Mitchell M Zais

Mitchell M Zais

EXEC Former Deputy Secretary · Department of Education

UIINX × 4 BCOIX × 4 AHLIX × 3 ABEYX × 3 UMAFX × 3 VEVRX × 3 view in graph

66trades · $528K est.
0% disclosed on time · 66 late, worst 220d over
$2.5Mest. assets · Termination

Stock trades

AssetType AmountOwner Traded Disclosed
VGIAX Vanguard Growth & Income Fund Admiral Shares Buy $1K – $15K Self Sep 15, 2020 40d late filing ↗
QSERX AQR Small Cap Multi-Style Fund Class R6 Shares Buy $1K – $15K Self Sep 15, 2020 40d late filing ↗
ABEYX American Beacon International Equity Fund Class Y Shares Buy $1K – $15K Self Sep 15, 2020 40d late filing ↗
UISBX USAA Short-Term Bond Fund Institutional Class Shares Buy $1K – $15K Self Sep 15, 2020 40d late filing ↗
UIINX USAA Income Fund Institutional Class Shares Buy $1K – $15K Self Sep 15, 2020 40d late filing ↗
BCOIX Baird Core Plus Bond Fund Institutional Class Shares Buy $1K – $15K Self Sep 15, 2020 40d late filing ↗
VEVRX Victory Sycamore Established Value Fund Class R6 Shares Buy $1K – $15K Self Sep 14, 2020 41d late filing ↗
UMAFX USAA Managed Allocation Fund Buy $1K – $15K Self Sep 14, 2020 41d late filing ↗
HHHFX Hartford Schroders Emerging Markets Equity Fund Class F Shares Buy $1K – $15K Self Sep 14, 2020 41d late filing ↗
HLIZX Harding Loevner International Equity Portfolio Institutional Class Z Shares Buy $1K – $15K Self Sep 14, 2020 41d late filing ↗
GICUX Goldman Sachs International Small Cap Insights Fund Class R6 Shares Buy $1K – $15K Self Sep 14, 2020 41d late filing ↗
QSPRX AQR Style Premia Alternative Fund Class R6 Shares Buy $1K – $15K Self Sep 14, 2020 41d late filing ↗
AHLIX American Beacon AHL Managed Futures Strategy Fund Class R5 Shares Buy $1K – $15K Self Sep 14, 2020 41d late filing ↗
DEMIX Delaware Emerging Markets Fund Institutional Class Shares Buy $1K – $15K Self Sep 9, 2020 46d late filing ↗
PEIFX PIMCO RAEEmerging Markets Fund Institutional Class Shares Sell $1K – $15K Self Sep 8, 2020 47d late filing ↗
ISTB iShares Core 1-5 Year USD Bond ETF Buy $1K – $15K Self Jul 24, 2020 93d late filing ↗
VTIP Vanguard Short-Term Inflation-Protected Securities Index Fund ETF Class Shares Buy $1K – $15K Self Jul 22, 2020 95d late filing ↗
COP ConocoPhillips Buy $1K – $15K Self Jun 24, 2020 123d late filing ↗
AVGO Broadcom, Inc. Buy $1K – $15K Self Jun 24, 2020 123d late filing ↗
RTXAX Russell Tax-Managed Real Assets Fund Class A Shares Sell $1K – $15K Self Jun 24, 2020 123d late filing ↗
RTXAX Russell Tax-Managed Real Assets Fund Class A Shares Sell $1K – $15K Self Jun 22, 2020 125d late filing ↗
HSY The Hershey Co. Buy $1K – $15K Self Jun 22, 2020 125d late filing ↗
HSY The Hershey Co. Buy $1K – $15K Self Jun 22, 2020 125d late filing ↗
COP ConocoPhillips Buy $1K – $15K Self Jun 22, 2020 125d late filing ↗
AVGO Broadcom, Inc. Buy $1K – $15K Self Jun 22, 2020 125d late filing ↗
SWGXX Schwab Government Money Fund Sweep Class Shares Buy $1K – $15K Self May 27, 2020 151d late filing ↗
GETGX Victory Sycamore Established Value Fund Class R Shares Buy $1K – $15K Self May 18, 2020 160d late filing ↗
VGIAX Vanguard Growth & Income Fund Admiral Shares Buy $1K – $15K Self May 18, 2020 160d late filing ↗
UIINX USAA Income Fund Institutional Shares Buy $1K – $15K Self May 18, 2020 160d late filing ↗
UMAFX USAA Managed Allocation Fund Buy $1K – $15K Self May 18, 2020 160d late filing ↗
