calamos Market Neutral Income Fund Class I Shares | Sell | $1K – $15K | — | Mar 4, 2020 | filing ↗ |
| PIFZX PGIM Short-Term Corporate Bond Fund Class Z Shares | Sell | $15K – $50K | — | Mar 4, 2020 | filing ↗ |
| JKL iShares Morningstar Small-Cap Value ETF | Sell | $15K – $50K | — | Mar 4, 2020 | filing ↗ |
| RSP Invesco S&P 500 Equal Weight ETF | Sell | $15K – $50K | — | Mar 4, 2020 | filing ↗ |
| NBHIX Neuberger Berman Equity Income Fund Institutional Class Shares | Sell | $100K – $250K | — | Mar 4, 2020 | filing ↗ |
| AEPFX EuroPacific Growth Fund Class F2 Shares | Sell | $100K – $250K | — | Mar 4, 2020 | filing ↗ |
| PDBZX PGIM Total Return Bond Fund Class Z Shares | Buy | $1K – $15K | — | Feb 24, 2020 | filing ↗ |
| NBHIX Neuberger Berman Equity Income Fund Institutional Class Shares | Buy | $1K – $15K | — | Feb 24, 2020 | filing ↗ |
| DBLTX DoubleLine Total Return Bond Fund Class I Shares | Buy | $1K – $15K | — | Feb 13, 2020 | filing ↗ |
| HGOIX Hartford Growth Opportunities Fund Class I Shares | Buy | $15K – $50K | — | Feb 13, 2020 | filing ↗ |
| FABZX Franklin K2 Alternative Strategies Fund Advisor Class Shares | Sell | $15K – $50K | — | Feb 13, 2020 | filing ↗ |
| HGOIX Hartford Growth Opportunities Fund Class I Shares | Sell | $15K – $50K | — | Feb 13, 2020 | filing ↗ |
| HEOZX Highland Long/Short Equity Fund Class Z Shares | Sell | $100K – $250K | — | Feb 13, 2020 | filing ↗ |
| PDBZX PGIM Total Return Bond Fund Class Z Shares | Sell | $15K – $50K | — | Feb 13, 2020 | filing ↗ |
| FABZX Franklin K2 Alternative Strategies Fund Advisor Class Shares | Buy | $1K – $15K | — | Feb 4, 2020 | filing ↗ |
Asset holdings
Termination · filed —All positions
84 positions| Asset | Owner | Value | Income |
|---|---|---|---|
| Textron Inc., Defined Benefit Plan | Self | — | — |
| Textron Inc. Defined Benefit Plan (Qualified) | Self | $1M – $5M | Retirement payments (monthly) · $7.6K |
| Textron, Inc. Defined Benefit Plan (Non- Qualified) | Self | $1M – $5M | Retirement payments (monthly) · $10.4K |
| IRA #1 | Self | — | — |
| Ijh -ishares S&P Midcap 400 Index | Self | $50K – $100K | $201 – $1K |
| DES - Wisdom Tree Small Cap Div | Self | $15K – $50K | $201 – $1K |
| AEPFX - American Funds EuroPac Growth | Self | $100K – $250K | $201 – $1K |
| Aqmix -AQR Managed Futures Strategy I | Self | $1K – $15K | $201 – $1K |
| CMNIX - Calamos Mkt Neutral INC I | Self | $50K – $100K | $201 – $1K |
| Cihix - Cullen Intl High Dividend I | Self | $50K – $100K | $1K – $2.5K |
| Hiemx - Virtus Vontobel Emrg MKT Opp I | Self | $50K – $100K | $201 – $1K |
| PIMSX - Virtus Newfleet Multi-Sector Short Term Bond Fund | Self | $50K – $100K | $1K – $2.5K |
| U.S. Brokerage Account (Cash) | Self | $100K – $250K | — |
| Ishares S&P Midcap GR ETF IJK | Self | $50K – $100K | $201 – $1K |
| Vanguard Small Growth VBK | Self | $50K – $100K | $201 – $1K |
| Invesco EQ WGT S&P Fund VADDX | Self | $100K – $250K | $5K – $15K |
| Doubleline Total Return Fund DBLTX | Self | $15K – $50K | $1K – $2.5K |
| Franklin K2 Alt Strategies Fund FABZX | Self | $15K – $50K | $201 – $1K |
| Hartford Growth Opps Fund HGOIX | Self | $100K – $250K | $15K – $50K |
| Highland Long Short Equity Fund HEOZX | Self | $15K – $50K | $2.5K – $5K |
| Ivy High Income IVHIX | Self | $1K – $15K | $201 – $1K |
| Neuberger Berman Equity Income Fund NBHIX | Self | $100K – $250K | $2.5K – $5K |
| Prudential Total Return Bond Fund PDBZX | Self | $50K – $100K | $1K – $2.5K |
| Prudential Short Term Bond Fund PIFZX | Self | $15K – $50K | $201 – $1K |
| U.S. Brokerage Account (cash) | Self | $100K – $250K | — |
| Neuberger Berman Long Short Fund Institutional Class Shares NLSIX | Self | $15K – $50K | $201 – $1K |
| IRA #1 | Spouse | — | — |
| U.S. brokerage account (Cash) | Spouse | $1K – $15K | — |
| Iei - Ishares 3-7 YR Treasury BD ETF | Spouse | $1K – $15K | — |
| Ivw - Ishares S&P 500 GRWTH ETF | Spouse | $50K – $100K | $201 – $1K |
| Ive - Ishares S&P 500 Val ETF | Spouse | $15K – $50K | $201 – $1K |
| Ijk -ishares S&P Mid-cap 400 G ETF | Spouse | $1K – $15K | — |
