John Tien

EXEC Former Deputy Secretary · Department of Homeland Security

PRMSX × 16 EGFIX × 12 FTHSX × 7 PBDPX × 7 DBLTX × 6 IWF × 6 view in graph

131trades · $1.6M est.

$5.5Mest. assets · Annual (2023)

Since nomination

Nominee 278 (04/30/2021) vs Annual (2023)

Divested

9 positions · $187K est.

Asset	Account	Owner	Value at nomination
ClearBridge Large Cap Growth Fund SBLYX	Other assets	—	$15K – $50K
Oakmark International Fund OAYIX	Other assets	—	$15K – $50K
PIMCO Investment Grade Credit Bond Fund PBDPX	Other assets	—	$15K – $50K
TCW Total Return Bond Fund TGLMX	Other assets	—	$15K – $50K
Patriapps (For-profit diversity, equality, and inclusion mobile phone app training.)	Other assets	—	$15K – $50K
SPDR Bloomberg Barclays 1-3 Month T-Bill ETF BIL	Other assets	—	$1K – $15K
Vanguard Intermediate-Term Corp Bond Idx Fund ETF VCIT	Other assets	—	$1K – $15K
Blue Planet Training, Inc (in-person and online training company)	Other assets	—	$1K – $15K
Invesco Oppenheimer International Growth Fund OIGYX	Other assets	—	Under $1K

Still holds

31 positions · $5.2M est.

Asset	Account	Owner	At nomination	Latest value
U. S. bank # 3 (cash)	Other assets	—	$500K – $1M	$1M – $5M
Citigroup 401K - BlackRock Life Path 2030 LINKX	Employment assets	Self	$250K – $500K	$250K – $500K
Citigroup C	Other assets	—	$500K – $1M	$250K – $500K
U. S. bank # 1 (cash)	Other assets	—	$500K – $1M	$100K – $250K
Citigroup (C), unvested restricted stock	Employment assets	Self	$100K – $250K	$100K – $250K
Invesco Summit Fund Class P Shares SMMIX	Other assets	—	$100K – $250K	$100K – $250K
Dodge & Cox Stock Fund DODGX	Employment assets	Self	$50K – $100K	$100K – $250K
Dodge & Cox Stock Fund DODGX	Spouse's assets	Spouse	$50K – $100K	$100K – $250K
U. S. bank # 2 (cash)	Other assets	—	$15K – $50K	$100K – $250K
iShares Russell 1000 Value ETF IWD	Other assets	—	$50K – $100K	$50K – $100K
iShares Russell 1000 Growth ETF IWF	Other assets	—	$50K – $100K	$15K – $50K
BlackRock Equity Dividend Fund MADVX	Other assets	—	$15K – $50K	$15K – $50K
Edgewood Growth Fund EGFIX	Other assets	—	$15K – $50K	$15K – $50K
Goldman Sachs GQG Partners International Opportunities Fund GSIMX	Other assets	—	$15K – $50K	$15K – $50K
iShares Core MSCI EAFE ETF IEFA	Other assets	—	$15K – $50K	$15K – $50K
MFS Value Fund MEIIX	Other assets	—	$15K – $50K	$15K – $50K
iShares US Treasury Bond ETF GOVT	Other assets	—	$1K – $15K	$15K – $50K
U.S. bank # 4 - Trust Account (cash)	Other assets	—	$50K – $100K	$1K – $15K
Fuller & Thaler Behavioral Small-Cap Equity Fund FTHSX	Other assets	—	$15K – $50K	$1K – $15K
T Rowe PriceEmerging Markets Stock Fund PRMSX	Other assets	—	$15K – $50K	$1K – $15K
Dodge & Cox Balanced DODBX	Employment assets	Self	$1K – $15K	$1K – $15K
Dodge & Cox Balanced DODBX	Spouse's assets	Spouse	$1K – $15K	$1K – $15K
U.S. brokerage money market account (cash)	Other assets	—	$1K – $15K	$1K – $15K
Vanguard Mortgage-Backed Secs Idx Fund ETF VMBS	Other assets	—	$1K – $15K	$1K – $15K
USAA Tax-Exempt Money Market Fund USEXX	Other assets	—	$1K – $15K	$1K – $15K
TransAmerica whole life insurance	Other assets	—	$1K – $15K	$1K – $15K
TransAmerica whole life insurance	Other assets	—	$1K – $15K	$1K – $15K
TransAmerica whole life insurance	Other assets	—	$1K – $15K	$1K – $15K
iShares Core S&P US Growth ETF IUSG	Other assets	—	Under $1K	$1K – $15K
iShares Broad USD High Yield Corporate Bond ETF USHY	Other assets	—	$1K – $15K	Under $1K
Vanguard Developed Markets Index Fund ETF Shares VEA	Other assets	—	Under $1K	Under $1K

