Wendy R Sherman

Wendy R Sherman

EXEC Former Deputy Secretary · Department of State

United States Treasury Bill × 3 AQR MNGD FUTURES STRAT 1 × 3 iShares Core Total USD Bond Market ETF × 2 WCM Focused Intl Gwth Inst × 2 Vanguard Dividend Appreciation xx × 2 SPDR Gold TR Gold SHS × 2 view in graph

51trades · $1.8M est.
57% disclosed on time · 22 late, worst 7274d over
$7.3Mest. assets · Annual Term

Since nomination

Nominee 278 (02/08/2021) vs Annual Term

Divested

28 positions · $988K est.
AssetAccountOwner Value at nomination
MASSACHUSETTS ST DEV FIN AGY REVCoupon 5.00% Mature 10/15/2027 Other assets $100K – $250K
VGHCX - Vanguard Health Care Inv Employment assets Self $50K – $100K
BSV - Vanguard Short Term BND Employment assets Self $50K – $100K
GLD - SPDR Gold TR Gold SHS Spouse's assets Spouse $50K – $100K
WISCONSIN ST GENL OBLIG SER-CCoupon 4.00% Pre-Ref 05/01/2021 @ 100.000 Other assets $50K – $100K
Agg - Ishares Core U.S. Aggregate Other assets $50K – $100K
GLD - SPDR Gold TR Gold SHS Employment assets Self $15K – $50K
Mapix - Matthews Asia Dividend Inv Employment assets Self $15K – $50K
Ippxx - Invesco Premier Inst Employment assets Self $15K – $50K
U.S. brokerage firm, cash account Employment assets Self $15K – $50K
Ippxx - Invesco Premier Inst Employment assets Self $15K – $50K
Aqr - Aqr MNGD Futures Strat I Spouse's assets Spouse $15K – $50K
Iviqx - Iva International I Spouse's assets Spouse $15K – $50K
VGHCX - Vanguard Health Care Inv Spouse's assets Spouse $15K – $50K
MASSACHUSETTS ST WTR RES AUTH GREEN GEN REV-CCoupon 4.00% Mature 08/01/2022 Other assets $15K – $50K
MASSACHUSETTS ST WTR RES AUTH GREEN GEN REV-CCoupon 4.00% Mature 08/01/2022 Other assets $15K – $50K
SHSSX - Blackrock Health Science Opp I Other assets $15K – $50K
GLD - SPDR Gold TR Gold SHS Employment assets Self $1K – $15K
Vig - Vanguard Dividend Appreciation Employment assets Self $1K – $15K
Sgoix - First Eagle Overseas I Employment assets Self $1K – $15K
TRBCX - T Rowe Price Blue Chip GR Employment assets Self $1K – $15K
WMCVX - Wasatch SM Cap Val FD Employment assets Self $1K – $15K
Eemv - Ishares Edge Msci Min Vol Emer Employment assets Self $1K – $15K
SLY - SPDR S&P 600 Small Cap ETF Employment assets Self $1K – $15K
Wcmix - WCM Focused Intl GWTH Inst Employment assets Self $1K – $15K
Eemv - Ishares Edge Msci Min Vol Emer Spouse's assets Spouse $1K – $15K
SLY - SPDR S&P 600 Small Cap ETF Spouse's assets Spouse $1K – $15K
Vwinx - Vanguard Wellesley Inc Inv Employment assets Self Under $1K

