Christine E Wormuth
CMNIX × 10 QQQ × 9 ARKK × 9 NFFFX × 8 MFEIX × 8 MDYG × 8 view in graph
199trades · $4.7M est.
$2.3Mest. assets · Termination
Since nomination
Nominee 278 (04/21/2021) vs TerminationDivested
58 positions · $733.5K est.| Asset | Account | Owner | Value at nomination |
|---|---|---|---|
| Vanguard 500 Index Fund Institutional Select Shares VFFSX | Employment assets | Self | $15K – $50K |
| Vanguard Institutional Target Retirement 2035 Fund Institutional Class Shares VITFX | Employment assets | Self | $15K – $50K |
| iShares Short Treasury Bond ETF SHV | Spouse's assets | Spouse | $15K – $50K |
| Energy Select Sector SPDR Fund XLE | Spouse's assets | Spouse | $15K – $50K |
| SPDR Gold Shares GLD | Spouse's assets | Spouse | $15K – $50K |
| Active Aggressive | Other assets | — | $15K – $50K |
| Active Aggressive | Other assets | — | $15K – $50K |
| Vanguard Total Bond Market Index Fund ETF Shares BND | Other assets | — | $15K – $50K |
| Vanguard/Wellington Fund, Inc Investor Shares VWELX | Other assets | — | $15K – $50K |
| Vanguard Short-Term Treasury Index Fund ETF Class Shares VGSH | Other assets | — | $15K – $50K |
| Vanguard Prime Money Market Fund Investor Shares VMMXX | Other assets | — | $15K – $50K |
| Dodge and Cox Income Fund DODIX | Employment assets | Self | $1K – $15K |
| Vanguard Total Bond VBTIX | Employment assets | Self | $1K – $15K |
| Dodge & Cox Stock Fund DODGX | Employment assets | Self | $1K – $15K |
| Fidelity Contrafund FCNTX | Employment assets | Self | $1K – $15K |
| Westwood SMID Cap Fund WHGMX | Employment assets | Self | $1K – $15K |
| AMG TimesSquare Mid Cap Growth Fund Class Z Shares TMDIX | Employment assets | Self | $1K – $15K |
| Vanguard Extended Market Index Fund Institutional Shares VIEIX | Employment assets | Self | $1K – $15K |
| Vanguard Emerging Markets Stock VEMRX | Employment assets | Self | $1K – $15K |
| Harding Loevner International Equity Portfolio Institutional Class Shares HLMIX | Employment assets | Self | $1K – $15K |
| Touchstone Sands Capital Emerging TSEGX | Employment assets | Self | $1K – $15K |
| Vanguard Developed Markets Index Fund Admiral Class Shares VTMGX | Employment assets | Self | $1K – $15K |
| CREF Bond MArket R2 | Employment assets | Self | $1K – $15K |
| Vanguard 500 Index Fund Admiral Shares VFIAX | Employment assets | Self | $1K – $15K |
| Vanguard Total Bond Market Index Fund ETF Shares BND | Employment assets | Self | $1K – $15K |
| Vanguard/Wellington Fund, Inc Investor Shares VWELX | Employment assets | Self | $1K – $15K |
| JPMorgan Ultra-Short Income ETF JPST | Spouse's assets | Spouse | $1K – $15K |
| Vanguard Developed Markets Index Fund ETF Shares VEA | Spouse's assets | Spouse | $1K – $15K |
| VanguardEmerging Markets Stock Index Fund ETF Shares VWO | Spouse's assets | Spouse | $1K – $15K |
| Vanguard Total International Bond Index Fund ETF Shares BNDX | Spouse's assets | Spouse | $1K – $15K |
| iSharesJPMorgan USDEmerging Markets Bond ETF EMB | Spouse's assets | Spouse | $1K – $15K |
| Amplify Online Retail ETF IBUY | Spouse's assets | Spouse | $1K – $15K |
| Ecofin Global Water ESG Fund EBLU | Spouse's assets | Spouse | $1K – $15K |
| Invesco DWA Industrials Momentum ETF PRN | Spouse's assets | Spouse | $1K – $15K |
| Invesco S&P 500 Equal Weight Consumer Staples ETF RHS | Spouse's assets | Spouse | $1K – $15K |
| iShares Silver Trust SLV | Spouse's assets | Spouse | $1K – $15K |
| Consumer Staples Select Sector SPDR Fund XLP | Spouse's assets | Spouse | $1K – $15K |
| Materials Select Sector SPDR Fund XLB | Spouse's assets | Spouse | $1K – $15K |
| SPDR S&P Aerospace & Defense ETF XAR | Spouse's assets | Spouse | $1K – $15K |
| VanEck Vectors Agribusiness ETF MOO | Spouse's assets | Spouse | $1K – $15K |
| VanEck Vectors Gold Miners ETF GDX | Spouse's assets | Spouse | $1K – $15K |
| Vanguard Consumer Staples Index Fund ETF Shares VDC | Spouse's assets | Spouse | $1K – $15K |
| Vanguard Value Index Fund ETF Shares VTV | Spouse's assets | Spouse | $1K – $15K |
| Vanguard Total Bond Market Index Fund ETF Shares BND | Spouse's assets | Spouse | $1K – $15K |
| Vanguard LifeStrategy Growth Fund Investor Shares VASGX | Spouse's assets | Spouse | $1K – $15K |
| Vanguard Explorer Fund Investor Shares VEXPX | Spouse's assets | Spouse | $1K – $15K |
| SPDR Gold Shares GLD | Spouse's assets | Spouse | $1K – $15K |
| iShares Silver Trust SLV | Spouse's assets | Spouse | $1K – $15K |