HLMIX Harding Loevner International Equity Portfolio Buy $1K – $15K Self May 18, 2020 160d late filing ↗
GICIX Goldman Sachs International Small Cap Insights Fund Buy $1K – $15K Self May 18, 2020 160d late filing ↗
BCOIX Baird Core Plus Bond Fund Buy $1K – $15K Self May 18, 2020 160d late filing ↗
BA Boeing co com Sell $1K – $15K Self May 14, 2020 164d late filing ↗
AAPL Apple INC Com Sell $1K – $15K Self May 14, 2020 164d late filing ↗
T AT&T INC COM USD1 Buy $1K – $15K Self May 14, 2020 164d late filing ↗
AAPL Apple, Inc. Sell $1K – $15K Self May 12, 2020 166d late filing ↗
T AT&T INC COM USD1 Buy $1K – $15K Self May 12, 2020 166d late filing ↗
ABEYX American Beacon International Equity Fund Class Y Buy $1K – $15K Self May 6, 2020 172d late filing ↗
VEVRX Victory Sycamore Established Value Fund Class R6 Shares Buy $1K – $15K Self May 6, 2020 172d late filing ↗
VGIAX Vanguard Growth and Income Fund Admiral Shares Buy $1K – $15K Self May 6, 2020 172d late filing ↗
UIINX USAA Income Fund Institutional Shares Buy $1K – $15K Self May 6, 2020 172d late filing ↗
UMAFX USAA Managed Allocation Fund Buy $1K – $15K Self May 6, 2020 172d late filing ↗
HLMIX Harding Loevner International Equity Portfolio Buy $1K – $15K Self May 6, 2020 172d late filing ↗
GICIX Goldman Sachs International Small Cap Insights Fund Buy $1K – $15K Self May 6, 2020 172d late filing ↗
BCOIX Baird Core Plus Bond Buy $1K – $15K Self May 6, 2020 172d late filing ↗
AHLIX American Beacon AHL Managed Futures Strategy F Buy $1K – $15K Self May 6, 2020 172d late filing ↗
GICUX Goldman Sachs International Small Cap Insights Fund Class R6 Shares Sell $1K – $15K Self Apr 24, 2020 184d late filing ↗
ABEYX American Beacon International Equity Fund Class Y Shares Sell $1K – $15K Self Apr 24, 2020 184d late filing ↗
UIINX USAA Income Fund Institutional Class Shares Buy $1K – $15K Self Apr 24, 2020 184d late filing ↗
UISBX USAA Short-Term Bond Fund Institutional Class Shares Buy $1K – $15K Self Apr 24, 2020 184d late filing ↗
BCOIX Baird Core Plus Bond Fund Institutional Class Shares Buy $1K – $15K Self Apr 24, 2020 184d late filing ↗
AHLIX American Beacon AHL Managed Futures Strategy Fund Class R5 Shares Buy $1K – $15K Self Apr 24, 2020 184d late filing ↗
QSPRX AQR Style Premia Alternative Fund Class R6 Shares Buy $1K – $15K Self Apr 24, 2020 184d late filing ↗
IEFA iShares Core MSCI EAFE ETF Sell $1K – $15K Self Apr 3, 2020 205d late filing ↗
EMB iSharesJPMorgan USDEmerging Markets Bond ETF Buy $1K – $15K Self Apr 3, 2020 205d late filing ↗
WEC WEC Energy Group, Inc. Sell $1K – $15K Self Apr 2, 2020 206d late filing ↗
DGX Quest Diagnostics, Inc. Sell $1K – $15K Self Apr 2, 2020 206d late filing ↗
TSN Tyson Foods, Inc. Buy $1K – $15K Self Apr 2, 2020 206d late filing ↗
TRV The Travelers Cos., Inc. Buy $1K – $15K Self Apr 2, 2020 206d late filing ↗
EXC Exelon Corporation Buy $1K – $15K Self Apr 2, 2020 206d late filing ↗
IEFA ISHARES Trust Core MSCI EAFE ETF Buy $1K – $15K Self Mar 26, 2020 213d late filing ↗
VEVRX Victory Sycamore Established Value Fund Class R6 Shares Buy $1K – $15K Self Mar 25, 2020 214d late filing ↗
UIHIX USAA High Income Fund INSTL Buy $1K – $15K Self Mar 25, 2020 214d late filing ↗
IEF ISHARES TR Barclays 7 10 YR Sell $1K – $15K Self Mar 21, 2020 218d late filing ↗
QSMLX AQR Small Cap Multi Style FD CL Sell $1K – $15K Self Mar 19, 2020 220d late filing ↗