New positions

15 positions · $276.5K est.

Asset	Account	Owner	Latest value
Oakmark International Fund Institutional Class Shares OANIX	Other assets	—	$15K – $50K
Vanguard Russell 1000 Growth Index Fund ETF Shares VONG	Other assets	—	$15K – $50K
iShares iBoxx $ Investment Grade Corporate Bond ETF LQD	Other assets	—	$15K – $50K
iShares Intermediate-Term Corporate Bond ETF IGIB	Other assets	—	$15K – $50K
iShares MBS ETF MBB	Other assets	—	$15K – $50K
Vanguard Intermediate-Term Treasury Index Fund ETF Class Shares VGIT	Other assets	—	$15K – $50K
iShares Core MSCIEmerging Markets ETF IEMG	Other assets	—	$15K – $50K
Vanguard Total International Bond Index Fund ETF Shares BNDX	Other assets	—	$1K – $15K
Edgewood Growth Fund Institutional Class Shares EGFIX	Other assets	—	$1K – $15K
iShares MSCI EAFE ETF EFA	Other assets	—	$1K – $15K
iShares iBoxx $ High Yield Corporate Bond ETF HYG	Other assets	—	$1K – $15K
iShares Russell 2000 ETF IWM	Other assets	—	$1K – $15K
iShares Core S&P US Value ETF IUSV	Other assets	—	$1K – $15K
DoubleLine Total Return Bond Fund Class I Shares DBLTX	Other assets	—	Under $1K
iShares MSCI EAFE Value ETF EFV	Other assets	—	Under $1K

Positions are matched between the two reports by exact name, first within the same account, then across accounts, then by ticker; rows matching nothing are listed as divested or new. Estimates are band midpoints.