| Public Service Enterprise Group Common Stock | Other assets | — | $1K – $15K |
| Aggressive Growth | Other assets | — | $1K – $15K |
| 2039 Portfolio | Other assets | — | $1K – $15K |
| SPDR Gold Shares GLD | Other assets | — | $1K – $15K |
| Vanguard LifeStrategy Growth Fund Investor Shares VASGX | Other assets | — | $1K – $15K |
| iShares Silver Trust SLV | Other assets | — | $1K – $15K |
| Vanguard 500 Index Fund Admiral Shares VFIAX | Other assets | — | $1K – $15K |
| iShares Core S&P Total US Stock Market ETF ITOT | Other assets | — | $1K – $15K |
| Vanguard Total International Bond Index Fund ETF Shares BNDX | Other assets | — | $1K – $15K |
| SPDRNuveen Bloomberg Barclays Municipal Bond ETF TFI | Other assets | — | $1K – $15K |
Held at termination
14 positions · $653.5K est.| Asset | Account | Owner | At nomination | Latest value |
|---|---|---|---|---|
| Vanguard Target Retirement 2035 Fund Investor Class Shares VTTHX | Employment assets | Self | $100K – $250K | $100K – $250K |
| Vanguard 500 Index Fund Investor Shares VFINX | Other assets | — | $100K – $250K | $100K – $250K |
| CREF Stock R2 | Employment assets | Self | $50K – $100K | $50K – $100K |
| CREF Global Equities R1 | Employment assets | Self | $1K – $15K | $50K – $100K |
| TIAA Access Lifecycle Fund 2035 T4 | Employment assets | Self | $15K – $50K | $15K – $50K |
| US Bank #1 | Other assets | — | $15K – $50K | $15K – $50K |
| US Bank #2 | Other assets | — | $15K – $50K | $15K – $50K |
| CREF Growth R1 | Employment assets | Self | $1K – $15K | $1K – $15K |
| CREF Equity Index R1 | Employment assets | Self | $1K – $15K | $1K – $15K |
| CREF Stock R1 | Employment assets | Self | $1K – $15K | $1K – $15K |
| TIAA Traditional | Employment assets | Self | $1K – $15K | $1K – $15K |
| CREF Global Equities | Employment assets | Self | $1K – $15K | $1K – $15K |
| TIAA Real Estate | Employment assets | Self | $1K – $15K | $1K – $15K |
| US Bank #3 | Other assets | — | $1K – $15K | $1K – $15K |
New positions
52 positions · $1.6M est.| Asset | Account | Owner | Latest value |
|---|---|---|---|
| SPDR Portfolio S&P 500 Growth ETF SPYG | Employment assets | Self | $100K – $250K |
| SPDR Portfolio S&P 400 Mid Cap ETF SPMD | Other assets | — | $100K – $250K |
| SPDR Portfolio S&P 500 Growth ETF SPYG | Other assets | — | $50K – $100K |
| SPDR Portfolio S&P 400 Mid Cap ETF SPMD | Employment assets | Self | $50K – $100K |
| Invesco QQQ Trust, Series 1 QQQ | Employment assets | Self | $50K – $100K |
| SPDR Portfolio S&P 500 ETF SPLG | Employment assets | Self | $50K – $100K |
| SPDR Portfolio Intermediate Term Corporate Bond ETF SPIB | Employment assets | Self | $50K – $100K |
| SPDR S&P 500 ETF Trust SPY | Other assets | — | $50K – $100K |
| SPDR Portfolio S&P 500 Growth ETF SPYG | Spouse's assets | Spouse | $15K – $50K |
| Invesco QQQ Trust, Series 1 QQQ | Other assets | — | $15K – $50K |
| SPDR Portfolio S&P 500 ETF SPLG | Spouse's assets | Spouse | $15K – $50K |
| SPDR Portfolio S&P 500 ETF SPLG | Other assets | — | $15K – $50K |
| SPDR Portfolio Intermediate Term Corporate Bond ETF SPIB | Spouse's assets | Spouse | $15K – $50K |
| SPDR Portfolio Developed World ex-US ETF SPDW | Employment assets | Self | $15K – $50K |
| SPDR Portfolio Developed World ex-US ETF SPDW | Other assets | — | $15K – $50K |
| WisdomTreeEmerging Markets High Dividend Fund DEM | Employment assets | Self | $15K – $50K |
| Invesco S&P 500 Top 50 ETF XLG | Employment assets | Self | $15K – $50K |
| First Trust RBA American Industrial Renaissance ETF AIRR | Employment assets | Self | $15K – $50K |
| First Trust RBA American Industrial Renaissance ETF AIRR | Other assets | — | $15K – $50K |
| FT Cboe Vest Fund of Buffer ETFs FT Cboe Vest Fund of Buffer ETFs BUFR | Employment assets | Self | $15K – $50K |
| FT Cboe Vest Fund of Buffer ETFs FT Cboe Vest Fund of Buffer ETFs BUFR | Other assets | — | $15K – $50K |
| WisdomTree US Quality Dividend Growth Fund DGRW | Employment assets | Self | $15K – $50K |
| WisdomTree US Quality Dividend Growth Fund DGRW | Other assets | — | $15K – $50K |
| Invesco NASDAQ 100 ETF Invesco NASDAQ 100 ETF QQQM | Spouse's assets | Spouse | $15K – $50K |
| PGIM High Yield Fund Class Z Shares PHYZX | Spouse's assets | Spouse | $15K – $50K |
| SPDR S&P 400 Mid Cap Growth ETF MDYG | Spouse's assets | Spouse | $15K – $50K |
| iShares Core S&P 500 ETF IVV | Other assets | — | $15K – $50K |
| SPDR Portfolio S&P 500 Growth ETF SPYG | Spouse's assets | Spouse | $1K – $15K |