Still holds

97 positions · $5.9M est.
AssetAccountOwner At nomination Latest value
Iusb - Ishares Core Total Bond ETF Employment assets Self $100K – $250K $100K – $250K
Vwinx - Vanguard Wellesley Inc Inv Employment assets Self $100K – $250K $100K – $250K
AST PRESERVATION ASSET ALLOCATION Fund Employment assets Self $100K – $250K $100K – $250K
TIAA Cref Multi-Asset 100%Vanguard Institutional Target Retirement 2015 Institutional Employment assets Self $100K – $250K $100K – $250K
Annuity -Invested in TIAA Traditional Spouse's assets Spouse $100K – $250K $100K – $250K
Annuity invested in TIAA Traditional Spouse's assets Spouse $100K – $250K $100K – $250K
Iusb - Ishares Core Total Bond ETF Spouse's assets Spouse $100K – $250K $100K – $250K
Pcoxx - Federated HRMS Prime CS Obl WS Spouse's assets Spouse $100K – $250K $100K – $250K
Vwinx - Vanguard Wellesley Inc Inv Spouse's assets Spouse $100K – $250K $100K – $250K
Utixx - Federated HRMS Ustrsy CS RS IS Other assets $100K – $250K $100K – $250K
Vwinx - Vanguard Wellesley Inc Inv Other assets $100K – $250K $100K – $250K
U.S. bank, cash account Other assets $100K – $250K $100K – $250K
Vig - Vanguard Dividend Appreciation Employment assets Self $50K – $100K $100K – $250K
Ippxx - Invesco Premier Inst Employment assets Self $50K – $100K $100K – $250K
Ast Investment Grade Bond Portfolio Employment assets Self $50K – $100K $100K – $250K
U.S. Brokerage firm, cash account Spouse's assets Spouse $100K – $250K $50K – $100K
U.S. brokerage firm, cash account Other assets $100K – $250K $50K – $100K
Efav - Ishares Edge Msci Min Vol Eafe Employment assets Self $50K – $100K $50K – $100K
Mtum - Ishares Edge Msci US Momentum Employment assets Self $50K – $100K $50K – $100K
XLP - Cons Staples Sel Sect SPDR FD Employment assets Self $50K – $100K $50K – $100K
BSV - Vanguard Short Term BND Employment assets Self $50K – $100K $50K – $100K
Iusb - Ishares Core Total Bond ETF Employment assets Self $50K – $100K $50K – $100K
Annuity invested in TIAA Traditional Spouse's assets Spouse $50K – $100K $50K – $100K
Vig - Vanguard Dividend Appreciation Spouse's assets Spouse $50K – $100K $50K – $100K
CASCADE CNTY MONT ELEM SCH DIST NO 1 GREAT FALLSCoupon 4.00% Mature 07/01/2029 Other assets $50K – $100K $50K – $100K
JEFFERSON CNTY COLO SCH DIST NO R- 001 REFCoupon 4.00% Mature 12/15/2023 (2500B) Other assets $50K – $100K $50K – $100K
KING CNTY WASH SWR REV REF SER- BCoupon 5.00% Mature 07/01/2029 Other assets $50K – $100K $50K – $100K
MASSACHUSETTS DEPT TRANSN MET HWY SYS REV REF-ACoupon 5.00% Mature 01/01/2027 Other assets $50K – $100K $50K – $100K
MASSACHUSETTS ST CLEAN WTR TR GREEN REVOLVING FD REVCoupon 5.00% Mature 08/01/2032 Other assets $50K – $100K $50K – $100K
MASSACHUSETTS ST PORT AUTH REV- BCoupon 5.00% Mature 07/01/2034 Other assets $50K – $100K $50K – $100K
MASSACHUSETTS ST SCH BLDG AUTHDEDICATED SALES TAX REVCoupon 5.00% Mature 02/15/2026 Other assets $50K – $100K $50K – $100K
NATICK MASSCoupon 3.00% Mature 08/01/2032 Other assets $50K – $100K $50K – $100K
NEW YORK ST URBAN DEV CORP PERS INCOME REV-ACoupon 5.00% Mature 03/15/2030 Other assets $50K – $100K $50K – $100K
OREGON ST GENL OBLIG REV-ACoupon 5.00% Mature 05/01/2034 Other assets $50K – $100K $50K – $100K
QUINCY MASS MULT PURP LN GENL OBLIGCoupon 4.00% Mature 07/01/2032 Other assets $50K – $100K $50K – $100K
TAUNTON MASS MUN PURP LN GENL OBLIGCoupon 4.00% Mature 08/15/2033 Other assets $50K – $100K $50K – $100K
TEWKSBURY MASS GENL OBLIGCoupon 4.00% Mature 06/01/2030 Other assets $50K – $100K $50K – $100K
UNIVERSITY WASH UNIV REVS REV REF- ACoupon 5.00% Mature 12/01/2032 Other assets $50K – $100K $50K – $100K
WESTON MASS GENL OBLIGCoupon 5.00% Mature 01/15/2030 Other assets $50K – $100K $50K – $100K
Ippxx - Invesco Premier Inst Other assets $50K – $100K $50K – $100K
Ltmix - Thornburg LTD TRM Muni I Other assets $50K – $100K $50K – $100K
XLP - Cons Staples Sel Sect SPDR FD Spouse's assets Spouse $15K – $50K $50K – $100K
Cipix - Champlain Mid Cap Inst Spouse's assets Spouse $15K – $50K $50K – $100K
Wcmix - WCM Focused Intl GWTH Inst Spouse's assets Spouse $15K – $50K $50K – $100K
Iei - Ishares 3-7 YR Treasury BD ETF Other assets $15K – $50K $50K – $100K
