109trades · $1.1M est.
100%
disclosed on time
$7.3Mest. assets · Termination
Since nomination
Nominee 278 (02/23/2021) vs TerminationDivested
171 positions · $2.3M est. · largest 20 shown| Asset | Account | Owner | Value at nomination |
|---|---|---|---|
| Cognosante LLC (Health care technology) vested restricted stock units | Employment assets | Self | $250K – $500K |
| O'Melveny & Myers LLP anticipated bonus | Employment assets | Self | $250K – $500K |
| Lord Abbett Ultra Short Bond Fund Class F Shares LUBFX | Employment assets | Self | $50K – $100K |
| PIMCO Low Duration Income Fund Class I-2 Shares PFTPX | Employment assets | Self | $50K – $100K |
| Lyft, Inc. LYFT | Other assets | — | $50K – $100K |
| MatthewsPacific Tiger Fund Institutional Class Shares MIPTX | Employment assets | Self | $15K – $50K |
| Virtus KAR International Small-Cap Fund Class I Shares VIISX | Employment assets | Self | $15K – $50K |
| Communication Services Select Sector SPDR Fund XLC | Employment assets | Self | $15K – $50K |
| Consumer Discretionary Select Sector SPDR Fund XLY | Employment assets | Self | $15K – $50K |
| First Trust Dow Jones Internet Index Fund FDN | Employment assets | Self | $15K – $50K |
| First Trust Cloud Computing ETF SKYY | Employment assets | Self | $15K – $50K |
| Health Care Select Sector SPDR Fund XLV | Employment assets | Self | $15K – $50K |
| Vanguard Information Technology Index Fund ETF Class Shares VGT | Employment assets | Self | $15K – $50K |
| Vanguard Industrials Index Fund ETF Class Shares VIS | Employment assets | Self | $15K – $50K |
| Amazon.com, Inc. AMZN | Other assets | — | $15K – $50K |
| Vanguard Dividend Appreciation Index Fund ETF Class Shares VIG | Employment assets | Self | $1K – $15K |
| iShares Nasdaq Biotechnology ETF IBB | Employment assets | Self | $1K – $15K |
| Proshares Online Retail ETF ONLN | Employment assets | Self | $1K – $15K |
| Financial Select Sector SPDR Fund XLF | Employment assets | Self | $1K – $15K |
| Vanguard Consumer Staples Index Fund ETF Shares VDC | Employment assets | Self | $1K – $15K |
Held at termination
24 positions · $2.3M est. · largest 20 shown| Asset | Account | Owner | At nomination | Latest value |
|---|---|---|---|---|
| FedFund Institutional Shares TFDXX | Other assets | — | $50K – $100K | $500K – $1M |
| Fidelity Freedom Index 2030 Fund Investor Class Shares FXIFX | Employment assets | Self | $100K – $250K | $100K – $250K |
| Loomis Sayles Growth Fund Class Y Shares LSGRX | Employment assets | Self | $100K – $250K | $100K – $250K |
| SPDR Portfolio S&P 500 Growth ETF SPYG | Employment assets | Self | $100K – $250K | $100K – $250K |
| U.S. bank #2 (cash) | Other assets | — | $100K – $250K | $100K – $250K |
| Smead Value Fund Class I1 Shares SVFFX | Employment assets | Self | $50K – $100K | $100K – $250K |
| T Rowe Price Dividend Growth Fund, Inc. PRDGX | Employment assets | Self | $50K – $100K | $100K – $250K |
| Vanguard Institutional Target Retirement 2035 Fund Institutional Class Shares VITFX | Employment assets | Self | $50K – $100K | $50K – $100K |
| JPMorgan Global Allocation Fund Class I Shares GAOSX | Employment assets | Self | $50K – $100K | $50K – $100K |