Asset holdings

Termination · filed —
Account or sectionPositionsEst. value
Employment assets 145 $1.7M
Spouse's assets 55 $425.5K
Other assets 5 $347.5K

Largest positions

top 100 by reported value, of 205
AssetAccount OwnerValueIncome
Allianz Life Insurance Company of North America, fixed annuity Other assets $100K – $250K
JPMorgan Equity Income Fund Class A Shares OIEIX Employment assets Self $50K – $100K
Schwab US Small-Cap ETF SCHA Employment assets Self $50K – $100K
Vanguard Growth & Income Fund Admiral Shares VGIAX Employment assets Self $50K – $100K
OneAmerica, American United Life Insurance Company, whole life Other assets $50K – $100K
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund CORP Employment assets Self $15K – $50K
Schwab US Mid-Cap ETF SCHM Employment assets Self $15K – $50K
SchwabEmerging Markets Equity ETF SCHE Employment assets Self $15K – $50K
Schwab International Equity SCHF Employment assets Self $15K – $50K
ConocoPhillips COP Employment assets Self $15K – $50K
Corning, Inc. GLW Employment assets Self $15K – $50K
Golub Capital BDC Inc GBDC Employment assets Self $15K – $50K
International Paper Co. IP Employment assets Self $15K – $50K
Medtronic Plc MDT Employment assets Self $15K – $50K
Schwab Emerging Markets Equity ETF SCHE Employment assets Self $15K – $50K
Schwab International Equity ETF SCHF Employment assets Self $15K – $50K
Vanguard Growth & Income Fund Admiral Shares VGIAX Employment assets Self $15K – $50K $2.5K – $5K
Baird Core Plus Bond Fund Institutional Class Shares BCOIX Employment assets Self $15K – $50K
Goldman Sachs International Small Cap Insights Fund Class R6 Shares GICUX Employment assets Self $15K – $50K
International Equity Portfolio Institutional Class Z Shares HLIZX Employment assets Self $15K – $50K
USAA Managed Allocation Fund UMAFX Employment assets Self $15K – $50K
Victory Sycamore Established Value Fund Class R6 Shares VEVRX Employment assets Self $15K – $50K
Vanguard Growth & Income Fund Admiral Shares VGIAX Employment assets Self $15K – $50K
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund CORP Spouse's assets Spouse $15K – $50K
Truest Bank (cash) Other assets $15K – $50K
AAFMAA Life Insurance, whole life Other assets $15K – $50K
Philatelic Collection Other assets $15K – $50K
Fidelity Government Cash Reserves FDRXX Employment assets Self $1K – $15K
iShares Core High Dividend ETF HDV Employment assets Self $1K – $15K
iShares Core International Aggregate Bond ETF IAGG Employment assets Self $1K – $15K
Cambria Tail Risk ETF TAIL Employment assets Self $1K – $15K
Invesco QQQ Trust, Series 1 QQQ Employment assets Self $1K – $15K
Invesco S&P 500 Equal Weight ETF RSP Employment assets Self $1K – $15K
iShares MSCI Emerging Markets ex China ETF EMXC Employment assets Self $1K – $15K
iShares Core MSCI Europe ETF IEUR Employment assets Self $1K – $15K
Pacer Trendpilot US Bond ETF PTBD Employment assets Self $1K – $15K
Invesco Actively Managed ETF FD PDBC Employment assets Self $1K – $15K
iShares Gold Trust IAU Employment assets Self $1K – $15K
iShares US Real Estate ETF IYR Employment assets Self $1K – $15K
Schwab Treasury Obligations Money Fund Investor Class Shares SNOXX Employment assets Self $1K – $15K
Apple, Inc. AAPL Employment assets Self $1K – $15K
Berkshire Hathaway Inc. BRKB Employment assets Self $1K – $15K
Comcast Corp. CMCSA Employment assets Self $1K – $15K
Exxon Mobil Corp. XOM Employment assets Self $1K – $15K
General Motors Co. GM Employment assets Self $1K – $15K
Johnson & Johnson JNJ Employment assets Self $1K – $15K
