32trades · $3M est.
$12.1Mest. assets · Termination
Stock trades
| Asset | Type | Amount | Owner | Traded | Disclosed |
|---|---|---|---|---|---|
| BXMIX Blackstone Alternative Multi-Strategy Fund Class I Shares | Buy | $1K – $15K | — | Dec 24, 2020 | filing ↗ |
| VTV Vanguard Value Index Fund ETF Shares | Buy | $100K – $250K | — | Oct 21, 2020 | filing ↗ |
| VIG Vanguard Dividend Appreciation Index Fund ETF Class Shares | Buy | $100K – $250K | — | Oct 21, 2020 | filing ↗ |
| LMBS First Trust Low Duration Opportunities ETF | Buy | $15K – $50K | — | Oct 21, 2020 | filing ↗ |
| JMBS Janus Henderson Mortgage-Backed Securities ETF | Buy | $15K – $50K | — | Oct 21, 2020 | filing ↗ |
| HYLS First Trust Tactical High Yield ETF | Buy | $15K – $50K | — | Oct 21, 2020 | filing ↗ |
| FPE First Trust Preferred Securities and Income ETF | Buy | $50K – $100K | — | Oct 21, 2020 | filing ↗ |
| NHMAX Nuveen High Yield Municipal Bond Fund Class A Shares | Sell | $100K – $250K | — | Aug 31, 2020 | filing ↗ |
| COLUMBIA DIVIDEND INCOME A (LBASX) (multiple) | Buy | $15K – $50K | — | — | filing ↗ |
| VANGUARD EMERG MKTS SEL STK INV (VMMSX) (multiple) | Buy | $15K – $50K | — | — | filing ↗ |
| APOLLO EUROPEAN FINANCE ACCESS FUND III, L.P. SERIES A (multiple) | Buy | $15K – $50K | — | — | filing ↗ |
| BLACKSTONE LIFE SCIENCES V ACCESS FUND, L.P. (multiple) | Buy | $1K – $15K | — | — | filing ↗ |
| T Rowe Price Blue Chip Growth Fund, Inc (TRBCX) (various) | Sell | $15K – $50K | — | — | filing ↗ |
| Thornburg Investment Income Builder Fund Class I Shares (TIBIX) (multiple) | Sell | $100K – $250K | — | — | filing ↗ |
| First Eagle Global Fund Class I Shares (SGIIX) (multiple) | Sell | $50K – $100K | — | — | filing ↗ |
| T Rowe Price Capital Appreciation Fund (PRWCX) (multiple) | Sell | $100K – $250K | — | — | filing ↗ |
| PIMCO Income Fund Class I-2 Shares (PONPX) (multiple) | Buy | $50K – $100K | — | — | filing ↗ |
| PIMCO Investment Grade Credit Bond Fund Class I-2 Shares (PBDPX) (multiple) | Buy | $50K – $100K | — | — | filing ↗ |
| Nuveen Short Duration High Yield Municipal Bond Fund Class I Shares (NVHIX) (multiple) | Buy | $1K – $15K | — | — | filing ↗ |
| MainStay MacKay High Yield Municipal Bond Fund Class I Shares (MMHIX) (multiple) | Buy | $50K – $100K | — | — | filing ↗ |
| NatixisLoomis Sayles Growth Fund Class Y Shares (LSGRX) (multiple) | Buy | $50K – $100K | — | — | filing ↗ |
| iShares Edge MSCI Multifactor USA ETF (LRGF) (multiple) | Exchange | $100K – $250K | — | — | filing ↗ |
| Kopernik Global All-Cap Fund Class A Shares (KGGAX) (multiple) | Exchange | $100K – $250K | — | — | filing ↗ |
| IVV iShares Core S&P 500 ETF | Buy | $1K – $15K | — | — | filing ↗ |
| iShares Core S&P Small-Cap ETF (IJR) (multiple) | Buy | $50K – $100K | — | — | filing ↗ |
| iShares Core MSCI EAFE ETF (IEFA) (multiple) | Exchange | $50K – $100K | — | — | filing ↗ |
| JPMorgan Global Allocation Fund Class I Shares (GAOSX) (multiple) | Sell | $100K – $250K | — | — | filing ↗ |