| Ijj - Ishares S&P Mid-cap 400 V ETF | Spouse | $1K – $15K | $201 – $1K |
| DGCIX - Delaware Corp Bond | Spouse | $1K – $15K | $201 – $1K |
| CNSDX - Invesco Convert Securities Y | Spouse | $1K – $15K | $1K – $2.5K |
| LIFFX - Lord Abbett Inflation Focused | Spouse | $1K – $15K | — |
| Gafyx - Natixis Asg Global Alternat Y | Spouse | $1K – $15K | $201 – $1K |
| TGBAX - Templeton Global Bond | Spouse | $1K – $15K | $201 – $1K |
| RSDYX - Victory Incore Low Dur BD Y | Spouse | $1K – $15K | — |
| U.S. Brokerage Account (Cash) | Spouse | $1K – $15K | — |
| MainStay CBRE Real Estate Fund Class I Shares CRARX | Spouse | $1K – $15K | — |
| Lord Abbett Short Duration Income Fund Class F Shares LDLFX | Spouse | Under $1K | — |
| Apple Inc. - Common Stock AAPL | — | $15K – $50K | — |
| FTV - Fortive Corp | — | $1K – $15K | — |
| JP Morgan Chase & Co | — | $1K – $15K | Dividends · $201 – $1K |
| Merck & Co Inc | — | $1K – $15K | Dividends · $201 – $1K |
| Union Pacific Corp | — | $15K – $50K | $201 – $1K |
| Visa Inc | — | $1K – $15K | — |
| EXG - Eaton Vance Tax Managed Dividend Fund | — | $50K – $100K | $2.5K – $5K |
| RSP - Invesco S&P Equal Weight | — | $100K – $250K | $2.5K – $5K |
| iShares S&P GSCI Commodity-Indexed Trust GSG | — | $1K – $15K | — |
| iSHARES S&P MIDCAP 400 Index IJH | — | $100K – $250K | $1K – $2.5K |
| iShares Morningstar Small-Cap Value ETF JKL | — | $15K – $50K | $201 – $1K |
| VBK - Vanguard Small Cap Growth | — | $100K – $250K | $201 – $1K |
| AQMIX - AQR Managed Futures Strategy Fund | — | $15K – $50K | $1K – $2.5K |
| FABZX - Franklin K2 Alternative Strategies Fund | — | $50K – $100K | $201 – $1K |
| Hartford Growth Opportunities I | — | $250K – $500K | $15K – $50K |
| IVHIX - Ivy High Income | — | $1K – $15K | $201 – $1K |
| T. Rowe Price Japan | — | $15K – $50K | $201 – $1K |
| PRNHX - T. Rowe Price New Horizons Fund | — | $15K – $50K | $2.5K – $5K |
| T. Rowe Price Summit Municipal Intm | — | $50K – $100K | $1K – $2.5K |
| T. Rowe Price Tax-Free Shrt-Interm | — | $15K – $50K | $201 – $1K |
| PIMSX - Virtus Newfleet Multi-Sector Short Term Bond Fund | — | $15K – $50K | $1K – $2.5K |
| Invesco Equal WGT S&P Fund VADDX | — | $50K – $100K | $5K – $15K |
| Calamos MKT Neutral Fund CMNIX | — | $100K – $250K | $1K – $2.5K |
| Cullen Intl High Div Fund CIHIX | — | $50K – $100K | $1K – $2.5K |
| Doubleline Total Return Fund DBLTX | — | $50K – $100K | $2.5K – $5K |
| American Europac Growth Fund AEPFX | — | $100K – $250K | $201 – $1K |
| Prudential Total Return Bond Fund PDBZX | — | $100K – $250K | $2.5K – $5K |
| Virtus Vontoble Emg MKTS Fund HIEMX | — | $50K – $100K | $201 – $1K |
| NBHIX – Neuberger Berman Equity Income Fund. | — | $100K – $250K | $2.5K – $5K |
| U.S. Brokerage Account (Cash) | — | $100K – $250K | — |
| Vontier Corporation VNT | — | Under $1K | — |
| iShares S&P Mid-Cap 400 Growth ETF IJK | — | $100K – $250K | $201 – $1K |
| iShares Core S&P Small-Cap ETF IJR | — | $50K – $100K | $201 – $1K |
| TortoiseNorth American Pipeline Fund TPYP | — | $15K – $50K | $201 – $1K |
| VanguardEmerging Markets Stock Index Fund ETF Shares VWO | — | $50K – $100K | $1K – $2.5K |
| Abbey Capital Futures Strategy Fund Class I Shares ABYIX | — | $15K – $50K | $201 – $1K |
| Janus Henderson European Focus Fund Class I Shares HFEIX | — | $15K – $50K | $201 – $1K |
| Lyrical US Value Equity Fund Institutional Class Shares LYRIX | — | $50K – $100K | $201 – $1K |
| Morgan Stanley Institutional Fund Trust Growth Portfolio Class I Shares MSEQX | — | $50K – $100K | $5K – $15K |
| Neuberger Berman Long Short Fund Institutional Class Shares NLSIX | — | $15K – $50K | $201 – $1K |
| PGIM Short-Term Corporate Bond Fund Class Z Shares PIFZX | — | $100K – $250K | $2.5K – $5K |
| Escrow Lehman Brothers Holdings | — | Under $1K | — |
Values and income are the ranges the filer discloses, normalized to one form. Hover a value for the string as filed. Rows marked *** carry that marker in the filing itself, with no legend: each one is a foreign-domiciled issuer or a Reg S note.