| SPDR Portfolio S&P 400 Mid Cap ETF SPMD | Spouse's assets | Spouse | $1K – $15K |
| SPDR Portfolio S&P 500 ETF SPLG | Spouse's assets | Spouse | $1K – $15K |
| SPDR Portfolio Intermediate Term Corporate Bond ETF SPIB | Spouse's assets | Spouse | $1K – $15K |
| SPDR S&P 500 ETF Trust SPY | Employment assets | Self | $1K – $15K |
| SPDR Portfolio Developed World ex-US ETF SPDW | Spouse's assets | Spouse | $1K – $15K |
| SPDR Portfolio Developed World ex-US ETF SPDW | Spouse's assets | Spouse | $1K – $15K |
| WisdomTreeEmerging Markets High Dividend Fund DEM | Spouse's assets | Spouse | $1K – $15K |
| WisdomTreeEmerging Markets High Dividend Fund DEM | Spouse's assets | Spouse | $1K – $15K |
| Invesco S&P 500 Top 50 ETF XLG | Spouse's assets | Spouse | $1K – $15K |
| Invesco S&P 500 Top 50 ETF XLG | Spouse's assets | Spouse | $1K – $15K |
| Invesco S&P 500 Top 50 ETF XLG | Other assets | — | $1K – $15K |
| Invesco NASDAQ 100 ETF Invesco NASDAQ 100 ETF QQQM | Spouse's assets | Spouse | $1K – $15K |
| PGIM High Yield Fund Class Z Shares PHYZX | Spouse's assets | Spouse | $1K – $15K |
| SPDR Portfolio S&P 600 Small Cap ETF SPSM | Employment assets | Self | $1K – $15K |
| CREF Bond Market R2 - CREF Bond MArket R2 | Employment assets | Self | $1K – $15K |
| VA529 Agressive Growth | Other assets | — | $1K – $15K |
| VA529 2039 Portfolio | Other assets | — | $1K – $15K |
| VA529 2039 Portfolio | Other assets | — | $1K – $15K |
| VA 529 2042 Portfolio | Other assets | — | $1K – $15K |
| Public Service Enterprise Group Stock | Other assets | — | $1K – $15K |
| Alger Small Cap Focus Fund Class Z Shares AGOZX | Spouse's assets | Spouse | $1K – $15K |
| Alger Small Cap Focus Fund Class Z Shares AGOZX | Spouse's assets | Spouse | $1K – $15K |
| MFS Growth Fund Class I Shares MFEIX | Spouse's assets | Spouse | $1K – $15K |
| iShares Russell Mid-Cap ETF IWR | Other assets | — | $1K – $15K |
Positions are matched between the two reports by exact name, first within the same account, then across accounts, then by ticker; rows matching nothing are listed as divested or new. Estimates are band midpoints.
Stock trades
| Asset | Type | Amount | Owner | Traded | Disclosed |
|---|---|---|---|---|---|
| DGRW WisdomTree US Quality Dividend Growth Fund | Buy | $1K – $15K | — | Oct 18, 2024 | filing ↗ |
| DGRW WisdomTree US Quality Dividend Growth Fund | Buy | $1K – $15K | — | Oct 18, 2024 | filing ↗ |
| DGRW WisdomTree US Quality Dividend Growth Fund | Buy | $15K – $50K | — | Oct 18, 2024 | filing ↗ |
| DGRW WisdomTree US Quality Dividend Growth Fund | Buy | $15K – $50K | — | Jun 6, 2024 | filing ↗ |
| BUFR FT Cboe Vest Fund of Buffer ETFs FT Cboe Vest Fund of Buffer ETFs | Buy | $15K – $50K | — | Jun 6, 2024 | filing ↗ |
| AIRR First Trust RBA American Industrial Renaissance ETF | Buy | $15K – $50K | — | Jun 6, 2024 | filing ↗ |
| DGRW WisdomTree US Quality Dividend Growth Fund | Buy | $15K – $50K | — | Jun 6, 2024 | filing ↗ |
| BUFR FT Cboe Vest Fund of Buffer ETFs FT Cboe Vest Fund of Buffer ETFs | Buy | $50K – $100K | — | Jun 6, 2024 | filing ↗ |
| AIRR First Trust RBA American Industrial Renaissance ETF | Buy | $15K – $50K | — | Jun 6, 2024 | filing ↗ |
| BREIT Blackstone Real Estate Income Trust | Sell | $50K – $100K | — | May 31, 2024 | filing ↗ |
| BREIT Blackstone Real Estate Income Trust | Sell | $100K – $250K | — | May 31, 2024 | filing ↗ |
| DGRW WisdomTree US Quality Dividend Growth Fund | Buy | $1K – $15K | — | Apr 18, 2024 | filing ↗ |
| ARKK ARK Innovation ETF | Sell | $1K – $15K | — | Nov 2, 2023 | filing ↗ |
| XLG Invesco S&P 500 Top 50 ETF | Buy | $15K – $50K | — | Nov 2, 2023 | filing ↗ |
| ARKK ARK Innovation ETF | Sell | $1K – $15K | — | Nov 2, 2023 | filing ↗ |
| XLG Invesco S&P 500 Top 50 ETF | Buy | $1K – $15K | — | Nov 2, 2023 | filing ↗ |
| ARKK ARK Innovation ETF | Sell | $1K – $15K | — | Nov 2, 2023 | filing ↗ |
| XLG Invesco S&P 500 Top 50 ETF | Buy | $1K – $15K | — | Nov 2, 2023 | filing ↗ |
| ARKK ARK Innovation ETF | Sell | $1K – $15K | — | Nov 2, 2023 | filing ↗ |
| XLG Invesco S&P 500 Top 50 ETF | Buy | $1K – $15K | — | Nov 2, 2023 | filing ↗ |
| ARKK ARK Innovation ETF | Sell | $1K – $15K | — | Nov 2, 2023 | filing ↗ |
| SPDW SPDR Portfolio Developed World ex-US ETF | Buy | $15K – $50K | — | Jun 14, 2023 | filing ↗ |
| SPY SPDR S&P 500 ETF Trust | Buy | $1K – $15K | — | Jun 14, 2023 | filing ↗ |