SCHD - Schwab US DVD Equity ETF Other assets $15K – $50K $50K – $100K
Ast Preservation Asset Allocation Fund Employment assets Self $100K – $250K $15K – $50K
U.S. brokerage firm, cash account Employment assets Self $50K – $100K $15K – $50K
REGIONAL TRANSPORTATION DISTRICT COLO SALES TAX REV REF-ACoupon 5.00% Mature 11/01/2027 Other assets $50K – $100K $15K – $50K
Eemv - Ishares Edge Msci Min Vol Emer Employment assets Self $15K – $50K $15K – $50K
Aqmix - Aqr MNGD Futures Strat I Employment assets Self $15K – $50K $15K – $50K
Ubvsx - Jpmorgan Undsc MNGR Behv VL I Employment assets Self $15K – $50K $15K – $50K
TRBCX - T Rowe Price Blue Chip GR Employment assets Self $15K – $50K $15K – $50K
Eemv - Ishares Edge Msci Min Vol Emer Spouse's assets Spouse $15K – $50K $15K – $50K
Mtum - Ishares Edge Msci US Momentum Spouse's assets Spouse $15K – $50K $15K – $50K
Ftvip Franklin Income Vip Fund Spouse's assets Spouse $15K – $50K $15K – $50K
Nhmax - Nuveen HI YLD Muni Bond A Other assets $15K – $50K $15K – $50K
BALTIMORE CNTY M OIDCoupon 3.00% Mature 02/01/2035 Other assets $15K – $50K $15K – $50K
UNIVERSITY MD SYS AUXILIARY FAC & TUITI OIDCoupon 3.00% Mature 04/01/2036 Other assets $15K – $50K $15K – $50K
BILLERICA MASS MUN PURP LN GENL OBLIGCoupon 4.00% Mature 10/15/2028 Other assets $15K – $50K $15K – $50K
MASSACHUSETTS BAY TRANSN AUTH MASS REV-ACoupon 4.00% Mature 07/01/2026 Other assets $15K – $50K $15K – $50K
Iws - Ishares Russell Midcap V ETF Other assets $15K – $50K $15K – $50K
Efav - Ishares Edge Msci Min Vol Eafe Other assets $15K – $50K $15K – $50K
Mtum - Ishares Edge Msci US Momentum Other assets $15K – $50K $15K – $50K
BNDX - Vanguard Total Intl Bond ETF Other assets $15K – $50K $15K – $50K
Wcmix - WCM Focused Intl GWTH Inst Other assets $15K – $50K $15K – $50K
Parwx - Parnassus Endeavor Fund Other assets $15K – $50K $15K – $50K
Joint Prudential Life Insurance - Fixed Universal Life - Second to Die Policy- $500,000 Death Benefit Other assets $15K – $50K $15K – $50K
SCHV - Scwab U.S. Large-cap Value Employment assets Self $1K – $15K $15K – $50K
Aqmix - Aqr MNGD Futures Strat I Spouse's assets Spouse $1K – $15K $15K – $50K
U.S. brokerage firm, cash account Employment assets Self $15K – $50K $1K – $15K
PSPLX - Pimco Stocksplus SH I2 Employment assets Self $1K – $15K $1K – $15K
Wcmix - WCM Focused Intl GWTH Inst Employment assets Self $1K – $15K $1K – $15K
Cipix - Champlain Mid Cap Inst Employment assets Self $1K – $15K $1K – $15K
U.S. bank, cash account WRS Global Business Fundamental Employment assets Self $1K – $15K $1K – $15K
PSPLX - Pimco Stocksplus SH I2 Spouse's assets Spouse $1K – $15K $1K – $15K
U.S. brokerage firm, cash account Spouse's assets Spouse $1K – $15K $1K – $15K
Ijh - Ishares S&P Midcap 400 Index Spouse's assets Spouse $1K – $15K $1K – $15K
Iusb - Ishares Core Total Bond ETF Spouse's assets Spouse $1K – $15K $1K – $15K
SCHV - Scwab U.S. Large-cap Value Spouse's assets Spouse $1K – $15K $1K – $15K
BSV - Vanguard Short Term BND Spouse's assets Spouse $1K – $15K $1K – $15K
Ippxx - Invesco Premier Inst Spouse's assets Spouse $1K – $15K $1K – $15K
Wcmix - WCM Focused Intl GWTH Inst Spouse's assets Spouse $1K – $15K $1K – $15K
PARWX - Parnassus Endeavor Fund Investor Shares Spouse's assets Spouse $1K – $15K $1K – $15K
Ftvip-mutual Shares Vip FND-CL 2 Spouse's assets Spouse $1K – $15K $1K – $15K
Ftvip-templeton Foreign Vip FND Spouse's assets Spouse $1K – $15K $1K – $15K
Invesco VI Amercn Franchise FND Spouse's assets Spouse $1K – $15K $1K – $15K
Morgan Stanley Vif EM Markets EQ Spouse's assets Spouse $1K – $15K $1K – $15K
Morgan Stanley Vif US Real Estat Spouse's assets Spouse $1K – $15K $1K – $15K
Putnam Small Cap Value IB Spouse's assets Spouse $1K – $15K $1K – $15K
Eemv - Ishares Edge Msci Min Vol Emer Other assets $1K – $15K $1K – $15K
U.S. bank, cash account Other assets $1K – $15K $1K – $15K
U.S. bank, cash account Business Economy Other assets $1K – $15K $1K – $15K
Myi - Blackrock Muniyield QLTY FD 3 Other assets Under $1K Under $1K
U.S. bank, cash account Other assets Under $1K Under $1K
U.S. brokerage firm, cash account Other assets $50K – $100K $15K – $50K
WRS Global, LLC Employment assets Self $1K – $15K $1K – $15K