| LOM Strategies, LLC (security consulting, value reflects U.S. bank cash account) | Employment assets | Self | $100K – $250K | $15K – $50K |
| US bank (cash) | Other assets | — | $50K – $100K | $15K – $50K |
| Alger Small Cap Focus Fund Class Z Shares AGOZX | Employment assets | Self | $15K – $50K | $15K – $50K |
| GQG PartnersEmerging Markets Equity Fund Institutional Class Shares GQGIX | Employment assets | Self | $15K – $50K | $15K – $50K |
| iShares Core S&P Mid-Cap ETF IJH | Employment assets | Self | $15K – $50K | $15K – $50K |
| iShares Core S&P Small-Cap ETF IJR | Employment assets | Self | $15K – $50K | $15K – $50K |
| Janus Henderson Enterprise Fund Class I Shares JMGRX | Employment assets | Self | $15K – $50K | $15K – $50K |
| John Hancock Funds III International Growth Fund Class I Shares GOGIX | Employment assets | Self | $15K – $50K | $15K – $50K |
| Vanguard FTSE All-World ex US Index Fund ETF Shares VEU | Other assets | — | $15K – $50K | $15K – $50K |
| Industrial Select Sector SPDR Fund XLI | Other assets | — | $1K – $15K | $15K – $50K |
| Technology Select Sector SPDR Fund XLK | Other assets | — | $1K – $15K | $15K – $50K |
New positions
66 positions · $4.9M est. · largest 20 shown| Asset | Account | Owner | Latest value |
|---|---|---|---|
| Fidelity Government Money Market Fund SPAXX | Other assets | — | $500K – $1M |
| Fidelity Magellan Fund FMAGX | Other assets | — | $250K – $500K |
| Neuberger Berman Large Cap Value Fund CL Instl NBPIX | Employment assets | Self | $100K – $250K |
| Neuberger Berman Large Cap Value FD CL Instl NBPIX | Other assets | — | $100K – $250K |
| Ishares Core S&P U.S. Growth ETF IUSG | Other assets | — | $100K – $250K |
| Ishares Core S&P U.S. Value ETF IUSV | Other assets | — | $100K – $250K |
| Smead Value Fund Class I1 SVFFX | Other assets | — | $100K – $250K |
| SPDR Portfolio S&P 400 Mid Cap ETF SPMD | Other assets | — | $100K – $250K |
| Fidelity Contrafund FCNTX | Other assets | — | $100K – $250K |
| Fidelity OTC Portfolio FOCPX | Other assets | — | $100K – $250K |
| Fidelity Blue Chip Growth Fund FBGRX | Other assets | — | $100K – $250K |
| Natixis US Equity Opportunities Fund Class A Shares NEFSX | Other assets | — | $100K – $250K |
| Natixis Oakmark Fund Class A Shares NEFOX | Other assets | — | $100K – $250K |
| Ish TR Core Divid Growth ETF DGRO | Employment assets | Self | $50K – $100K |
| SPDR Portfolio S&P 500 ETF SPLG | Employment assets | Self | $50K – $100K |
| Vanguard World FD SHS Esg US Stock ETF ESGV | Employment assets | Self | $50K – $100K |
| Allspring Strategic Municipal Bond Fund STRIX | Other assets | — | $50K – $100K |
| Mainstay Mackay Tax Free Bond Fund Class I MTBIX | Other assets | — | $50K – $100K |
| SPDR Portfolio S&P 600 Small Cap ETF SPSM | Other assets | — | $50K – $100K |
| Blackrock Global Allocation FD Inc Instl MALOX | Other assets | — | $50K – $100K |
Positions are matched between the two reports by exact name, first within the same account, then across accounts, then by ticker; rows matching nothing are listed as divested or new. Estimates are band midpoints.