| Xtrackers MSCI EAFE Hedged Equity ETF (DBEF) (multiple) | Sell | $100K – $250K | — | — | filing ↗ |
| DoubleLine Total Return Bond Fund Class I Shares (DBLTX) (multiple) | Buy | $100K – $250K | — | — | filing ↗ |
| Chiron Capital Allocation Fund Class I Shares (CCAPX) (multiple) | Sell | $100K – $250K | — | — | filing ↗ |
| BlackRock Strategic Income Opportunities Portfolio Institutional Shares (BSIIX) (multiple) | Sell | $100K – $250K | — | — | filing ↗ |
| American Beacon The London Company Income Equity Fund Class R5 Shares (ABCIX) (multiple) | Buy | $50K – $100K | — | — | filing ↗ |
Asset holdings
Termination · filed —All positions
91 positions| Asset | Owner | Value | Income |
|---|---|---|---|
| TIAA salary and bonus | Spouse | Over $1M | salary & bonus |
| TIAA 401(k) Retirement Plan | Spouse | $1M – $5M | — |
| TIAA-CREF Lifecycle 2040 Fund (Institutional) TCOIX | Spouse | $500K – $1M | $15K – $50K |
| TIAA Traditional Annuity | Spouse | $250K – $500K | — |
| BlackRock MSCI ACWI ex-U.S. Index Fund M | Spouse | $250K – $500K | $15K – $50K |
| BlackRock Russell 2000 Index M | Spouse | $100K – $250K | $5K – $15K |
| JPMorgan Equity Income Fund Class R6 OIEJX | Spouse | $50K – $100K | $5K – $15K |
| TIAA Real Estate (Variable Annuity) | Spouse | $1K – $15K | — |
| TIAA 401(K) EXCESS PLAN - TIAA-CREF Lifecycle 2035 Fund (Institutional) TCIIX | Spouse | $15K – $50K | $1K – $2.5K |
| TIAA RETIREMENT PLAN - TIAA-CREF Lifecycle 2035 Fund (Institutional) TCIIX | Spouse | $50K – $100K | $2.5K – $5K |
| TIAA RETIREMENT BENEFIT EQUALIZATION PLAN - TIAA-CREF Lifecycle 2035 Fund (Institutional) TCIIX | Spouse | $15K – $50K | $2.5K – $5K |
| T. Rowe Price Equity Index 500 | — | $100K – $250K | $2.5K – $5K |
| T. Rowe Price QM U.S. Small-Cap Growth Equity | — | $100K – $250K | — |
| T. Rowe Price Blue Chip Growth | — | $250K – $500K | — |
| T. Rowe Price Capital Appreciation | — | $250K – $500K | $5K – $15K |
| Vanguard Emerging Markets Select Stock VMMSX | — | $50K – $100K | $1K – $2.5K |
| IShares Core S&P 500 ETF | — | $500K – $1M | $5K – $15K |
| Ishares MSCI Multifactor USA ETF | — | $100K – $250K | $2.5K – $5K |
| Proshares S&P 500 Dividends Aristocrats ETF | — | $50K – $100K | $1K – $2.5K |
| XTrackers MSCI EAFE Hedged Equity ETF DBEF | — | $100K – $250K | $5K – $15K |
| SPDR FD Technology ETF - XLK | — | $100K – $250K | $1K – $2.5K |
| First Trust Tactical High Yield ETF | — | $50K – $100K | $2.5K – $5K |
| American Beacon The London Co EQ Fund ABCYX | — | $500K – $1M | $5K – $15K |
| Loomis Sayles Growth Fund LSGRX | — | $500K – $1M | $2.5K – $5K |
| First Eagle Global Fund SGIIX | — | $50K – $100K | $2.5K – $5K |
| Pmco Income Fund PONPX | — | $250K – $500K | $5K – $15K |
| Doubleline Total Return Bond Fund DBLTX | — | $250K – $500K | $2.5K – $5K |
| Kopernik Global All-cap Fund KGGIX | — | $15K – $50K | $201 – $1K |
| Richardson Tex GO Ref And Impt BDS LT Ser A APR16 05.000%FEB15 2027 | — | $15K – $50K | Interest · $1K – $2.5K |
