245trades · $2M est.
11%
disclosed on time · 219 late, worst 182d over
$2.3Mest. assets · Termination
Since nomination
Nominee 278 (04/15/2021) vs TerminationDivested
77 positions · $2.9M est. · largest 20 shown| Asset | Account | Owner | Value at nomination |
|---|---|---|---|
| Washington Metropolitan Transit Authority, defined benefit plan | Spouse's assets | Spouse | $500K – $1M |
| Santa Clara Valley Transportation Authority, defined benefit plan (State of California Public Employees' Retirement System) | Employment assets | Self | $250K – $500K |
| 457 Vanguard 2025 | Employment assets | Self | $250K – $500K |
| 401(A) Vanguard Target 2025 | Employment assets | Self | $250K – $500K |
| 401 (A) Vanguard Target 2020 | Employment assets | Self | $100K – $250K |
| Chicago Transit Authority, defined benefit plan | Spouse's assets | Spouse | $100K – $250K |
| U.S. Bank #1 (Cash) | Other assets | — | $50K – $100K |
| FedFund Institutional Shares TFDXX | Employment assets | Self | $1K – $15K |
| Adyen N V ADYEY | Employment assets | Self | $1K – $15K |
| AIA Group Ltd. AAGIY | Employment assets | Self | $1K – $15K |
| Alcon Inc. ALC | Employment assets | Self | $1K – $15K |
| Amadeus IT Group SA AMADY | Employment assets | Self | $1K – $15K |
| Aon Plc AON | Employment assets | Self | $1K – $15K |
| Atlas CopCo AB-Sponsored ATLKY | Employment assets | Self | $1K – $15K |
| CSL Ltd. CSLLY | Employment assets | Self | $1K – $15K |
| DSV Panalpina A S DSDVY | Employment assets | Self | $1K – $15K |
| Experian PLC EXPGY | Employment assets | Self | $1K – $15K |
| HDFC BK Ltd HDB | Employment assets | Self | $1K – $15K |
| Lonza Group AG Zuerich LZAGY | Employment assets | Self | $1K – $15K |
| Lululemon Athletica, Inc. LULU | Employment assets | Self | $1K – $15K |
Held at termination
14 positions · $228K est.| Asset | Account | Owner | At nomination | Latest value |
|---|---|---|---|---|
| U.S. Bank #1 (Cash) | Other assets | — | $250K – $500K | $50K – $100K |
| Microsoft Corp. MSFT | Employment assets | Self | $1K – $15K | $15K – $50K |
| UnitedHealth Group, Inc. UNH | Employment assets | Self | $1K – $15K | $15K – $50K |
| Accenture Plc ACN | Employment assets | Self | $1K – $15K | $1K – $15K |
| McDonald's Corp. MCD | Employment assets | Self | $1K – $15K | $1K – $15K |
| Mastercard, Inc. MA | Employment assets | Self | $1K – $15K | $1K – $15K |
| ASML Holding N.V. New York Registry Shares ASML | Employment assets | Self | $1K – $15K | $1K – $15K |
| Canadian Pacific Railway Limited Common Stock CP | Employment assets | Self | $1K – $15K | $1K – $15K |
| Ferrari N.V. Common Shares RACE | Employment assets | Self | $1K – $15K | $1K – $15K |
| ICON plc Ordinary Shares ICLR | Employment assets | Self | $1K – $15K | $1K – $15K |
| MercadoLibre Inc. Common Stock MELI | Employment assets | Self | $1K – $15K | $1K – $15K |
| Lam Research Corp. LRCX | Employment assets | Self | $1K – $15K | $1K – $15K |
| JPMorgan Mortgage-Backed Securities Fund Class R6 Shares JMBUX | Employment assets | Self | $1K – $15K | $1K – $15K |
| PIMCO Mortgage Opportunities and Bond Fund Institutional Class Shares PMZIX | Employment assets | Self | $1K – $15K | $1K – $15K |