| SPSM SPDR Portfolio S&P 600 Small Cap ETF | Buy | $100K – $250K | — | Jun 13, 2023 | filing ↗ |
| VA 529 Active (Aggressive Portfolio) | Sell | $1K – $15K | — | May 22, 2023 | filing ↗ |
| VA 529 Active (Aggressive Portfolio) | Sell | $1K – $15K | — | May 22, 2023 | filing ↗ |
| PHYZX PGIM High Yield Fund Class Z Shares | Buy | $15K – $50K | — | Apr 24, 2023 | filing ↗ |
| Blackstone Real Estate Income Trust | Buy | $50K – $100K | — | Apr 24, 2023 | filing ↗ |
| QQQ Invesco QQQ Trust, Series 1 | Sell | $15K – $50K | — | Apr 24, 2023 | filing ↗ |
| QQQ Invesco QQQ Trust, Series 1 | Sell | $15K – $50K | — | Apr 24, 2023 | filing ↗ |
| DEM WisdomTreeEmerging Markets High Dividend Fund | Buy | $15K – $50K | — | Apr 24, 2023 | filing ↗ |
| SPIB SPDR Portfolio Intermediate Term Corporate Bond ETF | Buy | $50K – $100K | — | Apr 24, 2023 | filing ↗ |
| SPDW SPDR Portfolio Developed World ex-US ETF | Buy | $15K – $50K | — | Apr 24, 2023 | filing ↗ |
| DEM WisdomTreeEmerging Markets High Dividend Fund | Buy | $1K – $15K | — | Apr 24, 2023 | filing ↗ |
| SPIB SPDR Portfolio Intermediate Term Corporate Bond ETF | Buy | $1K – $15K | — | Apr 24, 2023 | filing ↗ |
| SPLG SPDR Portfolio S&P 500 ETF | Buy | $1K – $15K | — | Apr 24, 2023 | filing ↗ |
| SPDW SPDR Portfolio Developed World ex-US ETF | Buy | $1K – $15K | — | Apr 24, 2023 | filing ↗ |
| DGRW WisdomTree US Quality Dividend Growth Fund | Buy | $15K – $50K | — | Apr 24, 2023 | filing ↗ |
| SPLG SPDR Portfolio S&P 500 ETF | Buy | $15K – $50K | — | Apr 24, 2023 | filing ↗ |
| SPDW SPDR Portfolio Developed World ex-US ETF | Buy | $15K – $50K | — | Apr 24, 2023 | filing ↗ |
| IVV iShares Core S&P 500 ETF | Buy | $15K – $50K | — | Apr 24, 2023 | filing ↗ |
| DEM WisdomTreeEmerging Markets High Dividend Fund | Buy | $1K – $15K | — | Apr 24, 2023 | filing ↗ |
| SPIB SPDR Portfolio Intermediate Term Corporate Bond ETF | Buy | $15K – $50K | — | Apr 24, 2023 | filing ↗ |
| SPLG SPDR Portfolio S&P 500 ETF | Buy | $15K – $50K | — | Apr 24, 2023 | filing ↗ |
| SPMD SPDR Portfolio S&P 400 Mid Cap ETF | Buy | $50K – $100K | — | Apr 21, 2023 | filing ↗ |
| MDYG SPDR S&P 400 Mid Cap Growth ETF | Sell | $15K – $50K | — | Apr 21, 2023 | filing ↗ |
| PRGSX T Rowe PriceGlobal Stock Fund | Sell | $15K – $50K | — | Apr 21, 2023 | filing ↗ |
| NFFFX New World Fund, Inc Class F2 Shares | Sell | $15K – $50K | — | Apr 21, 2023 | filing ↗ |
| MFEIX MFS Growth Fund Class I Shares | Sell | $50K – $100K | — | Apr 21, 2023 | filing ↗ |
| HEOIX Hartford Climate Opportunities Fund Class I Shares | Sell | $15K – $50K | — | Apr 21, 2023 | filing ↗ |
| CMNIX Calamos Market Neutral Income Fund Class I Shares | Sell | $50K – $100K | — | Apr 21, 2023 | filing ↗ |
| SPMD SPDR Portfolio S&P 400 Mid Cap ETF | Buy | $1K – $15K | — | Apr 21, 2023 | filing ↗ |
| MDYG SPDR S&P 400 Mid Cap Growth ETF | Sell | $1K – $15K | — | Apr 21, 2023 | filing ↗ |
| PRGSX T Rowe PriceGlobal Stock Fund | Sell | $1K – $15K | — | Apr 21, 2023 | filing ↗ |
| NFFFX New World Fund, Inc Class F2 Shares | Sell | $1K – $15K | — | Apr 21, 2023 | filing ↗ |
| QQQM Invesco NASDAQ 100 ETF Invesco NASDAQ 100 ETF | Buy | $1K – $15K | — | Apr 21, 2023 | filing ↗ |
| QQQ Invesco QQQ Trust, Series 1 | Sell | $1K – $15K | — | Apr 21, 2023 | filing ↗ |
| HEOIX Hartford Climate Opportunities Fund Class I Shares | Sell | $1K – $15K | — | Apr 21, 2023 | filing ↗ |
| CMNIX Calamos Market Neutral Income Fund Class I Shares | Sell | $1K – $15K | — | Apr 21, 2023 | filing ↗ |
| VFIAX Vanguard 500 Index Fund Admiral Shares | Sell | $15K – $50K | — | Apr 21, 2023 | filing ↗ |
| VWELX Vanguard/Wellington Fund, Inc Investor Shares | Sell | $15K – $50K | — | Apr 21, 2023 | filing ↗ |
| SPMD SPDR Portfolio S&P 400 Mid Cap ETF | Buy | $15K – $50K | — | Apr 21, 2023 | filing ↗ |
| MDYG SPDR S&P 400 Mid Cap Growth ETF | Sell | $15K – $50K | — | Apr 21, 2023 | filing ↗ |
| PRGSX T Rowe PriceGlobal Stock Fund | Sell | $15K – $50K | — | Apr 21, 2023 | filing ↗ |
| MFEIX MFS Growth Fund Class I Shares | Sell | $15K – $50K | — | Apr 21, 2023 | filing ↗ |
| SPDW SPDR Portfolio Developed World ex-US ETF | Buy | $1K – $15K | — | Apr 21, 2023 | filing ↗ |
| PRGSX T Rowe PriceGlobal Stock Fund | Sell | $1K – $15K | — | Apr 21, 2023 | filing ↗ |
| NFFFX New World Fund, Inc Class F2 Shares | Sell | $1K – $15K | — | Apr 21, 2023 | filing ↗ |
| MFEIX MFS Growth Fund Class I Shares | Sell | $15K – $50K | — | Apr 21, 2023 | filing ↗ |
