|
Nicole R Nason
EXEC
|
NatixisLoomis Sayles Growth Fund Class Y Shares (LSGRX) (multiple)
|
Buy |
$50K – $100K |
— |
— |
filing ↗ |
|
Nicole R Nason
EXEC
|
iShares Edge MSCI Multifactor USA ETF (LRGF) (multiple)
|
Exchange |
$100K – $250K |
— |
— |
filing ↗ |
|
Nicole R Nason
EXEC
|
Kopernik Global All-Cap Fund Class A Shares (KGGAX) (multiple)
|
Exchange |
$100K – $250K |
— |
— |
filing ↗ |
|
Nicole R Nason
EXEC
|
IVV
iShares Core S&P 500 ETF
|
Buy |
$1K – $15K |
— |
— |
filing ↗ |
|
Nicole R Nason
EXEC
|
iShares Core S&P Small-Cap ETF (IJR) (multiple)
|
Buy |
$50K – $100K |
— |
— |
filing ↗ |
|
Nicole R Nason
EXEC
|
iShares Core MSCI EAFE ETF (IEFA) (multiple)
|
Exchange |
$50K – $100K |
— |
— |
filing ↗ |
|
Nicole R Nason
EXEC
|
JPMorgan Global Allocation Fund Class I Shares (GAOSX) (multiple)
|
Sell |
$100K – $250K |
— |
— |
filing ↗ |
|
Nicole R Nason
EXEC
|
Xtrackers MSCI EAFE Hedged Equity ETF (DBEF) (multiple)
|
Sell |
$100K – $250K |
— |
— |
filing ↗ |
|
Nicole R Nason
EXEC
|
DoubleLine Total Return Bond Fund Class I Shares (DBLTX) (multiple)
|
Buy |
$100K – $250K |
— |
— |
filing ↗ |
|
Nicole R Nason
EXEC
|
Chiron Capital Allocation Fund Class I Shares (CCAPX) (multiple)
|
Sell |
$100K – $250K |
— |
— |
filing ↗ |
|
Nicole R Nason
EXEC
|
BlackRock Strategic Income Opportunities Portfolio Institutional Shares (BSIIX) (multiple)
|
Sell |
$100K – $250K |
— |
— |
filing ↗ |
|
Nicole R Nason
EXEC
|
American Beacon The London Company Income Equity Fund Class R5 Shares (ABCIX) (multiple)
|
Buy |
$50K – $100K |
— |
— |
filing ↗ |
|
Michelle White Bowman
EXEC
|
State Street Target Retirement 2035 NL ClassA (Biweekly)
|
Buy |
$15K – $50K |
— |
— |
filing ↗ |
|
Xavier Becerra
EXEC
|
JAENX
U.S. Brokerage Account: Janus Henderson Enterprise Fund Class T Shares
|
Buy |
$1K – $15K |
— |
— |
filing ↗ |
|
Xavier Becerra
EXEC
|
GTSGX
U.S. Brokerage Account: Madison Mid Cap Fund Class Y Shares
|
Buy |
$15K – $50K |
— |
— |
filing ↗ |
|
Xavier Becerra
EXEC
|
OLGAX
U.S. Brokerage Account: JPMorgan Large Cap Growth Fund Class A Shares
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Xavier Becerra
EXEC
|
NPFFX
U.S. Brokerage Account: New Perspective Fund Class F1 Shares
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Xavier Becerra
EXEC
|
TRGLX
U.S. Brokerage Account: T Rowe PriceGlobal Stock Fund Class I Shares
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Xavier Becerra
EXEC
|
CSIEX
U.S. Brokerage Account: Calvert Equity Fund Class A Shares
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Xavier Becerra
EXEC
|
CWGFX
U.S. Brokerage Account: American Funds Capital World Growth & Income Fund Class F1 Shares
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Xavier Becerra
EXEC
|
OIEIX
U.S. Brokerage Account: JPMorgan Equity Income Fund Class A Shares
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Xavier Becerra
EXEC
|
WSHFX
U.S, Brokerage Account: American Funds Washington Mutual Investors Fund Class F1 Shares
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Xavier Becerra
EXEC
|
PARMX
U.S. Brokerage Account: Parnassus Mid Cap Fund Investor Class Shares
|
Sell |
$15K – $50K |
— |
— |
filing ↗ |
|
Xavier Becerra
EXEC
|
Spouse's UC 457(b) plan: UC Pathway 2020
|
Buy |
$15K – $50K |
— |
— |
filing ↗ |
|
Xavier Becerra
EXEC
|
Spouse's UC 403(b) plan: UC Pathway 2020
|
Buy |
$15K – $50K |