| Lewisville Tex Indpt SCH Dist Ultd Tax Ref BDS B MAY16 05.000%AUG15 2028 | — | $15K – $50K | Interest · $1K – $2.5K |
| Kitsap Co WA SCH Dist NO 401 Ultd Tax GO SCH GTD MAY16 04.000%DEC01 2029 | — | $15K – $50K | Interest · $1K – $2.5K |
| Newport News VA GO Gen Impt Ref BDS Ser A JUN16 02.000%AUG01 2024 | — | $15K – $50K | Interest · $1K – $2.5K |
| Taylor Tex Indpt SCH Dist Ultd Tax PSF GTD JUN16 05.000%FEB15 2025 | — | $15K – $50K | Interest · $1K – $2.5K |
| Vancouver Wash LTD Tax GO Ref BDS LT Ser B JUL15 05.000%DEC01 2022 | — | $15K – $50K | Interest · $1K – $2.5K |
| Oklahoma City Okla GO BDS 2017 MAR17 05.000%MAR01 2027 | — | $15K – $50K | Interest · $1K – $2.5K |
| Newport News VA GO Gen Impt Ref BDS Ser A JUN16 04.000%AUG01 2026 | — | $15K – $50K | Interest · $1K – $2.5K |
| Temple Tex Indpt SCH Dist Ultd Tax PSF GTD APR16 05.000%FEB01 2022 | — | $15K – $50K | Interest · $201 – $1K |
| Trotwood-madison City SCH Dist Ohio GO SCH GTD SEP16 04.000%DEC01 2029 | — | $15K – $50K | Interest · $1K – $2.5K |
| Mason CNTY Wash SCH Dist NO 309 Shelton SCH GTD JUN17 04.000%DEC01 2032 | — | $15K – $50K | Interest · $1K – $2.5K |
| Spokane CNTY WA SD#356 Cent VY GO BDS SCH GTD MAY18 05.000%DEC01 2027 | — | $1K – $15K | Interest · $1K – $2.5K |
| New Albany Plain LCL SCH Dist Ohio GO Ultd Tax SEP16 04.000%DEC01 2028 | — | $1K – $15K | Interest · $201 – $1K |
| Ottawa CNTY Mich WTR Supply SYS Ref BDS LT APR15 04.000%AUG01 2023 | — | $1K – $15K | Interest · $201 – $1K |
| Grandfalls Royalty Tex Indpt SCH Dist PSF GTD JAN15 04.000%FEB15 2023 | — | $1K – $15K | Interest · $201 – $1K |
| Pierce CNTY WA SCH Dist NO 402 Unltd Tax SCH GTD NOV17 04.000%DEC01 2033 | — | $1K – $15K | Interest · $201 – $1K |
| Buncombe CNTY NC Met Sew Dist Sew SYS Rev Rev JUL17 05.000%JUL01 2032 | — | $15K – $50K | Interest · $1K – $2.5K |
| Purdue Univ Ind Univ Revs Student Fee BDS CC MAY16 05.000%JUL01 2031 | — | $15K – $50K | Interest · $1K – $2.5K |
| Trinity River Auth Tex Rev Rev BDS 2017 JUL17 05.000%FEB01 2031 | — | $15K – $50K | Interest · $1K – $2.5K |
| Rhode IS Infrastr BK WPC Rev Ref Rev BDS Ser A JUN16 05.000%OCT01 2030 | — | $15K – $50K | Interest · $1K – $2.5K |
| New York St Dorm Auth St Pers Income Tax Rev A JUL17 05.000%FEB15 2028 | — | $15K – $50K | Interest · $1K – $2.5K |
| Sunshine St Governmental Fing Commn Fla Rev Ser 1 APR11 05.000%SEP01 2022 | — | $15K – $50K | Interest · $1K – $2.5K |
| Mississippi Dev BK SPL Oblig SPL Oblig BDS MAR17 05.000%MAR01 2032 | — | $15K – $50K | Interest · $1K – $2.5K |
| Mitchell In High SBC 1ST MTG First MTG SCH GTD MAR15 04.000%JUL15 2023 | — | $15K – $50K | Interest · $1K – $2.5K |
| North Dakota St HSG Fin Agy Rev BDS Home MTG MAY16 02.000%JUL01 2023 | — | $15K – $50K | Interest · $1K – $2.5K |
| Michigan St BLDG Auth Rev Rev Ref BDS Ser I AUG16 05.000%OCT15 2030 | — | $15K – $50K | Interest · $1K – $2.5K |
| Vermont HSG Fin Agy Multiple Purp BDS B FEB16 02.200%MAY01 2024 | — | $1K – $15K | Interest · $201 – $1K |
