|
Denis R McDonough
EXEC
|
Divestiture of Stock Options in Catalyte per Ethics Agreement
|
Sell |
$100K – $250K |
Self |
May 7, 2021 |
filing ↗ |
|
Wendy R Sherman
EXEC
|
Matthews Asia Dividend Inst Class 1 Share
|
Buy |
$15K – $50K |
Self |
May 7, 2021 |
25d late filing ↗ |
|
Wendy R Sherman
EXEC
|
Matthews Asia Divident Inv Class IV Share
|
Sell |
$15K – $50K |
Self |
May 7, 2021 |
25d late filing ↗ |
|
Alejandro N Mayorkas
EXEC
|
RSESX
Russell US Strategic Equity Fund Class S Shares
|
Buy |
$1K – $15K |
— |
May 6, 2021 |
filing ↗ |
|
Alejandro N Mayorkas
EXEC
|
RFCTX
Russell Strategic Bond Fund Class S Shares
|
Buy |
$1K – $15K |
— |
May 6, 2021 |
filing ↗ |
|
Alejandro N Mayorkas
EXEC
|
RFATX
Russell Investment Grade Bond Fund Class S Shares
|
Buy |
$1K – $15K |
— |
May 6, 2021 |
filing ↗ |
|
Alejandro N Mayorkas
EXEC
|
RINTX
Russell International Developed Markets Fund Class S Shares
|
Buy |
$1K – $15K |
— |
May 6, 2021 |
filing ↗ |
|
Alejandro N Mayorkas
EXEC
|
RLESX
Russell US Small Cap Equity Fund Class S Shares
|
Buy |
$1K – $15K |
— |
May 6, 2021 |
filing ↗ |
|
Alejandro N Mayorkas
EXEC
|
REMSX
RussellEmerging Markets Fund Class S Shares
|
Buy |
$1K – $15K |
— |
May 6, 2021 |
filing ↗ |
|
Alejandro N Mayorkas
EXEC
|
RGCSX
Russell Opportunistic Credit Fund Class S Shares
|
Buy |
$1K – $15K |
— |
May 6, 2021 |
filing ↗ |
|
Alejandro N Mayorkas
EXEC
|
RMGSX
Russell Multi-Asset Growth Strategy Fund Class S Shares
|
Buy |
$1K – $15K |
— |
May 6, 2021 |
filing ↗ |
|
Alejandro N Mayorkas
EXEC
|
FTIXX
Goldman Sachs Financial Square Treasury Instruments Fund Institutional Class Shares
|
Buy |
$1K – $15K |
— |
May 6, 2021 |
filing ↗ |
|
Jennifer Granholm
EXEC
|
Cohen & Steers REIT & Pref
|
Sell |
$1K – $15K |
Self |
May 6, 2021 |
190d late filing ↗ |
|
Jennifer Granholm
EXEC
|
Invesco Ltd.