— |
— |
filing ↗ |
|
Xavier Becerra
EXEC
|
Spouse's UC 401(a) plan: UC Pathway 2030
|
Buy |
$15K – $50K |
— |
— |
filing ↗ |
|
Avril D Haines
EXEC
|
NDVIX
MFS New Discovery Value Fund Class I Shares
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Avril D Haines
EXEC
|
WFMIX
Wells Fargo Special Mid Cap Value Fund Institutional Class Shares
|
Sell |
$15K – $50K |
— |
— |
filing ↗ |
|
Avril D Haines
EXEC
|
WACPX
Western Asset Core Plus Bond Fund Class I Shares
|
Sell |
$50K – $100K |
— |
— |
filing ↗ |
|
Avril D Haines
EXEC
|
PRWCX
T Rowe Price Capital Appreciation Fund
|
Buy |
$50K – $100K |
— |
— |
filing ↗ |
|
Avril D Haines
EXEC
|
PEIYX
Putnam Equity Income Fund Class Y Shares
|
Buy |
$50K – $100K |
— |
— |
filing ↗ |
|
Avril D Haines
EXEC
|
HIMYX
Pioneer High Income Municipal Fund Class Y Shares
|
Buy |
$15K – $50K |
— |
— |
filing ↗ |
|
Avril D Haines
EXEC
|
PONPX
PIMCO Income Fund Class I-2 Shares
|
Buy |
$15K – $50K |
— |
— |
filing ↗ |
|
Avril D Haines
EXEC
|
LADFX
Lord Abbett Developing Growth Fund Inc Class F Shares
|
Buy |
$1K – $15K |
— |
— |
filing ↗ |
|
Avril D Haines
EXEC
|
ODIYX
Invesco Oppenheimer Discovery Fund Class Y Shs
|
Buy |
$15K – $50K |
— |
— |
filing ↗ |
|
Avril D Haines
EXEC
|
LFMGX
Lord Abbett Micro Cap Growth CL F
|
Buy |
$1K – $15K |
— |
— |
filing ↗ |
|
Avril D Haines
EXEC
|
ALZFX
Alger Focus Equity Fund Class Z Shares
|
Buy |
$50K – $100K |
— |
— |
filing ↗ |
|
Lisa Cook
EXEC
|
Vanguard Dividend Appreciation Index (VIG) (multiple)
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Lisa Cook
EXEC
|
Vanguard Mid-Cap Value Index (VOE) (multiple)
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Lisa Cook
EXEC
|
Vanguard Value (VTV) (multiple)
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Lisa Cook
EXEC
|
Schwab US Large-Cap Growth (SCHG) (multiple)
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Lisa Cook
EXEC
|
Schwab US Broad Market (SCHB) (multiple)
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Lisa Cook
EXEC
|
iShares Core S&P Mid-Cap (IJH) (multiple)
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Lisa Cook
EXEC
|
First Trust VI Rising Dividend (RDVY) (multiple)
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Michelle White Bowman
EXEC
|
JPM UK Liquidity (Quarterly)
|
Buy |
$1K – $15K |
— |
— |
filing ↗ |
|
Michelle White Bowman
EXEC
|
LGIM Diversified (Quarterly)
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Michelle White Bowman
EXEC
|
Berenberg Limited Volatility Equity (Quarterly)
|
Buy |
$1K – $15K |
— |
— |
filing ↗ |
|
Michelle White Bowman
EXEC
|
State Street Target Retirement 2035 (biweekly)
|
Buy |
$15K – $50K |
— |
— |
filing ↗ |
|
Xavier Becerra
EXEC
|
University of California 457(b) plan: UC Pathway Fund 2020
|
Buy |
$1K – $15K |
— |
— |
filing ↗ |
|
Xavier Becerra
EXEC
|
Spouse's University of California 403(b) plan: UC Pathway Fund 2020
|
Buy |
$1K – $15K |
— |
— |
filing ↗ |
|
Xavier Becerra
EXEC
|
Spouse's University of California 401(a) plan: UC Pathway Fund 2030
|
Buy |
$1K – $15K |
— |
— |
filing ↗ |
|
Michael Barr
EXEC
|
7505 Principal Plus Interest Option (multiple)
|
Sell |
$50K – $100K |
— |
— |
filing ↗ |
|
Michael Barr
EXEC
|
7518 In School Option (multiple)
|
Sell |
$1K – $15K |
— |
— |
filing ↗ |
|
Michael Barr
EXEC
|
Vanguard 500 Index Fund ETF Shares (multiple)
|
Buy |
$1K – $15K |
— |
— |
filing ↗ |