Stock trades

Asset	Type	Amount	Owner	Traded	Disclosed
USHY iShares Broad USD High Yield Corporate Bond ETF	Sell	$1K – $15K	—	Jan 23, 2023	filing ↗
IDEV iShares Core MSCI International Developed Markets ETF	Buy	$15K – $50K	—	Jan 23, 2023	filing ↗
IEFA iShares Core MSCI EAFE ETF	Sell	$15K – $50K	—	Jan 23, 2023	filing ↗
GOVT iShares US Treasury Bond ETF	Buy	$1K – $15K	—	Jan 23, 2023	filing ↗
VONG Vanguard Russell 1000 Growth Index Fund ETF Shares	Buy	$1K – $15K	—	Jan 23, 2023	filing ↗
IWD iShares Russell 1000 Value ETF	Buy	$1K – $15K	—	Jan 23, 2023	filing ↗
VMBS Vanguard Mortgage-Backed Securities Index Fund ETF Class Shares	Buy	$1K – $15K	—	Jan 23, 2023	filing ↗
MADCX BlackRockEmerging Markets Fund, Inc Institutional Shares	Buy	$15K – $50K	—	Jan 20, 2023	filing ↗
MADVX BlackRock Equity Dividend Fund Institutional Shares	Buy	$1K – $15K	—	Jan 20, 2023	filing ↗
GSIMX Goldman Sachs GQG Partners International Opportunities Fund Institutional Class Shs	Sell	$1K – $15K	—	Jan 20, 2023	filing ↗
FTHSX Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares	Buy	$1K – $15K	—	Jan 20, 2023	filing ↗
PBDPX PIMCO Investment Grade Credit Bond Fund Class I-2 Shares	Buy	$1K – $15K	—	Jan 20, 2023	filing ↗
MEIIX MFS Value Fund Class I Shares	Buy	$1K – $15K	—	Jan 20, 2023	filing ↗
PRMSX T Rowe PriceEmerging Markets Stock Fund	Sell	$15K – $50K	—	Jan 20, 2023	filing ↗
DBLTX DoubleLine Total Return Bond Fund Class I Shares	Sell	$15K – $50K	—	Jan 20, 2023	filing ↗
OANIX Oakmark International Fund Institutional Class Shares	Sell	$1K – $15K	—	Jan 20, 2023	filing ↗
MADVX BlackRock Equity Dividend Fund Institutional Shares	Buy	$1K – $15K	—	Jan 5, 2023	filing ↗
DBLTX DoubleLine Total Return Bond Fund Class I Shares	Buy	$1K – $15K	—	Jan 5, 2023	filing ↗
EGFIX Edgewood Growth Fund Institutional Class Shares	Buy	$1K – $15K	—	Jan 5, 2023	filing ↗
FTHSX Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares	Buy	$1K – $15K	—	Jan 5, 2023	filing ↗
MEIIX MFS Value Fund Class I Shares	Buy	$1K – $15K	—	Jan 5, 2023	filing ↗
PBDPX PIMCO Investment Grade Credit Bond Fund Class I-2 Shares	Buy	$15K – $50K	—	Jan 5, 2023	filing ↗
PRMSX T Rowe PriceEmerging Markets Stock Fund	Buy	$15K – $50K	—	Jan 5, 2023	filing ↗
VGIT Vanguard Intermediate-Term Treasury Index Fund ETF Class Shares	Sell	$15K – $50K	—	Jan 5, 2023	filing ↗
GOVT iShares US Treasury Bond ETF	Buy	$15K – $50K	—	Jan 5, 2023	filing ↗
VCIT Vanguard Intermediate-Term Corporate Bond Index Fund ETF Class Shares	Buy	$15K – $50K	—	Jan 5, 2023	filing ↗
IGIB iShares Intermediate-Term Corporate Bond ETF	Sell	$15K – $50K	—	Jan 5, 2023	filing ↗
HYG iShares iBoxx $ High Yield Corporate Bond ETF	Sell	$1K – $15K	—	Jan 5, 2023	filing ↗
LQD iShares iBoxx $ Investment Grade Corporate Bond ETF	Sell	$15K – $50K	—	Jan 5, 2023	filing ↗
MBB iShares MBS ETF	Sell	$15K – $50K	—	Jan 5, 2023	filing ↗
VMBS Vanguard Mortgage-Backed Securities Index Fund ETF Class Shares	Buy	$1K – $15K	—	Jan 5, 2023	filing ↗
USHY iShares Broad USD High Yield Corporate Bond ETF	Buy	$1K – $15K	—	Jan 5, 2023	filing ↗