New positions
39 positions · $2M est. · largest 20 shown| Asset | Account | Owner | Latest value |
|---|---|---|---|
| Fidelity 500 Index Fund FXAIX | Employment assets | Self | $250K – $500K |
| Fidelity 500 Index Fund FXAIX | Other assets | — | $250K – $500K |
| Six Circles U.S. Unconstrained Equity Fund Six Circles U.S. Unconstrained Equity Fund CUSUX | Employment assets | Self | $100K – $250K |
| JPMorgan US Government Money Market Fund Morgan Shares MJGXX | Other assets | — | $100K – $250K |
| Six Circles U.S. Unconstrained Equity Fund Six Circles U.S. Unconstrained Equity Fund CUSUX | Other assets | — | $50K – $100K |
| Six Circles International Unconstrained Equity Fund Six Circles International Unconstrained Equity Fund CIUEX | Employment assets | Self | $50K – $100K |
| Six Circles International Unconstrained Equity Fund Six Circles International Unconstrained Equity Fund CIUEX | Other assets | — | $50K – $100K |
| Fidelity International Index Fund FSPSX | Employment assets | Self | $50K – $100K |
| Fidelity International Index Fund FSPSX | Other assets | — | $50K – $100K |
| Washington Metropolitan Transit Authority | Spouse's assets | Spouse | $50K – $100K |
| California Public Employee Retirement System | Employment assets | Self | $15K – $50K |
| CGLBX - Six Circles TR Global BD FD | Employment assets | Self | $15K – $50K |
| Crdox - Six Circles Trust Credit Fund | Employment assets | Self | $15K – $50K |
| Chicago Transit Authority | Spouse's assets | Spouse | $15K – $50K |
| Crdox - Six Circles Trust Credit Opportunities Fund | Other assets | — | $15K – $50K |
| Vanguard Total International Bond Index Fund ETF Shares BNDX | Employment assets | Self | $15K – $50K |
| Vanguard Total International Bond Index Fund ETF Shares BNDX | Other assets | — | $15K – $50K |
| JPMorgan BetaBuilders Japan ETF BBJP | Employment assets | Self | $15K – $50K |
| JPMorgan BetaBuilders Japan ETF BBJP | Other assets | — | $15K – $50K |
| CGLBX - Six Circles TR Global BD CGLBX | Other assets | — | $15K – $50K |
Positions are matched between the two reports by exact name, first within the same account, then across accounts, then by ticker; rows matching nothing are listed as divested or new. Estimates are band midpoints.
Stock trades
latest 100 of 245| Asset | Type | Amount | Owner | Traded | Disclosed |
|---|---|---|---|---|---|
| XOM Exxon Mobil Corp. | Buy | $1K – $15K | Self | Jan 26, 2024 | 9d late filing ↗ |
| BMY Bristol-Myers Squibb | Sell | $1K – $15K | Self | Jan 26, 2024 | 9d late filing ↗ |
| UNH UnitedHealth Group, Inc. | Sell | $1K – $15K | Self | Jan 10, 2024 | 25d late filing ↗ |
| HCA HCA Healthcare, Inc. | Buy | $1K – $15K | Self | Jan 10, 2024 | 25d late filing ↗ |
| UBS UBS Group AG Registered Ordinary Shares | Buy | $1K – $15K | Self | Dec 28, 2023 | filing ↗ |
| CNQ Canadian Natural Resources Limited Common Stock | Buy | $1K – $15K | Self | Dec 22, 2023 | 2d late filing ↗ |
| INTU Intuit, Inc. | Sell | $1K – $15K | Self | Dec 21, 2023 | 3d late filing ↗ |
| DE Deere & Co. | Buy | $1K – $15K | Self | Dec 19, 2023 | 5d late filing ↗ |
| SIKA AG AMERICAN DEPOSITARY | Sell | $1K – $15K | Self | Dec 11, 2023 | 13d late filing ↗ |