|
Sell |
$15K – $50K |
Self |
May 6, 2021 |
190d late filing ↗ |
|
Jennifer Granholm
EXEC
|
Viatris
|
Sell |
$1K – $15K |
Self |
May 6, 2021 |
190d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Raytheon Tech Corp
|
Sell |
$1K – $15K |
Self |
May 3, 2021 |
filing ↗ |
|
Cecilia Rouse
EXEC
|
Procter & Gamble
|
Sell |
$1K – $15K |
Self |
May 3, 2021 |
filing ↗ |
|
Cecilia Rouse
EXEC
|
Pfizer Inc
|
Sell |
$1K – $15K |
Self |
May 3, 2021 |
filing ↗ |
|
Cecilia Rouse
EXEC
|
Pepsico Inc
|
Sell |
$1K – $15K |
Self |
May 3, 2021 |
filing ↗ |
|
Cecilia Rouse
EXEC
|
Microsoft Corp
|
Sell |
$50K – $100K |
Self |
May 3, 2021 |
filing ↗ |
|
Cecilia Rouse
EXEC
|
McDonald's Corp
|
Sell |
$1K – $15K |
Self |
May 3, 2021 |
filing ↗ |
|
Cecilia Rouse
EXEC
|
JPMorgan Chase & Co
|
Sell |
$1K – $15K |
Self |
May 3, 2021 |
filing ↗ |
|
Cecilia Rouse
EXEC
|
Home Depot Inc
|
Sell |
$15K – $50K |
Self |
May 3, 2021 |
filing ↗ |
|
Jeffrey A Rosen
EXEC
|
AB Discovery Value Adv
|
Buy |
$1K – $15K |
— |
Apr 30, 2021 |
filing ↗ |
|
Jeffrey A Rosen
EXEC
|
AB Value Fund Adv
|
Buy |
$15K – $50K |
— |
Apr 30, 2021 |
filing ↗ |
|
Jeffrey A Rosen
EXEC
|
Bernstein Tax-Managed Int'l Portfolio
|
Buy |
$1K – $15K |
— |
Apr 30, 2021 |
filing ↗ |
|
Jeffrey A Rosen
EXEC
|
AB Tax Aware Overlay B Portfolio
|
Buy |
$1K – $15K |
— |
Apr 30, 2021 |
filing ↗ |
|
Alejandro N Mayorkas
EXEC
|
New York Life Insurance Anchor VI, Stable Value Fund
|
Sell |
$100K – $250K |
— |
Apr 30, 2021 |
filing ↗ |
|
Xavier Becerra
EXEC
|
University of California, 401(a) plan: UC Pathway Fund 2030
|
Buy |
$1K – $15K |
— |
Apr 30, 2021 |
filing ↗ |
|
Jennifer Granholm
EXEC
|
UBER
Uber Technologies, Inc.
|
Sell |
$15K – $50K |
Self |
Apr 30, 2021 |
196d late filing ↗ |
|
Jennifer Granholm
EXEC
|
RDFN
Redfin Corp.
|
Sell |
$15K – $50K |
Self |
Apr 30, 2021 |
196d late filing ↗ |
|
Jennifer Granholm
EXEC
|
GILD
Gilead Sciences, Inc.
|
Sell |
$1K – $15K |
Self |
Apr 30, 2021 |
196d late filing ↗ |
|
Andrew Saul
EXEC
|
ERFSF
Eurofins Scientific SE
|
Sell |
$1K – $15K |
Self |
Apr 28, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
ERFSF
Eurofins Scientific SE
|
Sell |
$1K – $15K |
Self |
Apr 27, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
ERFSF
Eurofins Scientific SE
|
Sell |
$1K – $15K |
Self |
Apr 27, 2021 |
filing ↗ |
|
Cecilia Rouse
EXEC
|
Johnson & Johnson
|
Sell |
$1K – $15K |
Self |
Apr 27, 2021 |
4d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Comcast Corp Cl A
|
Sell |
$1K – $15K |
Self |
Apr 27, 2021 |
4d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Blackrock Inc
|
Sell |
$1K – $15K |
Self |
Apr 27, 2021 |
4d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Berkshire Hathaway Inc-CL B
|
Sell |
$1K – $15K |
Self |
Apr 27, 2021 |
4d late filing ↗ |
|
Stacey Dixon
EXEC
|
NET
CLOUDFLARE INC CL A
|
Buy |
$1K – $15K |
Self |
Apr 27, 2021 |
76d late filing ↗ |
|
Andrew Saul
EXEC
|
ERFSF
Eurofins Scientific SE
|
Sell |
$1K – $15K |
Self |
Apr 26, 2021 |
filing ↗ |
|
Peter P Buttigieg
EXEC
|
Passive Non-US Equities
|
Sell |
$1K – $15K |
— |
Apr 23, 2021 |
filing ↗ |
|
Peter P Buttigieg
EXEC
|
Passive U.S. Equities
|
Sell |
$15K – $50K |
— |
Apr 23, 2021 |
filing ↗ |
|
Peter P Buttigieg
EXEC
|
Special Situations Enhanced - Liquidity USD
|
Sell |
$15K – $50K |
— |
Apr 23, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