IWM iShares Russell 2000 ETF	Sell	$1K – $15K	—	Jan 5, 2023	filing ↗
EFA iShares MSCI EAFE ETF	Sell	$1K – $15K	—	Jan 5, 2023	filing ↗
IUSG iShares Core S&P US Growth ETF	Sell	$1K – $15K	—	Jan 5, 2023	filing ↗
IWF iShares Russell 1000 Growth ETF	Buy	$1K – $15K	—	Jan 5, 2023	filing ↗
IEMG iShares Core MSCIEmerging Markets ETF	Sell	$15K – $50K	—	Jan 5, 2023	filing ↗
PBDPX PIMCO Investment Grade Credit Bond Fund Class I-2 Shares	Buy	$1K – $15K	—	Jan 4, 2023	filing ↗
EGFIX Edgewood Growth Fund Institutional Class Shares	Buy	$1K – $15K	—	Jan 4, 2023	filing ↗
DBLTX DoubleLine Total Return Bond Fund Class I Shares	Buy	$1K – $15K	—	Jan 4, 2023	filing ↗
PRMSX T Rowe PriceEmerging Markets Stock Fund	Buy	$1K – $15K	—	Jan 4, 2023	filing ↗
PRMSX T Rowe PriceEmerging Markets Stock Fund	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
PRMSX T Rowe PriceEmerging Markets Stock Fund	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
PRMSX T Rowe PriceEmerging Markets Stock Fund	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
DBLTX DoubleLine Total Return Bond Fund Class I Shares	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
PRMSX T Rowe PriceEmerging Markets Stock Fund	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
PRMSX T Rowe PriceEmerging Markets Stock Fund	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
EGFIX Edgewood Growth Fund Institutional Class Shares	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
EGFIX Edgewood Growth Fund Institutional Class Shares	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
MADVX BlackRock Equity Dividend Fund Institutional Shares	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
EGFIX Edgewood Growth Fund Institutional Class Shares	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
PRMSX T Rowe PriceEmerging Markets Stock Fund	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
FTHSX Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
PBDPX PIMCO Investment Grade Credit Bond Fund Class I-2 Shares	Sell	$15K – $50K	—	Dec 2, 2022	filing ↗
EGFIX Edgewood Growth Fund Institutional Class Shares	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
IEMG iShares Core MSCIEmerging Markets ETF	Buy	$15K – $50K	—	Dec 2, 2022	filing ↗
IWM iShares Russell 2000 ETF	Buy	$1K – $15K	—	Dec 2, 2022	filing ↗
IUSG iShares Core S&P US Growth ETF	Buy	$1K – $15K	—	Dec 2, 2022	filing ↗
IUSV iShares Core S&P US Value ETF	Buy	$1K – $15K	—	Dec 2, 2022	filing ↗
EFA iShares MSCI EAFE ETF	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
IEFA iShares Core MSCI EAFE ETF	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
GOVT iShares US Treasury Bond ETF	Sell	$15K – $50K	—	Dec 2, 2022	filing ↗
VCIT Vanguard Intermediate-Term Corporate Bond Index Fund ETF Class Shares	Sell	$15K – $50K	—	Dec 2, 2022	filing ↗
VGIT Vanguard Intermediate-Term Treasury Index Fund ETF Class Shares	Buy	$15K – $50K	—	Dec 2, 2022	filing ↗
LQD iShares iBoxx $ Investment Grade Corporate Bond ETF	Buy	$15K – $50K	—	Dec 2, 2022	filing ↗