| QQQM Invesco NASDAQ 100 ETF Invesco NASDAQ 100 ETF | Buy | $15K – $50K | — | Apr 21, 2023 | filing ↗ |
| HEOIX Hartford Climate Opportunities Fund Class I Shares | Sell | $1K – $15K | — | Apr 21, 2023 | filing ↗ |
| CMNIX Calamos Market Neutral Income Fund Class I Shares | Sell | $15K – $50K | — | Apr 21, 2023 | filing ↗ |
| SPY SPDR S&P 500 ETF Trust | Buy | $15K – $50K | — | Nov 8, 2022 | filing ↗ |
| SPYG SPDR Portfolio S&P 500 Growth ETF | Buy | $1K – $15K | — | Mar 10, 2022 | filing ↗ |
| QQQ Invesco QQQ ETF | Buy | $1K – $15K | — | Mar 9, 2022 | filing ↗ |
| IWR iShares Russell Mid-Cap ETF | Buy | $1K – $15K | — | Mar 9, 2022 | filing ↗ |
| IVV iShares Core S&P 500 ETF | Buy | $1K – $15K | — | Mar 9, 2022 | filing ↗ |
| Blackstone Real Estate Income Trust | Buy | $50K – $100K | — | Mar 1, 2022 | filing ↗ |
| Blackstone Real Estate Income Trust | Buy | $50K – $100K | — | Feb 1, 2022 | filing ↗ |
| PHYZX PGIM High Yield Fund Class Z Shares | Sell | $15K – $50K | — | Jan 13, 2022 | filing ↗ |
| NFFFX New World Fund, Inc Class F2 Shares | Sell | $1K – $15K | — | Jan 13, 2022 | filing ↗ |
| CMNIX Calamos Market Neutral Income Fund Class I Shares | Sell | $15K – $50K | — | Jan 13, 2022 | filing ↗ |
| AGOZX Alger Small Cap Focus Fund Class Z Shares | Sell | $1K – $15K | — | Jan 13, 2022 | filing ↗ |
| PHYZX PGIM High Yield Fund Class Z Shares | Sell | $50K – $100K | — | Jan 13, 2022 | filing ↗ |
| CMNIX Calamos Market Neutral Income Fund Class I Shares | Sell | $15K – $50K | — | Jan 13, 2022 | filing ↗ |
| AGOZX Alger Small Cap Focus Fund Class Z Shares | Sell | $15K – $50K | — | Jan 13, 2022 | filing ↗ |
| SPYG SPDR Portfolio S&P 500 Growth ETF | Buy | $1K – $15K | — | Dec 16, 2021 | filing ↗ |
| VFIAX Vanguard 500 Index Fund Admiral Shares | Buy | $15K – $50K | — | Dec 16, 2021 | filing ↗ |
| VGSH Vanguard Short-Term Treasury Index Fund ETF Class Shares | Sell | $15K – $50K | — | Jun 30, 2021 | filing ↗ |
| BND Vanguard Total Bond Market Index Fund ETF Shares | Sell | $15K – $50K | — | Jun 30, 2021 | filing ↗ |
| VASGX Vanguard LifeStrategy Growth Fund Investor Shares | Sell | $1K – $15K | — | Jun 30, 2021 | filing ↗ |
| MDYG SPDR S&P 400 Mid Cap Growth ETF | Buy | $15K – $50K | — | Jun 30, 2021 | filing ↗ |
| GLD SPDR Gold Shares | Sell | $1K – $15K | — | Jun 30, 2021 | filing ↗ |
| PHYZX PGIM High Yield Fund Class Z Shares | Buy | $15K – $50K | — | Jun 30, 2021 | filing ↗ |
| MFEIX MFS Growth Fund Class I Shares | Buy | $15K – $50K | — | Jun 30, 2021 | filing ↗ |
| QQQ Invesco QQQ Trust, Series 1 | Buy | $15K – $50K | — | Jun 30, 2021 | filing ↗ |
| SLV iShares Silver Trust | Sell | $1K – $15K | — | Jun 30, 2021 | filing ↗ |
| CMNIX Calamos Market Neutral Income Fund Class I Shares | Buy | $15K – $50K | — | Jun 30, 2021 | filing ↗ |
| PRGSX T Rowe PriceGlobal Stock Fund | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| VFIAX Vanguard 500 Index Fund Admiral Shares | Sell | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| BND Vanguard Total Bond Market Index Fund ETF Shares | Sell | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| VWELX Vanguard/Wellington Fund, Inc Investor Shares | Sell | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| MDYG SPDR S&P 400 Mid Cap Growth ETF | Buy | $50K – $100K | — | Jun 29, 2021 | filing ↗ |
| SPYG SPDR Portfolio S&P 500 Growth ETF | Buy | $100K – $250K | — | Jun 29, 2021 | filing ↗ |
| PGRSX PrincipalGlobal Real Estate Securities Fund Class R-6 Shares | Buy | $15K – $50K | — | Jun 29, 2021 | filing ↗ |
| PHYZX PGIM High Yield Fund Class Z Shares | Buy | $50K – $100K | — | Jun 29, 2021 | filing ↗ |
| NFFFX New World Fund, Inc Class F2 Shares | Buy | $15K – $50K | — | Jun 29, 2021 | filing ↗ |
| MFEIX MFS Growth Fund Class I Shares | Buy | $50K – $100K | — | Jun 29, 2021 | filing ↗ |
| QQQ Invesco QQQ Trust, Series 1 | Buy | $50K – $100K | — | Jun 29, 2021 | filing ↗ |
| HEOIX Hartford Climate Opportunities Fund Class I Shares | Buy | $15K – $50K | — | Jun 29, 2021 | filing ↗ |
| CMNIX Calamos Market Neutral Income Fund Class I Shares | Buy | $50K – $100K | — | Jun 29, 2021 | filing ↗ |
| ARKK ARK Innovation ETF | Buy | $15K – $50K | — | Jun 29, 2021 | filing ↗ |
| AGOZX Alger Small Cap Focus Fund Class Z Shares | Buy | $15K – $50K | — | Jun 29, 2021 | filing ↗ |