| DSV A S AMERICAN DEPOSITARY RECEIPTS | Sell | $1K – $15K | Self | Dec 11, 2023 | 13d late filing ↗ |
| UNP Union Pacific Corp. | Sell | $1K – $15K | Self | Dec 8, 2023 | 16d late filing ↗ |
| DE Deere & Co. | Buy | $1K – $15K | Self | Dec 8, 2023 | 16d late filing ↗ |
| BMY Bristol-Myers Squibb | Sell | $1K – $15K | Self | Dec 5, 2023 | 19d late filing ↗ |
| HCA HCA Healthcare, Inc. | Buy | $1K – $15K | Self | Dec 4, 2023 | 20d late filing ↗ |
| MELI MercadoLibre Inc. Common Stock | Buy | $1K – $15K | Self | Dec 1, 2023 | 23d late filing ↗ |
| BMY Bristol-Myers Squibb | Sell | $1K – $15K | Self | Nov 29, 2023 | 25d late filing ↗ |
| SAFRAN S A UNSPONSORED ADR | Buy | $1K – $15K | Self | Nov 29, 2023 | 25d late filing ↗ |
| MTD Mettler-Toledo International, Inc. | Sell | $1K – $15K | Self | Nov 21, 2023 | 28d late filing ↗ |
| LRLCY L'Oreal | Buy | $1K – $15K | Self | Nov 16, 2023 | 33d late filing ↗ |
| MS Morgan Stanley | Buy | $1K – $15K | Self | Nov 15, 2023 | 34d late filing ↗ |
| BAC Bank of America Corp. | Sell | $1K – $15K | Self | Nov 15, 2023 | 34d late filing ↗ |
| BMY Bristol-Myers Squibb | Sell | $1K – $15K | Self | Nov 13, 2023 | 36d late filing ↗ |
| SXYAY sika ag | Sell | $1K – $15K | Self | Nov 9, 2023 | 40d late filing ↗ |
| MS Morgan Stanley | Buy | $1K – $15K | Self | Nov 8, 2023 | 41d late filing ↗ |
| LZAGY LONZA GROUP | Sell | $1K – $15K | Self | Nov 8, 2023 | 41d late filing ↗ |
| BAC Bank of America Corp. | Sell | $1K – $15K | Self | Nov 8, 2023 | 41d late filing ↗ |
| SBGSY Schneider Electric | Sell | $1K – $15K | Self | Nov 6, 2023 | 43d late filing ↗ |
| MA Mastercard, Inc. | Buy | $1K – $15K | Self | Oct 27, 2023 | 10d late filing ↗ |
| BAC Bank of America Corp. | Sell | $1K – $15K | Self | Oct 27, 2023 | 10d late filing ↗ |
| MS Morgan Stanley | Buy | $1K – $15K | Self | Oct 24, 2023 | 13d late filing ↗ |
| BAC Bank of America Corp. | Sell | $1K – $15K | Self | Oct 24, 2023 | 13d late filing ↗ |
| RTX Raytheon Technologies Corporation Common Stock | Sell | $1K – $15K | Self | Oct 3, 2023 | 34d late filing ↗ |
| PRNDY Pernod Ricard SA | Sell | $1K – $15K | Self | Sep 28, 2023 | filing ↗ |
| SPGI S&P Global, Inc. | Buy | $1K – $15K | Self | Sep 28, 2023 | filing ↗ |
| ACN Accenture Plc | Buy | $1K – $15K | Self | Sep 26, 2023 | filing ↗ |
| RTX Raytheon Technologies Corporation Common Stock | Sell | $1K – $15K | Self | Sep 26, 2023 | filing ↗ |
| MSFT Microsoft Corp. | Buy | $1K – $15K | Self | Sep 26, 2023 | filing ↗ |
| UNH UnitedHealth Group, Inc. | Buy | $1K – $15K | Self | Sep 21, 2023 | 2d late filing ↗ |
| RTX Raytheon Technologies Corporation Common Stock | Sell | $1K – $15K | Self | Sep 21, 2023 | 2d late filing ↗ |
| RMD ResMed, Inc. | Sell | $1K – $15K | Self | Sep 13, 2023 | 10d late filing ↗ |
| MELI MercadoLibre Inc. Common Stock | Buy | $1K – $15K | Self | Sep 13, 2023 | 10d late filing ↗ |
| RTX Raytheon Technologies Corporation Common Stock | Buy | $1K – $15K | Self | Sep 7, 2023 | 16d late filing ↗ |
| DG Dollar General Corp. | Sell | $1K – $15K | Self | Sep 7, 2023 | 16d late filing ↗ |
| KVUE KENVUE INC Common Stock | Buy | $1K – $15K | Self | Sep 5, 2023 | 18d late filing ↗ |
