|
Ellen McCausland Lord
EXEC
|
MEURX
Franklin Mutual European Fund Class Z Shares
|
Sell |
$15K – $50K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
PRJPX
T Rowe Price Japan Fund
|
Sell |
$1K – $15K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
AQMIX
AQR Managed Futures Strategy Fund Class I Shares
|
Sell |
$1K – $15K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
EXG
Eaton VanceTax-ManagedGlobal Diversified Equity Income Fund
|
Sell |
$1K – $15K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
PRFSX
T Rowe Price Tax-Free Short-Intermediate Fund, Inc
|
Sell |
$1K – $15K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
CIHIX
Cullen International High Dividend Fund Class I Shares
|
Sell |
$1K – $15K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
VBK
Vanguard Small-Cap Growth Index Fund ETF Class Shares
|
Sell |
$1K – $15K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
HIEMX
Virtus VontobelEmerging Markets Opportunities Fund Class I Shares
|
Sell |
$15K – $50K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
DBLTX
DoubleLine Total Return Bond Fund Class I Shares
|
Sell |
$1K – $15K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
IJK
iShares S&P Mid-Cap 400 Growth ETF
|
Sell |
$1K – $15K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
FTA
First Trust Large Cap Value AlphaDEX Fund
|
Sell |
$50K – $100K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
IJH
iShares Core S&P Mid-Cap ETF
|
Sell |
$1K – $15K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
CMNIX
Calamos Market Neutral Income Fund Class I Shares
|
Sell |
$1K – $15K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
PIFZX
PGIM Short-Term Corporate Bond Fund Class Z Shares
|
Sell |
$15K – $50K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
JKL
iShares Morningstar Small-Cap Value ETF
|
Sell |
$15K – $50K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
RSP
Invesco S&P 500 Equal Weight ETF
|
Sell |
$15K – $50K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
NBHIX
Neuberger Berman Equity Income Fund Institutional Class Shares
|
Sell |
$100K – $250K |
— |
Mar 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
AEPFX
EuroPacific Growth Fund Class F2 Shares
|
Sell |
$100K – $250K |
— |
Mar 4, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
EFA
iShares MSCI EAFE
|
Sell |
$100K – $250K |
— |
Mar 2, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
SPY
SPDR S&P 500 ETF
|
Sell |
$100K – $250K |
— |
Mar 2, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
BIL
SPDR Blmbg Barclays 1-3 Mth T-Bill ETF
|
Buy |
$250K – $500K |
— |
Mar 2, 2020 |
filing ↗ |
|
Barbara M Barrett
EXEC
|
EGRIX
E V GLOBAL MACRO ABS RET ADV I
|
Buy |
$250K – $500K |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
IWR
ISHARES RUSSELL MID-CAP ETF
|
Buy |
$500K – $1M |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
DVY
ISHARES SELECT DIVIDEND ETF
|
Buy |
$1M – $5M |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
AHLYX
AMERICAN BEACON AHL MNGD
|
Buy |
$100K – $250K |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