| BDN Brandywine Realty Trust | Sell | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| VASGX Vanguard LifeStrategy Growth Fund Investor Shares | Sell | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| MDYG SPDR S&P 400 Mid Cap Growth ETF | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| SPYG SPDR Portfolio S&P 500 Growth ETF | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| GLD SPDR Gold Shares | Sell | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| PRGSX T Rowe PriceGlobal Stock Fund | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| PHYZX PGIM High Yield Fund Class Z Shares | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| NFFFX New World Fund, Inc Class F2 Shares | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| MFEIX MFS Growth Fund Class I Shares | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| QQQ Invesco QQQ Trust, Series 1 | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| SLV iShares Silver Trust | Sell | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| HEOIX Hartford Climate Opportunities Fund Class I Shares | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| CMNIX Calamos Market Neutral Income Fund Class I Shares | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| ARKK ARK Innovation ETF | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| AGOZX Alger Small Cap Focus Fund Class Z Shares | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| VEXPX Vanguard Explorer Fund Investor Shares | Sell | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| MDYG SPDR S&P 400 Mid Cap Growth ETF | Buy | $15K – $50K | — | Jun 29, 2021 | filing ↗ |
| SPYG SPDR Portfolio S&P 500 Growth ETF | Buy | $15K – $50K | — | Jun 29, 2021 | filing ↗ |
| PHYZX PGIM High Yield Fund Class Z Shares | Buy | $15K – $50K | — | Jun 29, 2021 | filing ↗ |
| NFFFX New World Fund, Inc Class F2 Shares | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| MFEIX MFS Growth Fund Class I Shares | Buy | $15K – $50K | — | Jun 29, 2021 | filing ↗ |
| QQQ Invesco QQQ Trust, Series 1 | Buy | $15K – $50K | — | Jun 29, 2021 | filing ↗ |
| HEOIX Hartford Climate Opportunities Fund Class I Shares | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| CMNIX Calamos Market Neutral Income Fund Class I Shares | Buy | $15K – $50K | — | Jun 29, 2021 | filing ↗ |
| ARKK ARK Innovation ETF | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| AGOZX Alger Small Cap Focus Fund Class Z Shares | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| VWELX Vanguard/Wellington Fund, Inc Investor Shares | Sell | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| BND Vanguard Total Bond Market Index Fund ETF Shares | Sell | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| VFIAX | Sell | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| MDYG SPDR S&P 400 Mid Cap Growth ETF | Buy | $15K – $50K | — | Jun 29, 2021 | filing ↗ |
| SPYG SPDR Portfolio S&P 500 Growth ETF | Buy | $15K – $50K | — | Jun 29, 2021 | filing ↗ |
| PHYZX PGIM High Yield Fund Class Z Shares | Buy | $15K – $50K | — | Jun 29, 2021 | filing ↗ |
| NFFFX New World Fund, Inc Class F2 Shares | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| MFEIX MFS Growth Fund Class I Shares | Buy | $15K – $50K | — | Jun 29, 2021 | filing ↗ |
| QQQ Invesco QQQ Trust, Series 1 | Buy | $15K – $50K | — | Jun 29, 2021 | filing ↗ |
| HEOIX Hartford Climate Opportunities Fund Class I Shares | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| CMNIX Calamos Market Neutral Income Fund Class I Shares | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| ARKK ARK Innovation ETF | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| AGOZX Alger Small Cap Focus Fund Class Z Shares | Buy | $1K – $15K | — | Jun 29, 2021 | filing ↗ |
| VTMGX Vanguard Developed Markets Index Fund Admiral Class Shares | Sell | $1K – $15K | — | Jun 23, 2021 | filing ↗ |
| VITFX Vanguard Institutional Target Retirement 2035 Fund Institutional Class Shares | Sell | $15K – $50K | — | Jun 23, 2021 | filing ↗ |
| TSEGX Touchstone Sands CapitalEmerging Markets Growth Fund Institutional Class Shares | Sell | $1K – $15K | — | Jun 23, 2021 | filing ↗ |
| HLMIX International Equity Portfolio Institutional Class Shares | Sell | $1K – $15K | — | Jun 23, 2021 | filing ↗ |
| VEMRX VanguardEmerging Markets Stock Index Fund Instl+ Class Shares | Sell | $1K – $15K | — | Jun 23, 2021 | filing ↗ |
| VIEIX Vanguard Extended Market Index Fund Institutional Shares | Sell | $1K – $15K | — | Jun 23, 2021 | filing ↗ |
| TMDIX AMG TimesSquare Mid Cap Growth Fund Class Z Shares | Sell | $1K – $15K | — | Jun 23, 2021 | filing ↗ |