VMBS Vanguard Mortgage-Backed Securities Index Fund ETF Class Shares	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
IGIB iShares Intermediate-Term Corporate Bond ETF	Buy	$15K – $50K	—	Dec 2, 2022	filing ↗
IWD iShares Russell 1000 Value ETF	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
MBB iShares MBS ETF	Buy	$15K – $50K	—	Dec 2, 2022	filing ↗
HYG iShares iBoxx $ High Yield Corporate Bond ETF	Buy	$1K – $15K	—	Dec 2, 2022	filing ↗
IWF iShares Russell 1000 Growth ETF	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
USHY iShares Broad USD High Yield Corporate Bond ETF	Sell	$1K – $15K	—	Dec 2, 2022	filing ↗
IWF iShares Russell 1000 Growth ETF	Buy	$1K – $15K	—	Oct 12, 2022	filing ↗
VCIT Vanguard Intermediate-Term Corporate Bond Index Fund ETF Class Shares	Sell	$1K – $15K	—	Oct 12, 2022	filing ↗
BNDX Vanguard Total International Bond Index Fund ETF Shares	Buy	$1K – $15K	—	Oct 12, 2022	filing ↗
VMBS Vanguard Mortgage-Backed Securities Index Fund ETF Class Shares	Buy	$1K – $15K	—	Oct 12, 2022	filing ↗
GOVT iShares US Treasury Bond ETF	Buy	$1K – $15K	—	Oct 12, 2022	filing ↗
MADVX BlackRock Equity Dividend Fund Institutional Shares	Buy	$1K – $15K	—	Sep 28, 2022	filing ↗
PRMSX T Rowe PriceEmerging Markets Stock Fund	Buy	$1K – $15K	—	Sep 28, 2022	filing ↗
EGFIX Edgewood Growth Fund Institutional Class Shares	Sell	$1K – $15K	—	Sep 28, 2022	filing ↗
SBLYX ClearBridge Large Cap Growth Fund Class I Shares	Sell	$1K – $15K	—	Sep 28, 2022	filing ↗
VONG Vanguard Russell 1000 Growth Index Fund ETF Shares	Buy	$15K – $50K	—	Sep 28, 2022	filing ↗
IWF iShares Russell 1000 Growth ETF	Sell	$1K – $15K	—	Sep 28, 2022	filing ↗
PRMSX T Rowe PriceEmerging Markets Stock Fund	Sell	$1K – $15K	—	Jul 14, 2022	filing ↗
SCHA Schwab US Small-Cap ETF	Sell	$1K – $15K	—	Jul 14, 2022	filing ↗
BIL SPDR Bloomberg Barclays 1-3 Month T-Bill ETF	Sell	$1K – $15K	—	Jul 14, 2022	filing ↗
IWD iShares Russell 1000 Value ETF	Buy	$1K – $15K	—	Jul 14, 2022	filing ↗
GOVT iShares US Treasury Bond ETF	Buy	$15K – $50K	—	Jul 14, 2022	filing ↗
VCIT Vanguard Intermediate-Term Corporate Bond Index Fund ETF Class Shares	Buy	$1K – $15K	—	Jul 14, 2022	filing ↗
GSIMX Goldman Sachs GQG Partners International Opportunities Fund Institutional Class Shs	Sell	$1K – $15K	—	May 13, 2022	filing ↗
PBDPX PIMCO Investment Grade Credit Bond Fund Class I-2 Shares	Buy	$1K – $15K	—	May 13, 2022	filing ↗
FTHSX Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares	Sell	$1K – $15K	—	May 13, 2022	filing ↗
PRMSX T Rowe PriceEmerging Markets Stock Fund	Buy	$1K – $15K	—	May 13, 2022	filing ↗
SBLYX ClearBridge Large Cap Growth Fund Class I Shares	Buy	$1K – $15K	—	May 13, 2022	filing ↗
MEIIX MFS Value Fund Class I Shares	Sell	$1K – $15K	—	May 13, 2022	filing ↗
MADVX BlackRock Equity Dividend Fund Institutional Shares	Sell	$1K – $15K	—	May 13, 2022	filing ↗
DBLTX DoubleLine Total Return Bond Fund Class I Shares	Sell	$1K – $15K	—	May 13, 2022	filing ↗