| DG Dollar General Corp. | Sell | $1K – $15K | Self | Sep 5, 2023 | 18d late filing ↗ |
| KVUE KENVUE INC | Buy | $1K – $15K | Self | Aug 30, 2023 | 24d late filing ↗ |
| JNJ Johnson & Johnson | Sell | $1K – $15K | Self | Aug 30, 2023 | 24d late filing ↗ |
| JNJ Johnson & Johnson | Buy | $1K – $15K | Self | Aug 29, 2023 | 11d late filing ↗ |
| KVUE KENVUE INC | Buy | $1K – $15K | Self | Aug 29, 2023 | 11d late filing ↗ |
| JNJ Johnson & Johnson | Sell | $1K – $15K | Self | Aug 29, 2023 | 11d late filing ↗ |
| KVUE KENVUE INC | Sell | $1K – $15K | Self | Aug 25, 2023 | 15d late filing ↗ |
| RTX Raytheon Technologies Corporation Common Stock | Buy | $1K – $15K | Self | Aug 23, 2023 | 17d late filing ↗ |
| ABBV AbbVie, Inc. | Sell | $1K – $15K | Self | Aug 23, 2023 | 17d late filing ↗ |
| ICLR ICON plc Ordinary Shares | Buy | $1K – $15K | Self | Aug 15, 2023 | 25d late filing ↗ |
| CP Canadian Pacific Railway Limited Common Stock | Buy | $1K – $15K | Self | Aug 11, 2023 | 29d late filing ↗ |
| AAGIY AIA GROUP LTD | Sell | $1K – $15K | Self | Aug 11, 2023 | 29d late filing ↗ |
| UNP Union Pacific Corp. | Sell | $1K – $15K | Self | Aug 8, 2023 | 32d late filing ↗ |
| RTX Raytheon Technologies Corporation Common Stock | Buy | $1K – $15K | Self | Aug 8, 2023 | 32d late filing ↗ |
| CSLLY CSL LTD | Sell | $1K – $15K | Self | Aug 4, 2023 | 36d late filing ↗ |
| ATEYY ADVANTEST CORPORATION AMERICAN DEPOSITARY | Buy | $1K – $15K | Self | Jul 19, 2023 | 19d late filing ↗ |
| MORGAN STANLEY | Buy | $1K – $15K | Self | Jul 11, 2023 | 27d late filing ↗ |
| ABBV AbbVie, Inc. | Sell | $1K – $15K | Self | Jul 11, 2023 | 27d late filing ↗ |
| CMPGY Compass Group PLC | Buy | $1K – $15K | Self | Jun 29, 2023 | 1d late filing ↗ |
| MS Morgan Stanley | Buy | $1K – $15K | Self | Jun 29, 2023 | 1d late filing ↗ |
| DG Dollar General Corp. | Buy | $1K – $15K | Self | Jun 29, 2023 | 1d late filing ↗ |
| CMPGY COMPASS GROUP PLC | Buy | $1K – $15K | Self | Jun 29, 2023 | 39d late filing ↗ |
| TGT Target Corp. | Sell | $1K – $15K | Self | Jun 16, 2023 | 14d late filing ↗ |
| DG Dollar General Corp. | Buy | $1K – $15K | Self | Jun 16, 2023 | 14d late filing ↗ |
| TGT Target Corp. | Sell | $1K – $15K | Self | Jun 13, 2023 | 17d late filing ↗ |
| SYK Stryker Corp. | Buy | $1K – $15K | Self | Jun 13, 2023 | 17d late filing ↗ |
| LNNGY Li Ning Company | Sell | $1K – $15K | Self | Jun 9, 2023 | 21d late filing ↗ |
| TGT Target Corp. | Sell | $1K – $15K | Self | Jun 7, 2023 | 23d late filing ↗ |
| MS Morgan Stanley | Buy | $1K – $15K | Self | Jun 7, 2023 | 23d late filing ↗ |
| BAC Bank of America Corp. | Sell | $1K – $15K | Self | Jun 5, 2023 | 25d late filing ↗ |
| ACN Accenture Plc | Sell | $1K – $15K | Self | May 26, 2023 | 7d late filing ↗ |
| LSRCY Lasertec Corporation | Sell | $1K – $15K | Self | May 11, 2023 | 22d late filing ↗ |
| BAESY BAE Systems | Buy | $1K – $15K | Self | May 9, 2023 | 24d late filing ↗ |
| ALC Alcon Inc. Ordinary Shares | Sell | $1K – $15K | Self | Mar 31, 2023 | 7d late filing ↗ |
| ALC Alcon Inc. Ordinary Shares | Sell | $1K – $15K | Self | Mar 31, 2023 | 42d late filing ↗ |
| ITW Illinois Tool Works, Inc. | Sell | $1K – $15K | Self | Mar 28, 2023 | 10d late filing ↗ |