ECEIX
LAZARD EMERG MKTS CORE EQ I
|
Buy |
$250K – $500K |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
JSFDX
JHF SEAPORT LONG/SHORT FUND I
|
Buy |
$250K – $500K |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
VONG
Vanguard Russell 1000 Growth ETF
|
Buy |
$1M – $5M |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
VONV
Vanguard Russell 1000 Value ETF
|
Buy |
$500K – $1M |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
BXMIX
BLACKSTONE ALT MULT-STRAT INST
|
Buy |
$250K – $500K |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
IEFA
iShares Core MSCI EAFE ETF
|
Buy |
$1M – $5M |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
IEMG
iShares Core MSCI Emerging Markets ETF
|
Buy |
$500K – $1M |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
LAOIX
WESTERN ASSET MACRO OPPORT I
|
Buy |
$100K – $250K |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
EIHYX
EV HIGH YIELD MUNI INCOME I
|
Buy |
$500K – $1M |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
FITZX
FRANKLIN FED INTM TRM TXFR ADV
|
Buy |
$1M – $5M |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
HLMIX
HARDING LOEVNER INTL EQTY INST
|
Buy |
$1M – $5M |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
SBLYX
CLEARBRIDGE LARGE CAP GWTH I
|
Buy |
$500K – $1M |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
CIVIX
CAUSEWAY INTL VALUE INSTL
|
Buy |
$500K – $1M |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
LANFX
LORD ABBOT NATL TX FR INC F
|
Buy |
$500K – $1M |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
BILPX
BLACKROCK EVENT DRIVEN EQ INST
|
Buy |
$250K – $500K |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Barbara M Barrett
EXEC
|
HLIEX
JP MORGAN EQUITY INCOME I
|
Buy |
$1M – $5M |
Self |
Mar 2, 2020 |
245d late filing ↗ |
|
Eugene Scalia
EXEC
|
SRRIX
Stone Ridge Tr II Rns Rsk Pr Int
|
Sell |
$50K – $100K |
— |
Feb 28, 2020 |
filing ↗ |
|
Benjamin S Carson
EXEC
|
GS Fin Corp Medium Term Note
|
Sell |
$50K – $100K |
— |
Feb 28, 2020 |
filing ↗ |
|
Benjamin S Carson
EXEC
|
GS Fin Corp Medium Term Note
|
Buy |
$250K – $500K |
— |
Feb 28, 2020 |
filing ↗ |
|
Benjamin S Carson
EXEC
|
GS Fin Corp Medium Term Note
|
Sell |
$500K – $1M |
— |
Feb 28, 2020 |
filing ↗ |
|
Richard H Clarida
EXEC
|
USMV
iShares Edge MSCI Min Vol USA ETF
|
Buy |
$1M – $5M |
— |
Feb 27, 2020 |
filing ↗ |
|
Richard H Clarida
EXEC
|
PSTKX
PIMCO StocksPLUS Fund Institutional Class Shares
|
Buy |
$1M – $5M |
— |
Feb 27, 2020 |
filing ↗ |
|
Richard H Clarida
EXEC
|
PIMIX
PIMCO Income Fund Institutional Class Shares
|
Sell |
$1M – $5M |
— |
Feb 27, 2020 |
filing ↗ |
|
Barbara M Barrett
EXEC
|
USMV
ISHARES EDGE MSCI MIN VOL USA ETF
|
Buy |
$5M – $25M |
Self |
Feb 27, 2020 |
249d late filing ↗ |
|
Barbara M Barrett
EXEC
|
DGRO
ISH TR CORE DIVID GROWTH ETF
|
Buy |
$5M – $25M |
Self |
Feb 27, 2020 |
249d late filing ↗ |
|
Barbara M Barrett
EXEC
|
NEAR
ISHARES SHORT MATURITY BOND ETF
|
Buy |
$1M – $5M |
Self |
Feb 27, 2020 |
249d late filing ↗ |
|
Barbara M Barrett
EXEC
|
FLOT
iShares Floating Rate Note