ERFSF
Eurofins Scientific SE
|
Sell |
$1K – $15K |
Self |
Apr 23, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
ERFSF
Eurofins Scientific SE
|
Sell |
$1K – $15K |
Self |
Apr 23, 2021 |
filing ↗ |
|
Cecilia Rouse
EXEC
|
Zimmer Biomet Holdings 3.700% Due 03-19-23
|
Sell |
$15K – $50K |
Self |
Apr 23, 2021 |
8d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Wal Mart Stores Inc
|
Sell |
$15K – $50K |
Self |
Apr 23, 2021 |
8d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Visa Inc Class A Shares
|
Sell |
$1K – $15K |
Self |
Apr 23, 2021 |
8d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Verizon Communications
|
Sell |
$1K – $15K |
Self |
Apr 23, 2021 |
8d late filing ↗ |
|
Cecilia Rouse
EXEC
|
US Bancorp New
|
Sell |
$1K – $15K |
Self |
Apr 23, 2021 |
8d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Unitedhealth Group Inc
|
Sell |
$15K – $50K |
Self |
Apr 23, 2021 |
8d late filing ↗ |
|
Cecilia Rouse
EXEC
|
United Parcel Service -Cl B
|
Sell |
$15K – $50K |
Self |
Apr 23, 2021 |
8d late filing ↗ |
|
Cecilia Rouse
EXEC
|
PNC Fincl Services Group
|
Sell |
$15K – $50K |
Self |
Apr 23, 2021 |
8d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Novo-Nordisk A/S-Spons Adr
|
Sell |
$1K – $15K |
Self |
Apr 23, 2021 |
8d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Merck & Co
|
Sell |
$1K – $15K |
Self |
Apr 23, 2021 |
8d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Intel Corp
|
Sell |
$1K – $15K |
Self |
Apr 23, 2021 |
8d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Cummins Inc
|
Sell |
$15K – $50K |
Self |
Apr 23, 2021 |
8d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Cisco Systems
|
Sell |
$1K – $15K |
Self |
Apr 23, 2021 |
8d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Apple Inc
|
Sell |
$15K – $50K |
Self |
Apr 23, 2021 |
8d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Amazon.Com Inc
|
Sell |
$15K – $50K |
Self |
Apr 23, 2021 |
8d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Alphabet Inc - Class A
|
Sell |
$1K – $15K |
Self |
Apr 23, 2021 |
8d late filing ↗ |
|
Stacey Dixon
EXEC
|
FB
FACEBOOK INC CL-A
|
Sell |
$1K – $15K |
Self |
Apr 23, 2021 |
80d late filing ↗ |
|
Stacey Dixon
EXEC
|
NET
CLOUDFLARE INC CL A
|
Buy |
$1K – $15K |
Self |
Apr 23, 2021 |
80d late filing ↗ |
|
Andrew Saul
EXEC
|
ERFSF
Eurofins Scientific SE
|
Sell |
$1K – $15K |
Self |
Apr 22, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
ERFSF
Eurofins Scientific SE
|
Sell |
$1K – $15K |
Self |
Apr 22, 2021 |
filing ↗ |
|
Cecilia Rouse
EXEC
|
iShares DJ US Home Construction ETF
|
Sell |
$1K – $15K |
Self |
Apr 22, 2021 |
9d late filing ↗ |
|
Cecilia Rouse
EXEC
|
First Trust Ise Cloud Computing Index Fd
|
Sell |
$1K – $15K |
Self |
Apr 22, 2021 |
9d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Eversource Energy
|
Sell |
$1K – $15K |
Self |
Apr 22, 2021 |
9d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Edison Intl Com
|
Sell |
$1K – $15K |
Self |
Apr 22, 2021 |
9d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Bristol-Myers Squibb Co
|
Sell |
$1K – $15K |
Self |
Apr 22, 2021 |
9d late filing ↗ |
|
Cecilia Rouse
EXEC
|
Aptiv PLC
|
Sell |
$15K – $50K |
Self |
Apr 22, 2021 |
9d late filing ↗ |
|
Cecilia Rouse
EXEC
|
3M Co
|
Sell |
$1K – $15K |
Self |
Apr 22, 2021 |
9d late filing ↗ |
|
Andrew Saul
EXEC
|
NFLX
Netflix, Inc.