| General Electric Co Shares | — | $50K – $100K | Dividends · $201 – $1K |
| Jones Lang Lasalle Income Property Trust Inc Class M | — | $100K – $250K | $5K – $15K |
| Czech III Senior Loan Trust Class A | — | $50K – $100K | $5K – $15K |
| Apollo European Finance Access Fund Iii, L.P. Series A | — | $50K – $100K | $1K – $2.5K |
| Blackrock Liquidity Funds Fedfund Inst TFDXX | — | $100K – $250K | $5K – $15K |
| Wells Fargo, N.A. (cash) | — | $50K – $100K | Interest · $201 – $1K |
| Synchrony Bank, FSB (cash) | — | $100K – $250K | Interest · $201 – $1K |
| E*Trade Securities (cash) | — | $100K – $250K | Interest · $201 – $1K |
| Virginia 529 - 2021 Portfolio (Chesapeake) | — | $100K – $250K | — |
| Virginia 529 - 2021 Portfolio (Chesapeake) | — | $100K – $250K | — |
| Connecticut 529 (CHET) - Aggressive Managed Allocation 9-10 | — | $100K – $250K | — |
| Pimco Income Fund CL P PONPX | — | $50K – $100K | $2.5K – $5K |
| Clark & Skamania WA SD#112-6 Ultd SCH GTD JUN15 05.000%DEC01 2021 | — | $1K – $15K | Interest · $201 – $1K |
| Nicole Nason IRA | — | $100K – $250K | $2.5K – $5K |
| American Beacon Fund ABCYX | — | $15K – $50K | $201 – $1K |
| iShares S&P 500 Index IVV | — | $15K – $50K | $201 – $1K |
| Loomis Sales Growth Fund LSGRX | — | $15K – $50K | $201 – $1K |
| Vanguard Ftse Emerging VWO | — | $1K – $15K | $201 – $1K |
| Xtrackers MSCI Hedged Equity ETF DBEF | — | $100K – $250K | $2.5K – $5K |
| Janus Henderson Mortgage Backed Securities JMBS | — | $15K – $50K | $1K – $2.5K |
| Mainstay Mackay High Yield Bond Fund MMHIX | — | $50K – $100K | $1K – $2.5K |
| Nuveen Short Dur Hi Yld Muni Bd I NVHIX | — | $50K – $100K | $1K – $2.5K |
| SPDR US Financial Sector XLF | — | $15K – $50K | $201 – $1K |
| Vanguard Growth ETF VUG | — | $100K – $250K | $1K – $2.5K |
| Buncombe CNTY NC Met Sew Dist Sew SYS Rev Rev JUL17 05.000%JUL01 2030 | — | $15K – $50K | Interest · $1K – $2.5K |
| Blackstone Alternative Multi-Strategy Fund Class I Shares BXMIX | — | $100K – $250K | $1K – $2.5K |
| PIMCO Investment Grade Credit Bond Fund Class I-2 Shares PBDPX | — | $50K – $100K | $1K – $2.5K |
| Vanguard Dividend VIG | — | $100K – $250K | $5K – $15K |
| Vanguard Value Index Fund ETF Shares VTV | — | $100K – $250K | $1K – $2.5K |
| Vanguard Ftse Emerging VWO | — | $100K – $250K | $1K – $2.5K |
| iShares Core S&P Small-Cap ETF IJR | — | $50K – $100K | $201 – $1K |
| First Trust Low Duration Opportunities ETF LMBS | — | $15K – $50K | $201 – $1K |
| First Trust Preferred FPE | — | $100K – $250K | $2.5K – $5K |
| Blackstone Life Sciences V Access Fund, L.P. | — | $1K – $15K | — |
| Vanguard Emerging Markets Select Stock Fund Investor Shares VMMSX | — | $50K – $100K | $1K – $2.5K |
| Columbia Dividend Income Fund Class A Shares LBSAX | — | $15K – $50K | $201 – $1K |
Values and income are the ranges the filer discloses, normalized to one form. Hover a value for the string as filed. Rows marked *** carry that marker in the filing itself, with no legend: each one is a foreign-domiciled issuer or a Reg S note.