| WHGMX Westwood SMidCap Fund Institutional Shares | Sell | $1K – $15K | — | Jun 23, 2021 | filing ↗ |
| FCNTX Fidelity Contrafund | Sell | $1K – $15K | — | Jun 23, 2021 | filing ↗ |
| VFFSX Vanguard 500 Index Fund Institutional Select Shares | Sell | $15K – $50K | — | Jun 23, 2021 | filing ↗ |
| DODGX Dodge & Cox Stock Fund | Sell | $1K – $15K | — | Jun 23, 2021 | filing ↗ |
| VBTIX Vanguard Total Bond Market Index Fund Institutional Shares | Sell | $1K – $15K | — | Jun 23, 2021 | filing ↗ |
| DODIX Dodge & Cox Income Fund | Sell | $1K – $15K | — | Jun 23, 2021 | filing ↗ |
| AGG | Sell | $1K – $15K | — | Jun 9, 2021 | filing ↗ |
| VTI Vanguard Total Stock Market Index Fund ETF Class Shares | Sell | $1K – $15K | — | Jun 9, 2021 | filing ↗ |
| JPST JPMorgan Ultra-Short Income ETF | Sell | $1K – $15K | — | Jun 9, 2021 | filing ↗ |
| BNDX Vanguard Total International Bond Index Fund ETF Shares | Sell | $1K – $15K | — | Jun 9, 2021 | filing ↗ |
| EMB iSharesJPMorgan USDEmerging Markets Bond ETF | Sell | $1K – $15K | — | Jun 9, 2021 | filing ↗ |
| BNDX Vanguard Total International Bond Index Fund ETF Shares | Sell | $1K – $15K | — | Jun 9, 2021 | filing ↗ |
| SHV iShares Short Treasury Bond ETF | Sell | $1K – $15K | — | Jun 9, 2021 | filing ↗ |
| VWO VanguardEmerging Markets Stock Index Fund ETF Shares | Sell | $1K – $15K | — | Jun 9, 2021 | filing ↗ |
| VEA | Sell | $1K – $15K | — | Jun 9, 2021 | filing ↗ |
| SHV iShares Short Treasury Bond ETF | Sell | $1K – $15K | — | Jun 3, 2021 | filing ↗ |
| TFI SPDRNuveen Bloomberg Barclays Municipal Bond ETF | Sell | $1K – $15K | — | Jun 3, 2021 | filing ↗ |
| ITOT iShares Core S&P Total US Stock Market ETF | Sell | $1K – $15K | — | Jun 3, 2021 | filing ↗ |
| BND Vanguard Total Bond Market Index Fund ETF Shares | Sell | $15K – $50K | — | Jun 3, 2021 | filing ↗ |
| JPST JPMorgan Ultra-Short Income ETF | Sell | $1K – $15K | — | Jun 3, 2021 | filing ↗ |
| VASGX Vanguard LifeStrategy Growth Fund Investor Shares | Sell | $1K – $15K | — | Jun 2, 2021 | filing ↗ |
| VMMXX Vanguard Prime Money Market Fund Investor Shares | Sell | $15K – $50K | — | Jun 1, 2021 | filing ↗ |
| USBLX USAA Growth and Tax Strategy Fund | Sell | $1K – $15K | — | May 24, 2021 | filing ↗ |
| TCREX TIAA-CREF Real Estate Securities Fund Retail Class Shares | Sell | $1K – $15K | — | May 24, 2021 | filing ↗ |
| JABAX Janus Henderson Balanced Fund Class T Shares | Sell | $1K – $15K | — | May 24, 2021 | filing ↗ |
| AKREX Akre Focus Fund Retail Class Shares | Sell | $1K – $15K | — | May 24, 2021 | filing ↗ |
| VTV Vanguard Value Index Fund ETF Shares | Sell | $1K – $15K | — | May 24, 2021 | filing ↗ |
| VDC Vanguard Consumer Staples Index Fund ETF Shares | Sell | $1K – $15K | — | May 24, 2021 | filing ↗ |
| GDX VanEck Vectors Gold Miners ETF | Sell | $1K – $15K | — | May 24, 2021 | filing ↗ |
| MOO VanEck Vectors Agribusiness ETF | Sell | $1K – $15K | — | May 24, 2021 | filing ↗ |
| XAR SPDR S&P Aerospace & Defense ETF | Sell | $1K – $15K | — | May 24, 2021 | filing ↗ |
| GLD SPDR Gold Shares | Sell | $15K – $50K | — | May 24, 2021 | filing ↗ |
| XLB Materials Select Sector SPDR Fund | Sell | $1K – $15K | — | May 24, 2021 | filing ↗ |
| XLP Consumer Staples Select Sector SPDR Fund | Sell | $1K – $15K | — | May 24, 2021 | filing ↗ |
| SLV iShares Silver Trust | Sell | $1K – $15K | — | May 24, 2021 | filing ↗ |
| RHS Invesco S&P 500 Equal Weight Consumer Staples ETF | Sell | $1K – $15K | — | May 24, 2021 | filing ↗ |
| PRN Invesco DWA Industrials Momentum ETF | Sell | $1K – $15K | — | May 24, 2021 | filing ↗ |
| XLE Energy Select Sector SPDR Fund | Sell | $15K – $50K | — | May 24, 2021 | filing ↗ |
| EBLU | Sell | $1K – $15K | — | May 24, 2021 | filing ↗ |
| PRGSX T Rowe PriceGlobal Stock Fund | Sell | $1K – $15K | — | May 24, 2021 | filing ↗ |
Asset holdings
Termination · filed —All positions
75 positions| Asset | Owner | Value | Income |
|---|---|---|---|
| LPL Financial | Self | — | — |
| Invesco QQQ Trust, Series 1 QQQ | Self | $50K – $100K | — |
| SPDR Portfolio S&P 500 Growth ETF SPYG | Self | $100K – $250K | — |
| SPDR Portfolio S&P 400 Mid Cap ETF SPMD | Self | $50K – $100K | — |
| SPDR Portfolio S&P 500 ETF SPLG | Self | $50K – $100K | — |
| SPDR Portfolio Developed World ex-US ETF SPDW | Self | $15K – $50K | — |
| SPDR Portfolio S&P 600 Small Cap ETF SPSM | Self | $1K – $15K | — |
| WisdomTreeEmerging Markets High Dividend Fund DEM | Self | $15K – $50K | — |