|
Buy |
$1M – $5M |
Self |
Feb 27, 2020 |
249d late filing ↗ |
|
Barbara M Barrett
EXEC
|
HDV
ISHARES CORE HIGH DIVIDEND ETF
|
Buy |
$5M – $25M |
Self |
Feb 27, 2020 |
249d late filing ↗ |
|
Barbara M Barrett
EXEC
|
IVW
ISHARES S&P 500 GROWTH
|
Buy |
$5M – $25M |
Self |
Feb 27, 2020 |
249d late filing ↗ |
|
Barbara M Barrett
EXEC
|
IGIB
ISHARES INTERMEDIATE TERM CORP BND ETF
|
Buy |
$5M – $25M |
Self |
Feb 27, 2020 |
249d late filing ↗ |
|
Barbara M Barrett
EXEC
|
EFAV
ISHARES EDGE MSCI MIN VOL EAFE ETF
|
Buy |
$5M – $25M |
Self |
Feb 27, 2020 |
249d late filing ↗ |
|
Barbara M Barrett
EXEC
|
TIP
ISHARES TIPS BOND ETF
|
Buy |
$1M – $5M |
Self |
Feb 27, 2020 |
249d late filing ↗ |
|
Barbara M Barrett
EXEC
|
IJR
ISHARES CORE S&P SMALL-CAP ETF
|
Buy |
$1M – $5M |
Self |
Feb 27, 2020 |
249d late filing ↗ |
|
Barbara M Barrett
EXEC
|
IJF
ISHARES CORE S&P MID-CAP ETF
|
Buy |
$1M – $5M |
Self |
Feb 27, 2020 |
249d late filing ↗ |
|
Patrick Pizzella
EXEC
|
LLDYX
Lord Abbett Short Duration Income Fund
|
Sell |
$15K – $50K |
— |
Feb 25, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
PDBZX
PGIM Total Return Bond Fund Class Z Shares
|
Buy |
$1K – $15K |
— |
Feb 24, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
NBHIX
Neuberger Berman Equity Income Fund Institutional Class Shares
|
Buy |
$1K – $15K |
— |
Feb 24, 2020 |
filing ↗ |
|
Alex M Azar
EXEC
|
GA Muni Electric Auth Bds (CUSIP: 626207K86)
|
Buy |
$100K – $250K |
— |
Feb 24, 2020 |
filing ↗ |
|
Jeffrey A Rosen
EXEC
|
AB Large Cap Growth Adv
|
Sell |
$15K – $50K |
— |
Feb 21, 2020 |
filing ↗ |
|
Barbara M Barrett
EXEC
|
US TSY NOTE 02.250%
|
Buy |
$1M – $5M |
Self |
Feb 21, 2020 |
255d late filing ↗ |
|
Barbara M Barrett
EXEC
|
EIDIX
Eaton Vance Tax-Managed Global Div Inc I
|
Buy |
$5M – $25M |
Self |
Feb 21, 2020 |
255d late filing ↗ |
|
Barbara M Barrett
EXEC
|
BLACKSTONE REAL ESTATE INCOME TRUST INC ESCROW MFQGIE
|
Buy |
$5M – $25M |
Self |
Feb 21, 2020 |
255d late filing ↗ |
|
Benjamin S Carson
EXEC
|
AZBAX
AllianzGI Small-Cap Fund Class A Shares
|
Sell |
$15K – $50K |
— |
Feb 19, 2020 |
filing ↗ |
|
Benjamin S Carson
EXEC
|
PCRAX
PIMCO CommodityRealReturn Strategy Fund Class A Shares
|
Sell |
$50K – $100K |
— |
Feb 19, 2020 |
filing ↗ |
|
Benjamin S Carson
EXEC
|
LTMFX
Thornburg Limited Term Municipal Fund Class A Shares
|
Sell |
$50K – $100K |
— |
Feb 19, 2020 |
filing ↗ |
|
Benjamin S Carson
EXEC
|
AZBAX
AllianzGI Small-Cap Fund Class A Shares
|
Sell |
$100K – $250K |
— |
Feb 19, 2020 |
filing ↗ |
|
Benjamin S Carson
EXEC
|
MWHYX
MetWest High Yield Bond Fund Class M Shares
|
Sell |
$100K – $250K |
— |
Feb 19, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
SWVXX
Schwab Value Advantage Money Inv
|
Buy |
$1K – $15K |
— |
Feb 18, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
DBLTX
DoubleLine Total Return Bond Fund Class I Shares
|
Buy |
$1K – $15K |
— |
Feb 13, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
HGOIX
Hartford Growth Opportunities Fund Class I Shares
|
Buy |
$15K – $50K |
— |
Feb 13, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