Stock trades
| Asset | Type | Amount | Owner | Traded | Disclosed |
|---|---|---|---|---|---|
| LYFT Lyft, Inc. | Sell | $50K – $100K | Self | Jul 19, 2021 | filing ↗ |
| CB Chubb Ltd. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| YUM Yum! Brands, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| YUM Yum China Holdings Inc | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| XEL Xcel Energy, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| WDAY Workday, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| WEC WEC Energy Group, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| WMT Walmart, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| V Visa, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| VZ Verizon Communications, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| VAR Varian Medical Systems, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| UNH UnitedHealth Group, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| USB U.S. Bancorp | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| TFC Truist Financial Corp | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| DIS The Walt Disney Co. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| TJX The TJX Cos., Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| PNC The PNC Financial Services Group, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| HD The Home Depot, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| KO The Coca-Cola Co. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| TXN Texas Instruments Incorporated | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| TROW T. Rowe Price Group, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| SYY Sysco Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| SBUX Starbucks Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| SRE Sempra Energy | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| SEIC SEI Investments Co. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| SLB Schlumberger NV | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| CRM salesforce.com, inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| RHHBY Roche Holdings Ltd SPN ADR | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| RSG Republic Services, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| REGN Regeneron Pharmaceuticals, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| REALTY INCM CRP MD PV$1 | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| RTN Raytheon Co. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| QCOM QUALCOMM, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| PLD Prologis, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| PGR Progressive Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| PG Procter & Gamble Co. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| PPG PPG Industries, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| PM Philip Morris International, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| PEP PepsiCo, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| PAYX Paychex, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| PH Parker-Hannifin Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| ORCL Oracle Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| NVDA NVIDIA Corp. | Sell | $15K – $50K | Self | Jul 15, 2021 | filing ↗ |
| NVO Novo Nordisk A S ADR | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| NDS Novartis ADR | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| NSC Norfolk Southern Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| NEE NextEra Energy, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| MS Morgan Stanley | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| MNST Monster Beverage Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| MDLZ Mondelez International, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| MSFT Microsoft Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| MET MetLife, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| MRK Merck & Co., Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| MDT Medtronic Plc | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| MCD McDonald's Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| MMC Marsh & McLennan Cos., Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| LMT Lockheed Martin Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| JPM JPMorgan Chase & Co. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| JNJ Johnson & Johnson | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| IBB iShares Nasdaq Biotechnology ETF | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| ISRG Intuitive Surgical, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| ILMN Illumina, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| ITW Illinois Tool Works, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| HON Honeywell International, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| XLV Health Care Select Sector SPDR Fund | Sell | $15K – $50K | Self | Jul 15, 2021 | filing ↗ |