New positions

67 positions · $1.3M est.
AssetAccountOwner Latest value
NEW BEDFORD MASS GENL OBLIG Coupon Rate 5.000%; Matures 09/01/2036; CUSIP 642170RQ9 Other assets $100K – $250K
UNITED STATES TREASURY BILL Zero Coupon; Matures 11/02/2023; CUSIP 912796YT0 Employment assets Self $50K – $100K
UNITED STATES TREASURY BILL Zero Coupon; Matures 11/02/2023; CUSIP 912796YT0 Spouse's assets Spouse $50K – $100K
UNITED STATES TREASURY BILL Zero Coupon; Matures 11/02/2023; CUSIP 912796YT0 Other assets $50K – $100K
German Marshall Fund - Consultant/Fellow 2022 Spouse's assets Spouse $50K – $100K
Cash Payment Required Minimum Distribution Spouse's assets Spouse $50K – $100K
MASSACHUSETTS ST WTR RES AUTH Coupon Rate 5.250%; Matures 08/01/2033; CUSIP 576049W63 Other assets $50K – $100K
QUINCY MASS GENL OBLIG SER-C Coupon Rate 5.000%; Matures 09/15/2035; CUSIP 748508K64 Other assets $50K – $100K
Vanguard Short Term BND BSV Employment assets Self $50K – $100K
Vanguard Wellesley Inc Inv VWINX Employment assets Self $50K – $100K
Mipix - Matthews Asia Dividend Inv Employment assets Self $15K – $50K
Cash Payment Required Minimum Distriution 2023 Employment assets Self $15K – $50K
Cash Payment Required Minumum Distribution 2022 Employment assets Self $15K – $50K
Joint Prudential Life Insurance - Fixed Universal Life - Second to Die Policy - $500,000 Death Benefit Other assets $15K – $50K
JT Account US Brokerage Firm, Managed Acct - Cash Other assets $15K – $50K
Gardner Mass Genl Oblig Matures 08/01/2036 Coupon 2.00% Fixed Other assets $15K – $50K
MASSACHUSETTS ST CONSOLIDATED LN GENL OBLIG SER-C Coupon Rate 5.000%; Matures 09/01/2028; CUSIP 57582RP42 Other assets $15K – $50K
MASSACHUSETTS ST WTR RES AUTH GREEN Coupon Rate 5.000%; Matures 08/01/2035; CUSIP 576051YX8 Other assets $15K – $50K
IRA Contribution 2023 Cash Payments Employment assets Self $1K – $15K
IRA Contribution 2022 cash payments Employment assets Self $1K – $15K
SPSM SPDR Portfolio S&P 600 Small Employment assets Self $1K – $15K
Cash Payment Required Minimum Distribution 2023 Inherited IRA Employment assets Self $1K – $15K
Cash Payment Required Minimum Distribution 2022 Inherited IRA Employment assets Self $1K – $15K
IRA #2 - Cash Employment assets Self $1K – $15K
WRS Global 401(k) # 1 Employment assets Self $1K – $15K
WRS Global 401(k) #1 Employment assets Self $1K – $15K
TIAA Cref - Required Minimum Distribution 2023 Employment assets Self $1K – $15K
Foresight Web News Magazine (Japan) - December 10, 2021 Spouse's assets Spouse $1K – $15K
Foresight Web News Magazine (Japan) - January 12, 2022 Spouse's assets Spouse $1K – $15K
Foresight Web News Magazine (Japan) - March 14, 2022 Spouse's assets Spouse $1K – $15K
Foresight Web News Magazine (Japan) - April 19, 2022 Spouse's assets Spouse $1K – $15K
cash Spouse's assets Spouse $1K – $15K
Transamerica Retirement Solutions defined benefit plan Spouse's assets Spouse $1K – $15K
Cash Contribution for 2022 in 2023 Spouse's assets Spouse $1K – $15K
European Parliament - November 11, 2022 Spouse's assets Spouse $1K – $15K
AT Kearney, Inc. - June 27, 2022 Spouse's assets Spouse $1K – $15K
MASSACHUSETTS ST WTR RES AUTH GREEN Coupon Rate 5.000%; Matures 08/01/2031; CUSIP 576051E93 Other assets $1K – $15K
ORANGE MASS GENL OBLIG Coupon Rate 4.000%; Matures 06/01/2033; CUSIP 685066DW9 Other assets $1K – $15K
MASSACHUSETTS ST WTR RES AUTH GREEN Coupon Rate 5.000%; Matures 08/01/2036; CUSIP 576051D52 Other assets $1K – $15K
Vanguard Dividend Appreciation VIG Employment assets Self $1K – $15K
Invesco Premier Inst IPPXX Employment assets Self $1K – $15K
Aqr MNGD Futures Strat I AQMIX Employment assets Self $1K – $15K
First Eagle Overseas I SGOIX Employment assets Self $1K – $15K
Wasatch SM Cap Val FD WMCVX Employment assets Self $1K – $15K
WCM Focused Intl GWTH Inst WCMIX Employment assets Self $1K – $15K
SPDR Portfolio S&P 600 Small SPSM Spouse's assets Spouse $1K – $15K
Foresight Web News Magazine (Japan) - June 17,2022 Spouse's assets Spouse Under $1K
Foresight Web News Magazine (Japan) - July 22, 2022 Spouse's assets Spouse Under $1K
Foresight Web News Magazine (Japan) - September 14,2022 Spouse's assets Spouse Under $1K
Foresight Web News Magazine (Japan) - October 7, 2022 Spouse's assets Spouse Under $1K
Foresight Web News Magazine (Japan) - December 15, 2022 Spouse's assets Spouse Under $1K
Foresight Web News Magazine (Japan) - January 2023 Spouse's assets Spouse Under $1K
Foresight Web News Magazine (Japan) - February 2023 Spouse's assets Spouse Under $1K
Foresight Web News Magazine (Japan) - May 2023 Spouse's assets Spouse Under $1K
Foresight Web News Magazine (Japan) - June 2023 Spouse's assets Spouse Under $1K
Eisenhower Institute Gettysburg College - September 21, 2022 Spouse's assets Spouse Under $1K
Counsel on Foreign Relations Spouse's assets Spouse Under $1K
Kyodo News Manuscript - November 25, 2022 Spouse's assets Spouse Under $1K
Kyodo News Manuscript - June 2023 Spouse's assets Spouse Under $1K
Club Concordia Press Club - hosted by Forum Journalismus und Medien, Vienna - May 25, 2022 Spouse's assets Spouse Under $1K
1014 Inc. - Speech - April 18, 2023 Spouse's assets Spouse Under $1K
Internal Revenue Service Other assets Under $1K
SHINCHOSHA Foresight Web News Magazine (Japan) Spouse's assets Spouse $1K – $15K
Council on Foreign Relations TDA Plan Spouse's assets Spouse $50K – $100K
SP BS Solo 401(K) Cash Only Spouse's assets Spouse Under $1K
Kyodo News Manuscripts - June 2023 Spouse's assets Spouse Under $1K
#2 U.S. brokerage firm, Taxable Managed Account Other assets Under $1K