EGFIX Edgewood Growth Fund Institutional Class Shares	Buy	$1K – $15K	—	May 13, 2022	filing ↗
IEFA iShares Core MSCI EAFE ETF	Sell	$1K – $15K	—	May 13, 2022	filing ↗
BIL SPDR Bloomberg Barclays 1-3 Month T-Bill ETF	Sell	$1K – $15K	—	May 13, 2022	filing ↗
VCIT Vanguard Intermediate-Term Corporate Bond Index Fund ETF Class Shares	Buy	$1K – $15K	—	May 13, 2022	filing ↗
IWD iShares Russell 1000 Value ETF	Sell	$1K – $15K	—	May 13, 2022	filing ↗
IWF iShares Russell 1000 Growth ETF	Buy	$1K – $15K	—	May 13, 2022	filing ↗
FTHSX Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares	Buy	$1K – $15K	—	Feb 9, 2022	filing ↗
EGFIX Edgewood Growth Fund Institutional Class Shares	Buy	$1K – $15K	—	Feb 9, 2022	filing ↗
PRMSX T Rowe PriceEmerging Markets Stock Fund	Sell	$1K – $15K	—	Feb 9, 2022	filing ↗
PBDPX PIMCO Investment Grade Credit Bond Fund Class I-2 Shares	Buy	$1K – $15K	—	Feb 9, 2022	filing ↗
MADVX BlackRock Equity Dividend Fund Institutional Shares	Sell	$1K – $15K	—	Feb 9, 2022	filing ↗
IWD iShares Russell 1000 Value ETF	Sell	$1K – $15K	—	Feb 9, 2022	filing ↗
IWF iShares Russell 1000 Growth ETF	Buy	$1K – $15K	—	Feb 9, 2022	filing ↗
VMBS Vanguard Mortgage-Backed Securities Index Fund ETF Class Shares	Sell	$1K – $15K	—	Feb 9, 2022	filing ↗
VCIT Vanguard Intermediate-Term Corporate Bond Index Fund ETF Class Shares	Buy	$1K – $15K	—	Feb 9, 2022	filing ↗
PRMSX T Rowe PriceEmerging Markets Stock Fund	Buy	$1K – $15K	—	Jan 6, 2022	filing ↗
EGFIX Edgewood Growth Fund Institutional Class Shares	Buy	$1K – $15K	—	Jan 6, 2022	filing ↗
SBLYX ClearBridge Large Cap Growth Fund Class I Shares	Buy	$1K – $15K	—	Jan 6, 2022	filing ↗
FTHSX Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares	Buy	$1K – $15K	—	Nov 18, 2021	filing ↗
EGFIX Edgewood Growth Fund Institutional Class Shares	Buy	$1K – $15K	—	Nov 18, 2021	filing ↗
SBLYX ClearBridge Large Cap Growth Fund Class I Shares	Sell	$1K – $15K	—	Nov 18, 2021	filing ↗
PRMSX T Rowe PriceEmerging Markets Stock Fund	Buy	$1K – $15K	—	Nov 18, 2021	filing ↗
TGLMX TCW Total Return Bond Fund Class I Shares	Sell	$1K – $15K	—	Oct 28, 2021	filing ↗
DBLTX DoubleLine Total Return Bond Fund Class I Shares	Buy	$1K – $15K	—	Oct 28, 2021	filing ↗
MEIIX MFS Value Fund Class I Shares	Sell	$1K – $15K	—	Sep 13, 2021	filing ↗
PBDPX PIMCO Investment Grade Credit Bond Fund Class I-2 Shares	Buy	$1K – $15K	—	Sep 13, 2021	filing ↗
MADVX	Buy	$1K – $15K	—	Sep 13, 2021	filing ↗
FTHSX Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares	Sell	$1K – $15K	—	Sep 13, 2021	filing ↗
PRMSX T Rowe PriceEmerging Markets Stock Fund	Buy	$1K – $15K	—	Sep 13, 2021	filing ↗
EGFIX Edgewood Growth Fund Institutional Class Shares	Sell	$1K – $15K	—	Sep 13, 2021	filing ↗
OANIX Oakmark International Fund Institutional Class Shares	Buy	$1K – $15K	—	Sep 13, 2021	filing ↗
SBLYX ClearBridge Large Cap Growth Fund Class I Shares	Sell	$1K – $15K	—	Sep 13, 2021	filing ↗
TGLMX TCW Total Return Bond Fund Class I Shares	Buy	$1K – $15K	—	Sep 13, 2021	filing ↗
IUSV iShares Core S&P US Value ETF	Sell	$1K – $15K	—	—	filing ↗