| BAC Bank of America Corp. | Buy | $1K – $15K | Self | Mar 28, 2023 | 10d late filing ↗ |
| DSDVY DSV A S American Depository Receipts | Buy | $1K – $15K | Self | Mar 22, 2023 | 16d late filing ↗ |
| ACGL Arch Capital Group Ltd. | Buy | $1K – $15K | Self | Mar 22, 2023 | 16d late filing ↗ |
| LULU lululemon athletica, Inc. | Sell | $1K – $15K | Self | Mar 20, 2023 | 18d late filing ↗ |
| ACN Accenture Plc | Sell | $1K – $15K | Self | Mar 20, 2023 | 18d late filing ↗ |
| EXPGY EXPERIAN PLC | Sell | $1K – $15K | Self | Mar 17, 2023 | 21d late filing ↗ |
| ADYEY ADYEN N V | Buy | $1K – $15K | Self | Mar 16, 2023 | 22d late filing ↗ |
| INTU Intuit, Inc. | Buy | $1K – $15K | Self | Mar 14, 2023 | 24d late filing ↗ |
| BLK BlackRock, Inc. | Sell | $1K – $15K | Self | Mar 8, 2023 | 30d late filing ↗ |
| BMY Bristol-Myers Squibb | Sell | $1K – $15K | Self | Mar 2, 2023 | 36d late filing ↗ |
| SPGI S&P Global, Inc. | Buy | $1K – $15K | Self | Mar 2, 2023 | 36d late filing ↗ |
| SYK Stryker Corp. | Buy | $1K – $15K | Self | Mar 2, 2023 | 36d late filing ↗ |
| BMY Bristol-Myers Squibb | Sell | $1K – $15K | Self | Mar 2, 2023 | 17d late filing ↗ |
| SPGI S&P Global, Inc. | Buy | $1K – $15K | Self | Mar 2, 2023 | 17d late filing ↗ |
| SYK Stryker Corp. | Buy | $1K – $15K | Self | Mar 2, 2023 | 17d late filing ↗ |
| BLK BlackRock, Inc. | Sell | $1K – $15K | Self | Feb 24, 2023 | 23d late filing ↗ |
| SYK Stryker Corp. | Buy | $1K – $15K | Self | Feb 24, 2023 | 23d late filing ↗ |
| BAC Bank of America Corp. | Buy | $1K – $15K | Self | Feb 22, 2023 | 25d late filing ↗ |
| BLK BlackRock, Inc. | Sell | $1K – $15K | Self | Feb 22, 2023 | 25d late filing ↗ |
| BAC Bank of America Corp. | Buy | $1K – $15K | Self | Feb 13, 2023 | 34d late filing ↗ |
Asset holdings
Termination · filed —All positions
60 positions| Asset | Owner | Value | Income |
|---|---|---|---|
| IRA #2 | Self | — | — |
| NVO Novo Nordisk | Self | $1K – $15K | — |
| Canadian Pacific Railway Limited Common Stock CP | Self | $1K – $15K | — |
| Ferrari N.V. Common Shares RACE | Self | $1K – $15K | — |
| ASML Holding N.V. New York Registry Shares ASML | Self | $1K – $15K | — |
| Adyey Adyen N V Unsponsored ADR | Self | $1K – $15K | — |
| Atlassian Corporation Plc Class A Ordinary Shares TEAM | Self | $1K – $15K | — |
| MercadoLibre Inc. Common Stock MELI | Self | $1K – $15K | — |
| ICON plc Ordinary Shares ICLR | Self | $1K – $15K | — |
| IRA #1 | Self | — | — |
| Microsoft Corp. MSFT | Self | $15K – $50K | — |
| UnitedHealth Group, Inc. UNH | Self | $15K – $50K | — |
| McDonald's Corp. MCD | Self | $1K – $15K | — |
| Mastercard, Inc. MA | Self | $1K – $15K | — |
| Intuit, Inc. INTU | Self | $1K – $15K | — |
| Accenture Plc ACN | Self | $1K – $15K | — |
| Morgan Stanley Emerging Markets Debt Fund, Inc MSD | Self | $1K – $15K | — |
| Lam Research Corp. LRCX | Self | $1K – $15K | — |
| California Public Employee Retirement System | Self | $15K – $50K | California Public Employee Retirement System (CalPERS). I receive a monthly pension effective 3/2021. · $21.7K |
| Ira# 3 | Self | — | — |
| Fidelity 500 Index Fund FXAIX | Self | $250K – $500K | — |