|
Buy |
$15K – $50K |
Self |
Apr 21, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
MA
Mastercard, Inc.
|
Sell |
$15K – $50K |
Self |
Apr 21, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
MA
Mastercard, Inc.
|
Sell |
$15K – $50K |
Self |
Apr 21, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
ERFSF
Eurofins Scientific SE
|
Sell |
$1K – $15K |
Self |
Apr 21, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
ERFSF
Eurofins Scientific SE
|
Sell |
$1K – $15K |
Self |
Apr 21, 2021 |
filing ↗ |
|
Adewale Adeyemo
EXEC
|
BLK
BlackRock, Inc.
|
Sell |
$250K – $500K |
Self |
Apr 21, 2021 |
37d late filing ↗ |
|
Jeffrey A Rosen
EXEC
|
Bernstein Diversified Municipal Portfolio
|
Buy |
$1K – $15K |
— |
Apr 20, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
CNSWF
Constellation Software Inc
|
Sell |
$1K – $15K |
Self |
Apr 20, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
ANTM
Anthem, Inc.
|
Buy |
$15K – $50K |
Self |
Apr 20, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
ANTM
Anthem, Inc.
|
Buy |
$15K – $50K |
Self |
Apr 20, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
ACOPF
A2 Milk Co Ltd
|
Sell |
$1K – $15K |
Self |
Apr 20, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
ERFSF
Eurofins Scientific SE
|
Sell |
$1K – $15K |
Self |
Apr 20, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
ERFSF
Eurofins Scientific SE
|
Sell |
$1K – $15K |
Self |
Apr 20, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
MU
Micron Technology, Inc.
|
Buy |
$1K – $15K |
Self |
Apr 19, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
MU
Micron Technology, Inc.
|
Buy |
$1K – $15K |
Self |
Apr 19, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
MU
Micron Technology, Inc.
|
Buy |
$1K – $15K |
Self |
Apr 19, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
MU
Micron Technology, Inc.
|
Buy |
$15K – $50K |
Self |
Apr 19, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
MU
Micron Technology, Inc.
|
Buy |
$1K – $15K |
Self |
Apr 19, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
MU
Micron Technology, Inc.
|
Buy |
$1K – $15K |
Self |
Apr 19, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
MA
Mastercard, Inc.
|
Sell |
$1K – $15K |
Self |
Apr 19, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
MA
Mastercard, Inc.
|
Sell |
$15K – $50K |
Self |
Apr 19, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
MA
Mastercard, Inc.
|
Sell |
$1K – $15K |
Self |
Apr 19, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
CNSWF
Constellation Software Inc
|
Sell |
$1K – $15K |
Self |
Apr 19, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
CNSWF
Constellation Software Inc
|
Sell |
$1K – $15K |
Self |
Apr 19, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
ANTM
Anthem, Inc.
|
Buy |
$1K – $15K |
Self |
Apr 19, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
ANTM
Anthem, Inc.
|
Buy |
$1K – $15K |
Self |
Apr 19, 2021 |
filing ↗ |
|
Andrew Saul
EXEC
|
ANTM
Anthem, Inc.
|
Buy |
$1K – $15K |
Self |
Apr 19, 2021 |
filing ↗ |