Asset holdings

Annual (2023) · filed —

All positions

49 positions

Asset	Owner	Value	Income
Roth IRA	Self	—	—
Dodge & Cox Stock Fund DODGX	Self	$100K – $250K	—
Dodge & Cox Balanced DODBX	Self	$1K – $15K	—
Citigroup (C), unvested restricted stock	Self	$100K – $250K	—
Citigroup 401K - BlackRock Life Path 2030 LINKX	Self	$250K – $500K	—
Roth IRA	Spouse	—	—
Dodge & Cox Stock Fund DODGX	Spouse	$100K – $250K	—
Dodge & Cox Balanced DODBX	Spouse	$1K – $15K	—
Brokerage Account:	—	—	—
U.S. brokerage money market account (cash)	—	$1K – $15K	—
BlackRock Equity Dividend Fund MADVX	—	$15K – $50K	$201 – $1K
Edgewood Growth Fund EGFIX	—	$15K – $50K	$201 – $1K
Fuller & Thaler Behavioral Small-Cap Equity Fund FTHSX	—	$1K – $15K	$201 – $1K
Goldman Sachs GQG Partners International Opportunities Fund GSIMX	—	$15K – $50K	$201 – $1K
iShares Russell 1000 Growth ETF IWF	—	$15K – $50K	$201 – $1K
iShares Russell 1000 Value ETF IWD	—	$50K – $100K	$201 – $1K
MFS Value Fund MEIIX	—	$15K – $50K	$201 – $1K
Oakmark International Fund Institutional Class Shares OANIX	—	$15K – $50K	$201 – $1K
Vanguard Mortgage-Backed Secs Idx Fund ETF VMBS	—	$1K – $15K	$201 – $1K
Vanguard Total International Bond Index Fund ETF Shares BNDX	—	$1K – $15K	$201 – $1K
iShares US Treasury Bond ETF GOVT	—	$15K – $50K	$201 – $1K
Vanguard Russell 1000 Growth Index Fund ETF Shares VONG	—	$15K – $50K	$201 – $1K
DoubleLine Total Return Bond Fund Class I Shares DBLTX	—	Under $1K	—
Edgewood Growth Fund Institutional Class Shares EGFIX	—	$1K – $15K	$201 – $1K
iShares Broad USD High Yield Corporate Bond ETF USHY	—	Under $1K	—
iShares MSCI EAFE ETF EFA	—	$1K – $15K	$201 – $1K
iShares MSCI EAFE Value ETF EFV	—	Under $1K	—
iShares iBoxx $ Investment Grade Corporate Bond ETF LQD	—	$15K – $50K	$201 – $1K
iShares Intermediate-Term Corporate Bond ETF IGIB	—	$15K – $50K	$201 – $1K
iShares MBS ETF MBB	—	$15K – $50K	$201 – $1K
iShares iBoxx $ High Yield Corporate Bond ETF HYG	—	$1K – $15K	$201 – $1K
iShares Russell 2000 ETF IWM	—	$1K – $15K	$201 – $1K
iShares Core S&P US Growth ETF IUSG	—	$1K – $15K	$201 – $1K
Vanguard Intermediate-Term Treasury Index Fund ETF Class Shares VGIT	—	$15K – $50K	$201 – $1K
Vanguard Developed Markets Index Fund ETF Shares VEA	—	Under $1K	—
T Rowe PriceEmerging Markets Stock Fund PRMSX	—	$1K – $15K	$201 – $1K
iShares Core MSCI EAFE ETF IEFA	—	$15K – $50K	$201 – $1K
iShares Core MSCIEmerging Markets ETF IEMG	—	$15K – $50K	$201 – $1K
iShares Core S&P US Value ETF IUSV	—	$1K – $15K	$201 – $1K
Invesco Summit Fund Class P Shares SMMIX	—	$100K – $250K	$15K – $50K
U. S. bank # 1 (cash)	—	$100K – $250K	—
U. S. bank # 2 (cash)	—	$100K – $250K	—
U. S. bank # 3 (cash)	—	$1M – $5M	Interest · $1K – $2.5K
USAA Tax-Exempt Money Market Fund USEXX	—	$1K – $15K	—
U.S. bank # 4 - Trust Account (cash)	—	$1K – $15K	—
TransAmerica whole life insurance	—	$1K – $15K	—
TransAmerica whole life insurance	—	$1K – $15K	—
TransAmerica whole life insurance	—	$1K – $15K	—
Citigroup C	—	$250K – $500K	Dividends · $15K – $50K

Values and income are the ranges the filer discloses, normalized to one form. Hover a value for the string as filed. Rows marked *** carry that marker in the filing itself, with no legend: each one is a foreign-domiciled issuer or a Reg S note.