| HAS Hasbro, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| HIG The Hartford Financial Services Group, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| GD General Dynamics Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| SKYY First Trust Cloud Computing ETF | Sell | $15K – $50K | Self | Jul 15, 2021 | filing ↗ |
| XLF Financial Select Sector SPDR Fund | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| FIS Fidelity National Information Services, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| FDS FactSet Research Systems, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| FB Facebook, Inc. | Sell | $15K – $50K | Self | Jul 15, 2021 | filing ↗ |
| EXPD Expeditors International of Washington, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| XLE Energy Select Sector SPDR Fund | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| LLY Eli Lilly & Co. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| ETN Eaton Corp. Plc | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| DOV Dover Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| DE Deere & Co. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| CVS CVS Health Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| CCI Crown Castle International Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| COP ConocoPhillips | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| XLC Communication Services Select Sector SPDR Fund | Sell | $15K – $50K | Self | Jul 15, 2021 | filing ↗ |
| CMCSA Comcast Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| CL Colgate-Palmolive Co. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| CMS CMS Energy Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| CME CME Group, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| CSCO Cisco Systems, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| CVX Chevron Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| CERN Cerner Corp. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| AVGO Broadcom, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| BMY Bristol-Myers Squibb | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| BA Boeing Co | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| BLK BlackRock, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| BDX Becton, Dickinson and Company | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| ADP Automatic Data Processing, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| ADSK Autodesk, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| AJG Arthur J. Gallagher & Co. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| AAPL Apple, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| ADI Analog Devices, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| AMGN Amgen Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| AXP American Express Co. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| AMZN Amazon.com, Inc. | Sell | $15K – $50K | Self | Jul 15, 2021 | filing ↗ |
| GOOGL Alphabet, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| GOOG Alphabet, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| BABA Alibaba Group Holding LT | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| APD Air Products and Chemicals, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| ABBV AbbVie, Inc. | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
| ABT Abbott Laboratories | Sell | $1K – $15K | Self | Jul 15, 2021 | filing ↗ |
Asset holdings
Termination · filed —All positions
97 positions| Asset | Owner | Value | Income |
|---|---|---|---|
| New York University TIAA Retirement | Self | — | — |
| Vanguard Institutional Target Retirement 2035 Fund Institutional Class Shares VITFX | Self | $50K – $100K | — |
| O'Melveny & Myers LLP 401(k) | Self | — | — |
| Fidelity Freedom Index 2030 Fund Investor Class Shares FXIFX | Self | $100K – $250K | — |
| LOM Strategies, LLC (security consulting, value reflects U.S. bank cash account) | Self | $15K – $50K | — |
| IRA | Self | — | — |
| Alger Small Cap Focus Fund Class Z Shares AGOZX | Self | $15K – $50K | — |
| GQG PartnersEmerging Markets Equity Fund Institutional Class Shares GQGIX | Self | $15K – $50K | — |
| iShares Core S&P Mid-Cap ETF IJH | Self | $15K – $50K | — |
| iShares Core S&P Small-Cap ETF IJR | Self | $15K – $50K | — |
| Janus Henderson Enterprise Fund Class I Shares JMGRX | Self | $15K – $50K | — |
| John Hancock Funds III International Growth Fund Class I Shares GOGIX | Self | $15K – $50K | — |
| JPMorgan Global Allocation Fund Class I Shares GAOSX | Self | $50K – $100K | — |
| Loomis Sayles Growth Fund Class Y Shares LSGRX | Self | $100K – $250K | — |
| Smead Value Fund Class I1 Shares SVFFX | Self | $100K – $250K | — |
| SPDR Portfolio S&P 500 Growth ETF SPYG | Self | $100K – $250K | — |
| T Rowe Price Dividend Growth Fund, Inc. PRDGX | Self | $100K – $250K | — |
| Touchstone Sands CapitalEmerging Markets Growth Fund Class Y Shares TSEMX | Self | $1K – $15K | — |
| Allspring Special Small Cap Value Fund ESPNX | Self | $15K – $50K | — |
| US bank (Cash) | Self | $1K – $15K | — |
| Neuberger Berman Large Cap Value Fund CL Instl NBPIX | Self | $100K – $250K | — |
| Ishares Core S&P US Value ETF IUSV | Self | $1K – $15K | — |
| Alps Smith Total Return SMTHX | Self | $15K – $50K | — |