FABZX
Franklin K2 Alternative Strategies Fund Advisor Class Shares
|
Sell |
$15K – $50K |
— |
Feb 13, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
HGOIX
Hartford Growth Opportunities Fund Class I Shares
|
Sell |
$15K – $50K |
— |
Feb 13, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
HEOZX
Highland Long/Short Equity Fund Class Z Shares
|
Sell |
$100K – $250K |
— |
Feb 13, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
PDBZX
PGIM Total Return Bond Fund Class Z Shares
|
Sell |
$15K – $50K |
— |
Feb 13, 2020 |
filing ↗ |
|
Barbara M Barrett
EXEC
|
CTL
CenturyLink Inc
|
Sell |
$1K – $15K |
Self |
Feb 10, 2020 |
224d late filing ↗ |
|
Barbara M Barrett
EXEC
|
CTL
CenturyLink Inc
|
Sell |
$50K – $100K |
Self |
Feb 10, 2020 |
266d late filing ↗ |
|
Barbara M Barrett
EXEC
|
TALLWAVE CAPITAL
|
Buy |
$50K – $100K |
Self |
Feb 10, 2020 |
266d late filing ↗ |
|
Barbara M Barrett
EXEC
|
IMPELE HOLDINGS
|
Buy |
$50K – $100K |
Self |
Feb 10, 2020 |
266d late filing ↗ |
|
Barbara M Barrett
EXEC
|
SVG THRIVE FUND LLC
|
Buy |
$100K – $250K |
Self |
Feb 10, 2020 |
266d late filing ↗ |
|
Barbara M Barrett
EXEC
|
GEOTHERMIC SOLUTION
|
Buy |
$1K – $15K |
Self |
Feb 9, 2020 |
267d late filing ↗ |
|
Alex M Azar
EXEC
|
Pennsylvania St. Turnpike Rev Bd (CUSIP: 7092235Q0)
|
Buy |
$50K – $100K |
— |
Feb 5, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
IWM
iShares Russell 2000 ETF
|
Sell |
$50K – $100K |
— |
Feb 4, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
GLD
SPDR Gold Shares
|
Buy |
$50K – $100K |
— |
Feb 4, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
FABZX
Franklin K2 Alternative Strategies Fund Advisor Class Shares
|
Buy |
$1K – $15K |
— |
Feb 4, 2020 |
filing ↗ |
|
Benjamin S Carson
EXEC
|
PCRAX
PIMCO CommodityRealReturn Strategy Fund Class A Shares
|
Sell |
$50K – $100K |
— |
Feb 4, 2020 |
filing ↗ |
|
Barbara M Barrett
EXEC
|
TALLWAVE CAPITAL
|
Buy |
$50K – $100K |
Self |
Feb 3, 2020 |
231d late filing ↗ |
|
Barbara M Barrett
EXEC
|
IMPELE HOLDINGS
|
Buy |
$50K – $100K |
Self |
Feb 3, 2020 |
231d late filing ↗ |
|
Barbara M Barrett
EXEC
|
TALLWAVE CAPITAL
|
Buy |
$50K – $100K |
Self |
Jan 28, 2020 |
237d late filing ↗ |
|
Barbara M Barrett
EXEC
|
IMPELE HOLDINGS
|
Buy |
$50K – $100K |
Self |
Jan 28, 2020 |
237d late filing ↗ |
|
Justin Muzinich
EXEC
|
Senator Global Opportunity Fund
|
Sell |
$250K – $500K |
— |
Jan 17, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
BROADSTONE NET LEASE INC PRIVATE PLACEMENT MARYLAND
|
Buy |
$1K – $15K |
— |
Jan 15, 2020 |
filing ↗ |
|
Barbara M Barrett
EXEC
|
EXPO
Exponent, Inc. - Common Stock
|
Sell |
$1M – $5M |
Self |
Jan 15, 2020 |
250d late filing ↗ |
|
Barbara M Barrett
EXEC
|
CHINA MOBILE LTD SPN AD
|
Sell |
$50K – $100K |
Self |
Jan 15, 2020 |
250d late filing ↗ |
|
Barbara M Barrett
EXEC
|
EXPO
Exponent, Inc. - Common Stock
|
Sell |
$1M – $5M |
Self |
Jan 14, 2020 |
251d late filing ↗ |
|
Barbara M Barrett
EXEC
|
EXPO
Exponent, Inc. - Common Stock
|
Sell |
$1M – $5M |
Self |
Jan 13, 2020 |
252d late filing ↗ |