| Six Circles U.S. Unconstrained Equity Fund Six Circles U.S. Unconstrained Equity Fund CUSUX | Self | $100K – $250K | — |
| Six Circles International Unconstrained Equity Fund Six Circles International Unconstrained Equity Fund CIUEX | Self | $50K – $100K | — |
| Fidelity International Index Fund FSPSX | Self | $50K – $100K | — |
| CGLBX - Six Circles TR Global BD FD | Self | $15K – $50K | — |
| Vanguard Total International Bond Index Fund ETF Shares BNDX | Self | $15K – $50K | — |
| Crdox - Six Circles Trust Credit Fund | Self | $15K – $50K | — |
| JPMorgan BetaBuilders Japan ETF BBJP | Self | $15K – $50K | — |
| IRA #4 | Self | — | — |
| PGIM Ultra Short Bond ETF PULS | Self | $1K – $15K | — |
| PIMCO Mortgage Opportunities and Bond Fund Institutional Class Shares PMZIX | Self | $1K – $15K | — |
| JPMorgan Mortgage-Backed Securities Fund Class R6 Shares JMBUX | Self | $1K – $15K | — |
| Vanguard Total International Bond Index Fund ETF Shares BNDX | Self | $1K – $15K | — |
| Cohen & Steers Preferred Securities and Income Fund, Inc Class F Shares CPXFX | Self | $1K – $15K | — |
| PGIM High Yield Fund Class R6 Shares PHYQX | Self | $1K – $15K | — |
| PIMCO Income Fund Institutional Class Shares PIMIX | Self | $1K – $15K | — |
| American Funds Mortgage Fund Class F3 Shares AFFMX | Self | $1K – $15K | — |
| Washington Metropolitan Transit Authority | Spouse | $50K – $100K | Retirement Payments |
| Chicago Transit Authority | Spouse | $15K – $50K | Retirement Payments |
| TOD Brokerage Account | — | — | — |
| JPMorgan US Government Money Market Fund Morgan Shares MJGXX | — | $100K – $250K | — |
| U.S. Bank #1 (Cash) | — | $50K – $100K | Interest |
| Managed Retirement - A | — | — | — |
| Fidelity 500 Index Fund FXAIX | — | $250K – $500K | — |
| Six Circles U.S. Unconstrained Equity Fund Six Circles U.S. Unconstrained Equity Fund CUSUX | — | $50K – $100K | — |
| Six Circles International Unconstrained Equity Fund Six Circles International Unconstrained Equity Fund CIUEX | — | $50K – $100K | — |
| Fidelity International Index Fund FSPSX | — | $50K – $100K | — |
| Vanguard Total International Bond Index Fund ETF Shares BNDX | — | $15K – $50K | — |
| CGLBX - Six Circles TR Global BD CGLBX | — | $15K – $50K | — |
| JPMorgan BetaBuilders Japan ETF BBJP | — | $15K – $50K | — |
| Crdox - Six Circles Trust Credit Opportunities Fund | — | $15K – $50K | — |
| Managed Retirement - B | — | — | — |
| Novo Nordisk A/S Common Stock NVO | — | $1K – $15K | — |
| Canadian Pacific Railway Limited Common Stock CP | — | $1K – $15K | — |
| Ferrari N.V. Common Shares RACE | — | $1K – $15K | — |
| ASML Holding N.V. New York Registry Shares ASML | — | $1K – $15K | — |
| Adyey - Adyen N V Unsponsored | — | $1K – $15K | — |
| Atlassian Corporation Plc Class A Ordinary Shares TEAM | — | $1K – $15K | — |
| ICON plc Ordinary Shares ICLR | — | $1K – $15K | — |
| MercadoLibre Inc. Common Stock MELI | — | $1K – $15K | — |
Values and income are the ranges the filer discloses, normalized to one form. Hover a value for the string as filed. Rows marked *** carry that marker in the filing itself, with no legend: each one is a foreign-domiciled issuer or a Reg S note.