Positions are matched between the two reports by exact name, first within the same account, then across accounts, then by ticker; rows matching nothing are listed as divested or new. Estimates are band midpoints.

Stock trades

AssetType AmountOwner Traded Disclosed
Massachusetts St WtrRes Auth Green Buy $1K – $15K Self Apr 20, 2023 199d late filing ↗
Weston Mass Genl Oblig Buy $1K – $15K Self Dec 15, 2022 4d late filing ↗
Massachusetts St Consolidated LN Genl Oblig Ser-C Buy $15K – $50K Self Nov 29, 2022 filing ↗
United States Treasury Bill Buy $50K – $100K Self Nov 3, 2022 filing ↗
United States Treasury Bill Buy $50K – $100K Self Nov 3, 2022 filing ↗
United States Treasury Bill Buy $50K – $100K Self Nov 3, 2022 filing ↗
SCWAB U.S. LARGE-CAP VALUE Buy $1K – $15K Self Sep 30, 2022 filing ↗
ISHARES CORE TOTAL BOND ETF Buy $1K – $15K Self Sep 30, 2022 filing ↗
CONS STAPLES SEL SECT SPDR FD Buy $1K – $15K Self Sep 30, 2022 filing ↗
iShares Core Total USD Bond Market ETF Buy $15K – $50K Self Sep 30, 2022 filing ↗
VANGUARD SHORT TERM BND Buy $1K – $15K Self Sep 30, 2022 filing ↗
ISHARES CORE U.S. AGGREGATE Sell $50K – $100K Self Sep 30, 2022 filing ↗
ISHARES 3-7 YR Treasury BD EFT Buy $50K – $100K Self Sep 30, 2022 filing ↗
T ROWE PRICE BLUE CHIP GR Sell $1K – $15K Self Sep 29, 2022 filing ↗
AQR MNGD FUTURES STRAT 1 Sell $15K – $50K Self Sep 29, 2022 filing ↗
AQR MNGD FUTURES STRAT 1 Sell $1K – $15K Self Sep 29, 2022 filing ↗
T ROWE PRICE BLUE CHIP GR Sell $1K – $15K Self Sep 29, 2022 filing ↗
AQR MNGD FUTURES STRAT 1 Sell $15K – $50K Self Sep 29, 2022 filing ↗
WCM FOCUSED INTL GWTH INST Sell $1K – $15K Self Sep 29, 2022 filing ↗
New Bedford Mass Genl Oblig Buy $100K – $250K Self Sep 29, 2022 22d late filing ↗
Massachusetts St Dev Fin Agy Rev Sell $100K – $250K Self Sep 21, 2022 30d late filing ↗
Quincy Mass Genl Oblig Ser-C Buy $50K – $100K Self Sep 15, 2022 36d late filing ↗
Massachusetts St Transn Fd Rev Sell $50K – $100K Self Sep 13, 2022 38d late filing ↗
Orange Mass Genl Oblig Buy $1K – $15K Self Mar 3, 2022 22d late filing ↗
SPDR Portfolio S&P 600 Small Cap ETF Sell $1K – $15K Self Feb 2, 2022 2d late filing ↗
iShares Core Total USD Bond Market ETF Sell $1K – $15K Self Feb 2, 2022 2d late filing ↗
WCM Focused Intl GWTH Inst Sell $1K – $15K Self Feb 1, 2022 3d late filing ↗
Invesco Premier Inst Sell $1K – $15K Self Feb 1, 2022 3d late filing ↗
Massachusetts ST WTR RES AUTH GREEN Buy $15K – $50K Self Jan 4, 2022 17d late filing ↗
IShares Edge MSCI Min Vol Emer Sell $1K – $15K Self Aug 17, 2021 filing ↗
WCM Focused Intl Grth Inst Buy $1K – $15K Self Aug 17, 2021 filing ↗
IShares Edge MSCI Min Vol Emer Sell $1K – $15K Self Aug 17, 2021 filing ↗
WCM Focused Intl Gwth Inst Buy $1K – $15K Self Aug 17, 2021 filing ↗
Schwab US DVD Equity ETF Buy $1K – $15K Self Aug 17, 2021 filing ↗
IShares Russell Midcap V ETF Buy $1K – $15K Self Aug 17, 2021 filing ↗
Vanguard Dividend Appreciation xx Buy $15K – $50K Self Aug 17, 2021 filing ↗
Matthews Asia Dividend Inst xx Buy $1K – $15K Self Aug 17, 2021 filing ↗
IShares Edge MSCI US Momentum xx Buy $1K – $15K Self Aug 17, 2021 filing ↗
Vanguard Dividend Appreciation xx Buy $15K – $50K Self Aug 17, 2021 filing ↗
WCM Focused Intl Gwth Inst Buy $15K – $50K Self Aug 17, 2021 filing ↗
CIPIX Champlain Mid Cap Fund Institutional Shares Buy $15K – $50K Self Aug 17, 2021 filing ↗
Massachusetts St Transn FD Rev Buy $50K – $100K Self Jun 24, 2021 17d late filing ↗
Blackrock Health Science Opp 1 Sell $15K – $50K Self May 19, 2021 13d late filing ↗
SPDR Gold TR Gold SHS Sell $15K – $50K Self May 19, 2021 13d late filing ↗
SPDR Gold TR Gold SHS Sell $1K – $15K Self May 19, 2021 13d late filing ↗
SPDR GOLD TR GOLD SHS Sell $50K – $100K Self May 19, 2021 13d late filing ↗
Vanguard Health Care INV Sell $50K – $100K Self May 18, 2021 14d late filing ↗
Vanguard Health Care INV Sell $15K – $50K Self May 17, 2021 15d late filing ↗
Matthews Asia Dividend Inst Class 1 Share Buy $15K – $50K Self May 7, 2021 25d late filing ↗
Matthews Asia Divident Inv Class IV Share Sell $15K – $50K Self May 7, 2021 25d late filing ↗
Gardner Mass Genl Oblig Buy $15K – $50K Self Aug 12, 2001 7274d late filing ↗

Asset holdings

Annual Term · filed —
Account or sectionPositionsEst. value
Other assets 61 $3.1M
Employment assets 57 $2.3M
Spouse's assets 72 $1.9M