| Artisan International APDKX | Self | $15K – $50K | — |
| Jpmorgan Core Bond FD WOBDX | Self | $15K – $50K | — |
| Pacer US Cash COWS100 COWZ | Self | $15K – $50K | — |
| Pimco Income Fund CL I2 PONPX | Self | $15K – $50K | — |
| SEP IRA | Self | — | — |
| US bank (Cash) | Self | $1K – $15K | — |
| Ish TR Core Divid Growth ETF DGRO | Self | $50K – $100K | — |
| SPDR Portfolio S&P 500 ETF SPLG | Self | $50K – $100K | — |
| SPDR Portfolio S&P 400 Mid Cap ETF SPMD | Self | $15K – $50K | — |
| SPDR Portfolio Emerging Markets ETF SPEM | Self | $1K – $15K | — |
| SPDR Portfolio S&P 600 Small Cap ETF SPSM | Self | $15K – $50K | — |
| Vanguard World FD SHS Esg US Stock ETF ESGV | Self | $50K – $100K | — |
| Vanguard World FD SHS Esg International Stock ETF VSGX | Self | $15K – $50K | — |
| Wisdomtree Emerging Mark XSOE | Self | $1K – $15K | — |
| Ishares Core S&P US Value ETF IUSV | Self | $15K – $50K | — |
| Ishares Esg Aware Msci Eafe ETF ESGD | Self | $1K – $15K | — |
| Alps Smith Total Return SMTHX | Self | $15K – $50K | — |
| Jpmorgan Core Bond FD WOBDX | Self | $15K – $50K | — |
| Brokerage account #1 | — | — | — |
| Industrial Select Sector SPDR Fund XLI | — | $15K – $50K | $201 – $1K |
| Technology Select Sector SPDR Fund XLK | — | $15K – $50K | — |
| Vanguard Pacific Stock Index FundVanguard FTSEPacific ETF Shares VPL | — | $1K – $15K | — |
| Vanguard FTSE All-World ex US Index Fund ETF Shares VEU | — | $15K – $50K | $201 – $1K |
| US bank (cash) | — | $15K – $50K | Interest · $201 – $1K |
| Allspring Special Small Cap Value Fund ESPNX | — | $15K – $50K | $2.5K – $5K |
| Allspring Strategic Municipal Bond Fund STRIX | — | $50K – $100K | $1K – $2.5K |
| Ishares Msci All Country Asia EX Japan ETF AAXJ | — | $1K – $15K | — |
| Ishares Core S&P U.S. Growth ETF IUSG | — | $100K – $250K | $1K – $2.5K |
| Ishares Core S&P U.S. Value ETF IUSV | — | $100K – $250K | $2.5K – $5K |
| Mainstay Mackay Tax Free Bond Fund Class I MTBIX | — | $50K – $100K | $1K – $2.5K |
| Smead Value Fund Class I1 SVFFX | — | $100K – $250K | $1K – $2.5K |
| SPDR Portfolio S&P 400 Mid Cap ETF SPMD | — | $100K – $250K | $1K – $2.5K |
| SPDR Portfolio S&P 600 Small Cap ETF SPSM | — | $50K – $100K | $1K – $2.5K |
| Vanguard World FD SHS Esg International Stock ETF VSGX | — | $15K – $50K | $201 – $1K |
| Allspring Special Mid Cap Value Fund CL Instl WFMIX | — | $15K – $50K | $1K – $2.5K |
| Blackrock Global Allocation FD Inc Instl MALOX | — | $50K – $100K | $201 – $1K |
| GQG Partners Emerging MKTS EQ FD CL Instl GQGIX | — | $15K – $50K | $201 – $1K |
| GS GQG Partners Intl Opps FD CL Instl GSIMX | — | $15K – $50K | $1K – $2.5K |
| JP Morgan Equity Income FD I HLIEX | — | $50K – $100K | $5K – $15K |
| JP Morgan Global Allocation Fund CL I GAOSX | — | $15K – $50K | $1K – $2.5K |
| Neuberger Berman Large Cap Value FD CL Instl NBPIX | — | $100K – $250K | $2.5K – $5K |
| Pacer US Cash COWS100 COWZ | — | $50K – $100K | $1K – $2.5K |
| SPDR DJ WLSHR Mid Cap Value E MDYV | — | $15K – $50K | $201 – $1K |
| SPDR Portfolio S&P 500 H Divid ETF SHS SPYD | — | $15K – $50K | $1K – $2.5K |
| T Rowe Price Dividend Growth Fund Inv CL PRDGX | — | $50K – $100K | $2.5K – $5K |
| Touchstone Sands Capital Emerg MKTS GRWTH FD CL Y TSEMX | — | $1K – $15K | — |
| Allsring Municipal Bond WMBIX | — | $15K – $50K | $201 – $1K |
| Artisan International APDKK | — | $15K – $50K | $1K – $2.5K |
| Nuveen Intm Dur Muni NUVBX | — | $15K – $50K | $201 – $1K |
| FedFund Institutional Shares TFDXX | — | $15K – $50K | $201 – $1K |
| Brokerage account #5 | — | — | — |
| US bank (cash) | — | Under $1K | — |
| FedFund Institutional Shares TFDXX | — | $500K – $1M | $15K – $50K |
| U.S. bank #1 (cash) | — | $1K – $15K | — |
| U.S. bank #2 (cash) | — | $100K – $250K | — |
| Inherited IRA | — | — | — |
| Fidelity Government Money Market Fund SPAXX | — | $500K – $1M | — |
| Fidelity Worldwide Fund FWWFX | — | $15K – $50K | — |
| Fidelity International Small Cap Fund FISMX | — | $15K – $50K | — |
| Fidelity Diversified International Fund FDIVX | — | $1K – $15K | — |
| Fidelity 500 Index Fund FXAIX | — | $15K – $50K | — |
| Fidelity Contrafund FCNTX | — | $100K – $250K | — |
| Fidelity Fund FFIDX | — | $50K – $100K | — |
| Fidelity Magellan Fund FMAGX | — | $250K – $500K | — |
| Fidelity Overseas Fund FOSFX | — | $1K – $15K | — |
| FidelityPacific Basin Fund FPBFX | — | $15K – $50K | — |
| Fidelity Europe Fund FIEUX | — | $1K – $15K | — |
| Fidelity OTC Portfolio FOCPX | — | $100K – $250K | — |
| Fidelity Blue Chip Growth Fund FBGRX | — | $100K – $250K | — |
| Baron Growth Fund Institutional Class Shares BGRIX | — | $15K – $50K | — |
| Natixis US Equity Opportunities Fund Class A Shares NEFSX | — | $100K – $250K | — |
| Natixis Oakmark Fund Class A Shares NEFOX | — | $100K – $250K | — |
| Vanguard Windsor Fund Investor Shares VWNDX | — | $1K – $15K | — |
| Vanguard Total Stock Market Index Fund Admiral Class Shares VTSAX | — | $15K – $50K | — |
Values and income are the ranges the filer discloses, normalized to one form. Hover a value for the string as filed. Rows marked *** carry that marker in the filing itself, with no legend: each one is a foreign-domiciled issuer or a Reg S note.