| Invesco S&P 500 Top 50 ETF XLG | Self | $15K – $50K | — |
| SPDR Portfolio Intermediate Term Corporate Bond ETF SPIB | Self | $50K – $100K | — |
| SPDR S&P 500 ETF Trust SPY | Self | $1K – $15K | — |
| First Trust RBA American Industrial Renaissance ETF AIRR | Self | $15K – $50K | $201 – $1K |
| FT Cboe Vest Fund of Buffer ETFs FT Cboe Vest Fund of Buffer ETFs BUFR | Self | $15K – $50K | — |
| WisdomTree US Quality Dividend Growth Fund DGRW | Self | $15K – $50K | — |
| Atlantic Council - TIAA-CREF 403B | Self | — | — |
| CREF Growth R1 | Self | $1K – $15K | — |
| CREF Equity Index R1 | Self | $1K – $15K | — |
| TIAA Access Lifecycle Fund 2035 T4 | Self | $15K – $50K | — |
| Alliance for International Education - TIAACREF 403B | Self | — | — |
| CREF Stock R1 | Self | $1K – $15K | — |
| CREF Global Equities R1 | Self | $50K – $100K | — |
| Center for Strategic and International Studies - TIAA-CREF 403B | Self | — | — |
| TIAA Traditional | Self | $1K – $15K | — |
| CREF Stock R2 | Self | $50K – $100K | — |
| TIAA Real Estate | Self | $1K – $15K | — |
| CREF Bond Market R2 - CREF Bond MArket R2 | Self | $1K – $15K | — |
| CREF Global Equities | Self | $1K – $15K | — |
| RAND Corporation 403B | Self | — | — |
| Vanguard Target Retirement 2035 Fund Investor Class Shares VTTHX | Self | $100K – $250K | — |
| LPL Financial | Spouse | — | — |
| Alger Small Cap Focus Fund Class Z Shares AGOZX | Spouse | $1K – $15K | — |
| Invesco NASDAQ 100 ETF Invesco NASDAQ 100 ETF QQQM | Spouse | $15K – $50K | — |
| PGIM High Yield Fund Class Z Shares PHYZX | Spouse | $15K – $50K | — |
| SPDR Portfolio S&P 500 Growth ETF SPYG | Spouse | $15K – $50K | — |
| SPDR S&P 400 Mid Cap Growth ETF MDYG | Spouse | $15K – $50K | — |
| Invesco S&P 500 Top 50 ETF XLG | Spouse | $1K – $15K | — |
| SPDR Portfolio Developed World ex-US ETF SPDW | Spouse | $1K – $15K | — |
| SPDR Portfolio Intermediate Term Corporate Bond ETF SPIB | Spouse | $15K – $50K | — |
| SPDR Portfolio S&P 500 ETF SPLG | Spouse | $15K – $50K | — |
| WisdomTreeEmerging Markets High Dividend Fund DEM | Spouse | $1K – $15K | — |
| LPL Financial | Spouse | — | — |
| Invesco NASDAQ 100 ETF Invesco NASDAQ 100 ETF QQQM | Spouse | $1K – $15K | — |
| MFS Growth Fund Class I Shares MFEIX | Spouse | $1K – $15K | — |
| PGIM High Yield Fund Class Z Shares PHYZX | Spouse | $1K – $15K | — |
| SPDR Portfolio Developed World ex-US ETF SPDW | Spouse | $1K – $15K | — |
| SPDR Portfolio S&P 500 ETF SPLG | Spouse | $1K – $15K | — |
| SPDR Portfolio Intermediate Term Corporate Bond ETF SPIB | Spouse | $1K – $15K | — |
| Invesco S&P 500 Top 50 ETF XLG | Spouse | $1K – $15K | — |
| Alger Small Cap Focus Fund Class Z Shares AGOZX | Spouse | $1K – $15K | — |
| WisdomTreeEmerging Markets High Dividend Fund DEM | Spouse | $1K – $15K | — |
| SPDR Portfolio S&P 500 Growth ETF SPYG | Spouse | $1K – $15K | — |
| SPDR Portfolio S&P 400 Mid Cap ETF SPMD | Spouse | $1K – $15K | — |
| US Bank #1 | — | $15K – $50K | — |
| US Bank #2 | — | $15K – $50K | — |
| US Bank #3 | — | $1K – $15K | — |
| LPL Financial | — | — | — |
| Invesco QQQ Trust, Series 1 QQQ | — | $15K – $50K | — |
| Invesco S&P 500 Top 50 ETF XLG | — | $1K – $15K | — |
| iShares Core S&P 500 ETF IVV | — | $15K – $50K | — |
| SPDR Portfolio S&P 500 Growth ETF SPYG | — | $50K – $100K | — |
| SPDR Portfolio Developed World ex-US ETF SPDW | — | $15K – $50K | — |
| SPDR S&P 500 ETF Trust SPY | — | $50K – $100K | — |
| SPDR Portfolio S&P 500 ETF SPLG | — | $15K – $50K | — |
| iShares Russell Mid-Cap ETF IWR | — | $1K – $15K | — |
| WisdomTree US Quality Dividend Growth Fund DGRW | — | $15K – $50K | — |
| SPDR Portfolio S&P 400 Mid Cap ETF SPMD | — | $100K – $250K | — |
| First Trust RBA American Industrial Renaissance ETF AIRR | — | $15K – $50K | — |
| FT Cboe Vest Fund of Buffer ETFs FT Cboe Vest Fund of Buffer ETFs BUFR | — | $15K – $50K | — |
| Brokerage Account #1 | — | — | — |
| Vanguard 500 Index Fund Investor Shares VFINX | — | $100K – $250K | — |
| VA529 Agressive Growth | — | $1K – $15K | — |
| VA529 2039 Portfolio | — | $1K – $15K | — |
| VA 529 2042 Portfolio | — | $1K – $15K | — |
| VA529 2039 Portfolio | — | $1K – $15K | — |
| Public Service Enterprise Group Stock | — | $1K – $15K | — |
Values and income are the ranges the filer discloses, normalized to one form. Hover a value for the string as filed. Rows marked *** carry that marker in the filing itself, with no legend: each one is a foreign-domiciled issuer or a Reg S note.