All positions

185 positions
AssetAccount OwnerValueIncome
Iusb - Ishares Core Total Bond ETF Employment assets Self $100K – $250K
Vig - Vanguard Dividend Appreciation Employment assets Self $100K – $250K
Ippxx - Invesco Premier Inst Employment assets Self $100K – $250K
Vwinx - Vanguard Wellesley Inc Inv Employment assets Self $100K – $250K
Ast Investment Grade Bond Portfolio Employment assets Self $100K – $250K
AST PRESERVATION ASSET ALLOCATION Fund Employment assets Self $100K – $250K
TIAA Cref Multi-Asset 100%Vanguard Institutional Target Retirement 2015 Institutional Employment assets Self $100K – $250K
Annuity -Invested in TIAA Traditional Spouse's assets Spouse $100K – $250K
Annuity invested in TIAA Traditional Spouse's assets Spouse $100K – $250K
Iusb - Ishares Core Total Bond ETF Spouse's assets Spouse $100K – $250K
Pcoxx - Federated HRMS Prime CS Obl WS Spouse's assets Spouse $100K – $250K
Vwinx - Vanguard Wellesley Inc Inv Spouse's assets Spouse $100K – $250K $5K – $15K
Utixx - Federated HRMS Ustrsy CS RS IS Other assets $100K – $250K $5K – $15K
U.S. bank, cash account Other assets $100K – $250K Interest · $1K – $2.5K
NEW BEDFORD MASS GENL OBLIG Coupon Rate 5.000%; Matures 09/01/2036; CUSIP 642170RQ9 Other assets $100K – $250K $5K – $15K
Vwinx - Vanguard Wellesley Inc Inv Other assets $100K – $250K $5K – $15K
Efav - Ishares Edge Msci Min Vol Eafe Employment assets Self $50K – $100K
Mtum - Ishares Edge Msci US Momentum Employment assets Self $50K – $100K
XLP - Cons Staples Sel Sect SPDR FD Employment assets Self $50K – $100K
Iusb - Ishares Core Total Bond ETF Employment assets Self $50K – $100K
BSV - Vanguard Short Term BND Employment assets Self $50K – $100K
UNITED STATES TREASURY BILL Zero Coupon; Matures 11/02/2023; CUSIP 912796YT0 Employment assets Self $50K – $100K
Vanguard Short Term BND BSV Employment assets Self $50K – $100K
Vanguard Wellesley Inc Inv VWINX Employment assets Self $50K – $100K
German Marshall Fund - Consultant/Fellow 2022 Spouse's assets Spouse $50K – $100K Executive Director for the Transaltantic task force and nonresident fellow. Writing final report for the task force. · $85K
Annuity invested in TIAA Traditional Spouse's assets Spouse $50K – $100K
U.S. Brokerage firm, cash account Spouse's assets Spouse $50K – $100K
UNITED STATES TREASURY BILL Zero Coupon; Matures 11/02/2023; CUSIP 912796YT0 Spouse's assets Spouse $50K – $100K
XLP - Cons Staples Sel Sect SPDR FD Spouse's assets Spouse $50K – $100K
Vig - Vanguard Dividend Appreciation Spouse's assets Spouse $50K – $100K
Cipix - Champlain Mid Cap Inst Spouse's assets Spouse $50K – $100K
Wcmix - WCM Focused Intl GWTH Inst Spouse's assets Spouse $50K – $100K
Cash Payment Required Minimum Distribution Spouse's assets Spouse $50K – $100K Required Minimum Distribution · $49.6K
UNITED STATES TREASURY BILL Zero Coupon; Matures 11/02/2023; CUSIP 912796YT0 Other assets $50K – $100K $1K – $2.5K
CASCADE CNTY MONT ELEM SCH DIST NO 1 GREAT FALLSCoupon 4.00% Mature 07/01/2029 F22MK Other assets $50K – $100K Interest · $2.5K – $5K
JEFFERSON CNTY COLO SCH DIST NO R- 001 REFCoupon 4.00% Mature 12/15/2023 (2500B) Other assets $50K – $100K Interest · $1K – $2.5K
KING CNTY WASH SWR REV REF SER- BCoupon 5.00% Mature 07/01/2029 EQW17 Other assets $50K – $100K Interest · $2.5K – $5K
MASSACHUSETTS DEPT TRANSN MET HWY SYS REV REF-ACoupon 5.00% Mature 01/01/2027 BP07Y Other assets $50K – $100K Interest · $5K – $15K
MASSACHUSETTS ST CLEAN WTR TR GREEN REVOLVING FD REVCoupon 5.00% Mature 08/01/2032 A70E5 Other assets $50K – $100K Interest · $5K – $15K
MASSACHUSETTS ST PORT AUTH REV- BCoupon 5.00% Mature 07/01/2034 E433H Other assets $50K – $100K Interest · $5K – $15K
MASSACHUSETTS ST SCH BLDG AUTHDEDICATED SALES TAX REVCoupon 5.00% Mature 02/15/2026 B8QX6 Other assets $50K – $100K Interest · $5K – $15K
NATICK MASSCoupon 3.00% Mature 08/01/2032 B472E Other assets $50K – $100K Interest · $2.5K – $5K
NEW YORK ST URBAN DEV CORP PERS INCOME REV-ACoupon 5.00% Mature 03/15/2030 D99B5 Other assets $50K – $100K Interest · $5K – $15K
OREGON ST GENL OBLIG REV-ACoupon 5.00% Mature 05/01/2034 C2C63 Other assets $50K – $100K Interest · $2.5K – $5K
QUINCY MASS MULT PURP LN GENL OBLIGCoupon 4.00% Mature 07/01/2032 FBU69 Other assets $50K – $100K Interest · $5K – $15K
TAUNTON MASS MUN PURP LN GENL OBLIGCoupon 4.00% Mature 08/15/2033 FY4W6 Other assets $50K – $100K Interest · $2.5K – $5K
TEWKSBURY MASS GENL OBLIGCoupon 4.00% Mature 06/01/2030 FGK38 Other assets $50K – $100K Interest · $5K – $15K
UNIVERSITY WASH UNIV REVS REV REF- ACoupon 5.00% Mature 12/01/2032 B8SQ4 Other assets $50K – $100K Interest · $5K – $15K
WESTON MASS GENL OBLIGCoupon 5.00% Mature 01/15/2030 E8Z7Z Other assets $50K – $100K Interest · $5K – $15K
MASSACHUSETTS ST WTR RES AUTH Coupon Rate 5.250%; Matures 08/01/2033; CUSIP 576049W63 Other assets $50K – $100K $5K – $15K
QUINCY MASS GENL OBLIG SER-C Coupon Rate 5.000%; Matures 09/15/2035; CUSIP 748508K64 Other assets $50K – $100K $5K – $15K
U.S. brokerage firm, cash account Other assets $50K – $100K
Iei - Ishares 3-7 YR Treasury BD ETF Other assets $50K – $100K $2.5K – $5K
SCHD - Schwab US DVD Equity ETF Other assets $50K – $100K $2.5K – $5K
Ippxx - Invesco Premier Inst Other assets $50K – $100K $5K – $15K
Ltmix - Thornburg LTD TRM Muni I Other assets $50K – $100K $2.5K – $5K
U.S. brokerage firm, cash account Employment assets Self $15K – $50K
Eemv - Ishares Edge Msci Min Vol Emer Employment assets Self $15K – $50K
Aqmix - Aqr MNGD Futures Strat I Employment assets Self $15K – $50K