Markel Corp. MKL Employment assets Self $1K – $15K
Medtronic Plc MDT Employment assets Self $1K – $15K
Microsoft Corp. MSFT Employment assets Self $1K – $15K
Raytheon Co. RTN Employment assets Self $1K – $15K
tc Energy Corp TRP Employment assets Self $1K – $15K
Visa, Inc. V Employment assets Self $1K – $15K
Walmart, Inc. WMT Employment assets Self $1K – $15K
The Walt Disney Co. DIS Employment assets Self $1K – $15K
Schwab US Mid-Cap ETF SCHM Employment assets Self $1K – $15K
First TrustNorth American Energy Infrastructure Fund EMLP Employment assets Self $1K – $15K
Invesco S&P 500 Equal Weight Health Care ETF RYH Employment assets Self $1K – $15K
Invesco S&P 500 Equal Weight Materials ETF RTM Employment assets Self $1K – $15K
SchwabEmerging Markets Equity ETF SCHE Employment assets Self $1K – $15K
Schwab International Equity ETF SCHF Employment assets Self $1K – $15K
Schwab US Small-Cap ETF SCHA Employment assets Self $1K – $15K
Gaming & Leisure Properties, Inc. GLPI Employment assets Self $1K – $15K
Comcast Corp. CMCSA Employment assets Self $1K – $15K
Schwab Government Money Fund Sweep Class Shares SWGXX Employment assets Self $1K – $15K
Apple, Inc. AAPL Employment assets Self $1K – $15K
Berkshire Hathaway Inc. BRKB Employment assets Self $1K – $15K
Exxon Mobil Corp. XOM Employment assets Self $1K – $15K
General Motors Co. GM Employment assets Self $1K – $15K
Johnson & Johnson JNJ Employment assets Self $1K – $15K
Markel Corp. MKL Employment assets Self $1K – $15K
Medtronic Plc MDT Employment assets Self $1K – $15K
Microsoft Corp. MSFT Employment assets Self $1K – $15K
Raytheon Co. RTN Employment assets Self $1K – $15K
TC Energy Corp TRP Employment assets Self $1K – $15K
Verizon Communications, Inc. VZ Employment assets Self $1K – $15K
Visa, Inc. V Employment assets Self $1K – $15K
Walmart, Inc. WMT Employment assets Self $1K – $15K
The Walt Disney Co. DIS Employment assets Self $1K – $15K
First TrustNorth American Energy Infrastructure Fund EMLP Employment assets Self $1K – $15K
Invesco S&P 500 Equal Weight Health Care ETF RYH Employment assets Self $1K – $15K
Invesco S&P 500 Equal Weight Materials ETF RTM Employment assets Self $1K – $15K
Gaming & Leisure Properties, Inc. GLPI Employment assets Self $1K – $15K
General Mills, Inc. GIS Employment assets Self $1K – $15K
Apple, Inc. AAPL Employment assets Self $1K – $15K
Ares Capital Corp ARCC Employment assets Self $1K – $15K
Blackstone Group Inc BX Employment assets Self $1K – $15K
Comcast Corp. CMCSA Employment assets Self $1K – $15K
Bank of America Corp. BAC Employment assets Self $1K – $15K
Enbridge Inc. ENB Employment assets Self $1K – $15K
FNFV Group FNF Employment assets Self $1K – $15K
General Motors Co. GM Employment assets Self $1K – $15K
Johnson & Johnson JNJ Employment assets Self $1K – $15K
Eli Lilly & Co. LLY Employment assets Self $1K – $15K
Mercury General Corp. MCY Employment assets Self $1K – $15K
Microsoft Corp. MSFT Employment assets Self $1K – $15K
Pub Svc Enterprise GP PEG Employment assets Self $1K – $15K
Raytheon Technologies Co RTX Employment assets Self $1K – $15K
Seagate Technology Plc STX Employment assets Self $1K – $15K
Sysco Corp. SYY Employment assets Self $1K – $15K
TC Energy Group TRP Employment assets Self $1K – $15K
Show all 205 positions

Values and income are the ranges the filer discloses, normalized to one form. Hover a value for the string as filed. Rows marked *** carry that marker in the filing itself, with no legend: each one is a foreign-domiciled issuer or a Reg S note.