Mipix - Matthews Asia Dividend Inv Employment assets Self $15K – $50K
Ubvsx - Jpmorgan Undsc MNGR Behv VL I Employment assets Self $15K – $50K
SCHV - Scwab U.S. Large-cap Value Employment assets Self $15K – $50K
TRBCX - T Rowe Price Blue Chip GR Employment assets Self $15K – $50K
Cash Payment Required Minimum Distriution 2023 Employment assets Self $15K – $50K Cash Payment Required Minimum Distribution 2023 · $48.9K
Cash Payment Required Minumum Distribution 2022 Employment assets Self $15K – $50K Cash Payment Required Minumum Distribution 2022 · $54.6K
Ast Preservation Asset Allocation Fund Employment assets Self $15K – $50K
Eemv - Ishares Edge Msci Min Vol Emer Spouse's assets Spouse $15K – $50K
Mtum - Ishares Edge Msci US Momentum Spouse's assets Spouse $15K – $50K
Aqmix - Aqr MNGD Futures Strat I Spouse's assets Spouse $15K – $50K
Ftvip Franklin Income Vip Fund Spouse's assets Spouse $15K – $50K
Nhmax - Nuveen HI YLD Muni Bond A Other assets $15K – $50K $2.5K – $5K
BALTIMORE CNTY M OIDCoupon 3.00% Mature 02/01/2035 D2MZ3 Other assets $15K – $50K Interest · $1K – $2.5K
UNIVERSITY MD SYS AUXILIARY FAC & TUITI OIDCoupon 3.00% Mature 04/01/2036 C8TA8 Other assets $15K – $50K Interest · $1K – $2.5K
Joint Prudential Life Insurance - Fixed Universal Life - Second to Die Policy- $500,000 Death Benefit Other assets $15K – $50K
BILLERICA MASS MUN PURP LN GENL OBLIGCoupon 4.00% Mature 10/15/2028 F26W6 Other assets $15K – $50K Interest · $2.5K – $5K
MASSACHUSETTS BAY TRANSN AUTH MASS REV-ACoupon 4.00% Mature 07/01/2026 FG03N Other assets $15K – $50K Interest · $1K – $2.5K
REGIONAL TRANSPORTATION DISTRICT COLO SALES TAX REV REF-ACoupon 5.00% Mature 11/01/2027 C6TV3 Other assets $15K – $50K Interest · $2.5K – $5K
JT Account US Brokerage Firm, Managed Acct - Cash Other assets $15K – $50K
Gardner Mass Genl Oblig Matures 08/01/2036 Coupon 2.00% Fixed CW24Q Other assets $15K – $50K $1K – $2.5K
MASSACHUSETTS ST CONSOLIDATED LN GENL OBLIG SER-C Coupon Rate 5.000%; Matures 09/01/2028; CUSIP 57582RP42 Other assets $15K – $50K $1K – $2.5K
MASSACHUSETTS ST WTR RES AUTH GREEN Coupon Rate 5.000%; Matures 08/01/2035; CUSIP 576051YX8 Other assets $15K – $50K $1K – $2.5K
Iws - Ishares Russell Midcap V ETF Other assets $15K – $50K $1K – $2.5K
Efav - Ishares Edge Msci Min Vol Eafe Other assets $15K – $50K $2.5K – $5K
Mtum - Ishares Edge Msci US Momentum Other assets $15K – $50K $1K – $2.5K
BNDX - Vanguard Total Intl Bond ETF Other assets $15K – $50K $201 – $1K
Wcmix - WCM Focused Intl GWTH Inst Other assets $15K – $50K
Parwx - Parnassus Endeavor Fund Other assets $15K – $50K $201 – $1K
Joint Prudential Life Insurance - Fixed Universal Life - Second to Die Policy - $500,000 Death Benefit Other assets $15K – $50K
WRS Global 401(k) × 3 Employment assets Self $16K est.
PSPLX - Pimco Stocksplus SH I2 Employment assets Self $1K – $15K
IRA Contribution 2023 Cash Payments Employment assets Self $1K – $15K $7.5K
IRA Contribution 2022 cash payments Employment assets Self $1K – $15K $7K
U.S. brokerage firm, cash account Employment assets Self $1K – $15K
SPSM SPDR Portfolio S&P 600 Small Employment assets Self $1K – $15K
Cipix - Champlain Mid Cap Inst Employment assets Self $1K – $15K
Wcmix - WCM Focused Intl GWTH Inst Employment assets Self $1K – $15K
Cash Payment Required Minimum Distribution 2023 Inherited IRA Employment assets Self $1K – $15K Cash Payment Required Minimum Distribution 2023 Inherited IRA · $13.2K
Cash Payment Required Minimum Distribution 2022 Inherited IRA Employment assets Self $1K – $15K Cash Payment Required Minimum Distribution 2022 Inherited IRA · $14.6K
IRA #2 - Cash Employment assets Self $1K – $15K
Vanguard Dividend Appreciation VIG Employment assets Self $1K – $15K
Invesco Premier Inst IPPXX Employment assets Self $1K – $15K
Aqr MNGD Futures Strat I AQMIX Employment assets Self $1K – $15K
First Eagle Overseas I SGOIX Employment assets Self $1K – $15K
Wasatch SM Cap Val FD WMCVX Employment assets Self $1K – $15K
WCM Focused Intl GWTH Inst WCMIX Employment assets Self $1K – $15K
U.S. bank, cash account WRS Global Business Fundamental Employment assets Self $1K – $15K Interest
TIAA Cref - Required Minimum Distribution 2023 Employment assets Self $1K – $15K Required Minimum Distribution 2023 · $2.3K
Foresight Web News Magazine (Japan) - December 10, 2021 Spouse's assets Spouse $1K – $15K "Web Foresight" Manuscript Fee, payment received in 2022 · $1.2K
Foresight Web News Magazine (Japan) - January 12, 2022 Spouse's assets Spouse $1K – $15K "Web Foresight" Manuscript Fee · $1.2K
Foresight Web News Magazine (Japan) - March 14, 2022 Spouse's assets Spouse $1K – $15K "Web Foresight" Manuscript Fee · $2.3K
Foresight Web News Magazine (Japan) - April 19, 2022 Spouse's assets Spouse $1K – $15K "Web Foresight" Manuscript Fee · $1.6K
PSPLX - Pimco Stocksplus SH I2 Spouse's assets Spouse $1K – $15K
U.S. brokerage firm, cash account Spouse's assets Spouse $1K – $15K
Ijh - Ishares S&P Midcap 400 Index Spouse's assets Spouse $1K – $15K
Iusb - Ishares Core Total Bond ETF Spouse's assets Spouse $1K – $15K
SPDR Portfolio S&P 600 Small SPSM Spouse's assets Spouse $1K – $15K
SCHV - Scwab U.S. Large-cap Value Spouse's assets Spouse $1K – $15K
BSV - Vanguard Short Term BND Spouse's assets Spouse $1K – $15K
Ippxx - Invesco Premier Inst Spouse's assets Spouse $1K – $15K
Wcmix - WCM Focused Intl GWTH Inst Spouse's assets Spouse $1K – $15K
PARWX - Parnassus Endeavor Fund Investor Shares Spouse's assets Spouse $1K – $15K
Ftvip-mutual Shares Vip FND-CL 2 Spouse's assets Spouse $1K – $15K
Ftvip-templeton Foreign Vip FND Spouse's assets Spouse $1K – $15K
Invesco VI Amercn Franchise FND Spouse's assets Spouse $1K – $15K
Morgan Stanley Vif EM Markets EQ Spouse's assets Spouse $1K – $15K
Morgan Stanley Vif US Real Estat Spouse's assets Spouse $1K – $15K
Putnam Small Cap Value IB Spouse's assets Spouse $1K – $15K
cash Spouse's assets Spouse $1K – $15K
Transamerica Retirement Solutions defined benefit plan Spouse's assets Spouse $1K – $15K
Cash Contribution for 2022 in 2023 Spouse's assets Spouse $1K – $15K
European Parliament - November 11, 2022 Spouse's assets Spouse $1K – $15K Manuscript · $14.5K
AT Kearney, Inc. - June 27, 2022 Spouse's assets Spouse $1K – $15K Speech · $10K
U.S. bank, cash account Other assets $1K – $15K
U.S. bank, cash account Business Economy Other assets $1K – $15K Interest
MASSACHUSETTS ST WTR RES AUTH GREEN Coupon Rate 5.000%; Matures 08/01/2031; CUSIP 576051E93 Other assets $1K – $15K $1K – $2.5K
ORANGE MASS GENL OBLIG Coupon Rate 4.000%; Matures 06/01/2033; CUSIP 685066DW9 Other assets $1K – $15K $1K – $2.5K
MASSACHUSETTS ST WTR RES AUTH GREEN Coupon Rate 5.000%; Matures 08/01/2036; CUSIP 576051D52 Other assets $1K – $15K $1K – $2.5K
Eemv - Ishares Edge Msci Min Vol Emer Other assets $1K – $15K $201 – $1K
Foresight Web News Magazine (Japan) - June 17,2022 Spouse's assets Spouse Under $1K "Web Foresight" Manuscript Fee · $800
Foresight Web News Magazine (Japan) - July 22, 2022 Spouse's assets Spouse Under $1K "Web Foresight" Manuscript Fee · $800
Foresight Web News Magazine (Japan) - September 14,2022 Spouse's assets Spouse Under $1K "Web Foresight" Manuscript Fee · $800
Foresight Web News Magazine (Japan) - October 7, 2022 Spouse's assets Spouse Under $1K "Web Foresight" Manuscript Fee · $800
Foresight Web News Magazine (Japan) - December 15, 2022 Spouse's assets Spouse Under $1K "Web Foresight" Manuscript Fee · $800
Foresight Web News Magazine (Japan) - January 2023 Spouse's assets Spouse Under $1K "Web Foresight" Manuscript Fee · $1K
Foresight Web News Magazine (Japan) - February 2023 Spouse's assets Spouse Under $1K "Web Foresight" Manuscript Fee · $1K
Foresight Web News Magazine (Japan) - May 2023 Spouse's assets Spouse Under $1K "Web Foresight" Manuscript Fee · $636
Foresight Web News Magazine (Japan) - June 2023 Spouse's assets Spouse Under $1K "Web Foresight" Manuscript Fee · $636
Eisenhower Institute Gettysburg College - September 21, 2022 Spouse's assets Spouse Under $1K Two-hour talk for Industrial Heartlands program · $300
Counsel on Foreign Relations Spouse's assets Spouse Under $1K $150
Kyodo News Manuscript - November 25, 2022 Spouse's assets Spouse Under $1K Manuscript · $400
Kyodo News Manuscript - June 2023 Spouse's assets Spouse Under $1K Manuscript · $383
Club Concordia Press Club - hosted by Forum Journalismus und Medien, Vienna - May 25, 2022 Spouse's assets Spouse Under $1K Honorarium Zoom briefing on Central European journalists · $256
1014 Inc. - Speech - April 18, 2023 Spouse's assets Spouse Under $1K Speech - payment not received · $500
Myi - Blackrock Muniyield QLTY FD 3 Other assets Under $1K
U.S. bank, cash account Other assets Under $1K
Internal Revenue Service Other assets Under $1K Interest · $201 – $1K
IRA × 3 Employment assets Self $0 est.
Cash Payment Required Minimum Distribution Employment assets Self
IRA # 2 - Cash Payment Required Minimum Distribution Employment assets Self
Prudential - Cash In IRA Employment assets Self
Variable Annuity in IRA × 2 Employment assets Self $0 est.
WRS Global, LLC Employment assets Self $1K – $15K
TIAA Cref 403(b) Harvard Kennedy School Employment assets Self
Not for the Faint of Heart : Lessons in Courage, Power, and Persistence - Book, Published 2018 by PublicAffairs Employment assets Self
SHINCHOSHA Foresight Web News Magazine (Japan) Spouse's assets Spouse $1K – $15K payments detailed below
TIAA-CREF 403(b) Spouse's assets Spouse
Council on Foreign Relations DC Retirement Plan Spouse's assets Spouse
TIAA Cref Council on Foreign Relations Spouse's assets Spouse Required Minimum Distribution · $5.9K
Worldwatch Institute 403(b) Defined Contribution Retirement Spouse's assets Spouse
TIAA Cref World Watch Institute 403(b) Defined Contribution Plan Spouse's assets Spouse Required Minimum Distribution · $8K
Council on Foreign Relations TDA Plan Spouse's assets Spouse $50K – $100K Interest · $1K – $2.5K
TIAA Cref Council on Foreign Relations Spouse's assets Spouse Required Minimum Distribution · $2.1K
Sp IRA/SEP Account # 1 Spouse's assets Spouse
Sp IRA #2 (Roth) Spouse's assets Spouse
Sp IRA # 3 Spouse's assets Spouse
SP BS Solo 401(K) Cash Only Spouse's assets Spouse Under $1K
Kyodo News Manuscripts - June 2023 Spouse's assets Spouse Under $1K Manuscripts · $383
Research Institute of Economics - November 15, 2022 Spouse's assets Spouse Honorarium Zoom Speech · $429
U.S. brokerage firm, cash account Other assets $15K – $50K
Transamerica Advisors Life Insurance Annuity - Annuity Distribution Other assets Inherited Annuity payments, no readily ascertainable value · $6.7K
B.S. Irrevocable Trust Other assets
W.S. Irrevocable Trust Other assets
JT Account US Brokerage Other assets $50K – $100K
#2 U.S. brokerage firm, Taxable Managed Account Other assets Under $1K
#3 U.S. brokerage firm, account Other assets

Values and income are the ranges the filer discloses, normalized to one form. Hover a value for the string as filed. Rows marked *** carry that marker in the filing itself, with no legend: each one is a foreign-domiciled issuer or a Reg S note.