|
Derek T Kan
EXEC
|
Genapsys Common Shares
|
Sell |
$15K – $50K |
— |
May 18, 2020 |
filing ↗ |
|
Mitchell M Zais
EXEC
|
GETGX
Victory Sycamore Established Value Fund Class R Shares
|
Buy |
$1K – $15K |
Self |
May 18, 2020 |
160d late filing ↗ |
|
Mitchell M Zais
EXEC
|
VGIAX
Vanguard Growth & Income Fund Admiral Shares
|
Buy |
$1K – $15K |
Self |
May 18, 2020 |
160d late filing ↗ |
|
Mitchell M Zais
EXEC
|
UIINX
USAA Income Fund Institutional Shares
|
Buy |
$1K – $15K |
Self |
May 18, 2020 |
160d late filing ↗ |
|
Mitchell M Zais
EXEC
|
UMAFX
USAA Managed Allocation Fund
|
Buy |
$1K – $15K |
Self |
May 18, 2020 |
160d late filing ↗ |
|
Mitchell M Zais
EXEC
|
HLMIX
Harding Loevner International Equity Portfolio
|
Buy |
$1K – $15K |
Self |
May 18, 2020 |
160d late filing ↗ |
|
Mitchell M Zais
EXEC
|
GICIX
Goldman Sachs International Small Cap Insights Fund
|
Buy |
$1K – $15K |
Self |
May 18, 2020 |
160d late filing ↗ |
|
Mitchell M Zais
EXEC
|
BCOIX
Baird Core Plus Bond Fund
|
Buy |
$1K – $15K |
Self |
May 18, 2020 |
160d late filing ↗ |
|
Stephen Dickson
EXEC
|
VLUE
iShares Edge MSCI USA Value Factor ETF
|
Buy |
$50K – $100K |
— |
May 14, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
REIFX
World REMS International Real Estate
|
Sell |
$50K – $100K |
— |
May 14, 2020 |
filing ↗ |
|
Mitchell M Zais
EXEC
|
BA
Boeing co com
|
Sell |
$1K – $15K |
Self |
May 14, 2020 |
164d late filing ↗ |
|
Mitchell M Zais
EXEC
|
AAPL
Apple INC Com
|
Sell |
$1K – $15K |
Self |
May 14, 2020 |
164d late filing ↗ |
|
Mitchell M Zais
EXEC
|
T
AT&T INC COM USD1
|
Buy |
$1K – $15K |
Self |
May 14, 2020 |
164d late filing ↗ |
|
Mitchell M Zais
EXEC
|
AAPL
Apple, Inc.
|
Sell |
$1K – $15K |
Self |
May 12, 2020 |
166d late filing ↗ |
|
Mitchell M Zais
EXEC
|
T
AT&T INC COM USD1
|
Buy |
$1K – $15K |
Self |
May 12, 2020 |
166d late filing ↗ |
|
Mark T Esper
EXEC
|
Residential Real Estate in Davis, WV
|
Sell |
$100K – $250K |
— |
May 7, 2020 |
filing ↗ |
|
Mitchell M Zais
EXEC
|
ABEYX
American Beacon International Equity Fund Class Y
|
Buy |
$1K – $15K |
Self |
May 6, 2020 |
172d late filing ↗ |
|
Mitchell M Zais
EXEC
|
VEVRX
Victory Sycamore Established Value Fund Class R6 Shares
|
Buy |
$1K – $15K |
Self |
May 6, 2020 |
172d late filing ↗ |
|
Mitchell M Zais
EXEC
|
VGIAX
Vanguard Growth and Income Fund Admiral Shares
|
Buy |
$1K – $15K |
Self |
May 6, 2020 |
172d late filing ↗ |
|
Mitchell M Zais
EXEC
|
UIINX
USAA Income Fund Institutional Shares
|
Buy |
$1K – $15K |
Self |
May 6, 2020 |
172d late filing ↗ |
|
Mitchell M Zais
EXEC
|
UMAFX
USAA Managed Allocation Fund
|
Buy |
$1K – $15K |
Self |
May 6, 2020 |
172d late filing ↗ |
|
Mitchell M Zais
EXEC
|
HLMIX
Harding Loevner International Equity Portfolio
|
Buy |
$1K – $15K |
Self |
May 6, 2020 |
172d late filing ↗ |
|
Mitchell M Zais
EXEC
|
GICIX
Goldman Sachs International Small Cap Insights Fund
|
Buy |
$1K – $15K |
Self |
May 6, 2020 |
172d late filing ↗ |
|
Mitchell M Zais
EXEC
|
BCOIX
Baird Core Plus Bond
|
Buy |
$1K – $15K |
Self |
May 6, 2020 |
172d late filing ↗ |
|
Mitchell M Zais
EXEC
|
AHLIX
American Beacon AHL Managed Futures Strategy F
|
Buy |
$1K – $15K |
Self |
May 6, 2020 |
172d late filing ↗ |
|
Stephen Dickson
EXEC
|
USMV
iShares Edge MSCI Min Vol USA ETF
|
Buy |
$15K – $50K |
— |
May 4, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
VLUE
iShares Edge MSCI USA Value Factor ETF
|
Buy |
$15K – $50K |
— |
May 4, 2020 |
filing ↗ |
|
Jeffrey A Rosen
EXEC
|
AB Large Cap Growth Adv
|
Sell |
$15K – $50K |
— |
Apr 30, 2020 |
filing ↗ |
|
Mitchell M Zais
EXEC
|
GICUX
Goldman Sachs International Small Cap Insights Fund Class R6 Shares
|
Sell |
$1K – $15K |
Self |
Apr 24, 2020 |
184d late filing ↗ |
|
Mitchell M Zais
EXEC
|
ABEYX
American Beacon International Equity Fund Class Y Shares
|
Sell |
$1K – $15K |
Self |
Apr 24, 2020 |
184d late filing ↗ |
|
Mitchell M Zais
EXEC
|
UIINX
USAA Income Fund Institutional Class Shares
|
Buy |
$1K – $15K |
Self |
Apr 24, 2020 |
184d late filing ↗ |
|
Mitchell M Zais
EXEC
|
UISBX
USAA Short-Term Bond Fund Institutional Class Shares
|
Buy |
$1K – $15K |
Self |
Apr 24, 2020 |
184d late filing ↗ |
|
Mitchell M Zais
EXEC
|
BCOIX
Baird Core Plus Bond Fund Institutional Class Shares
|
Buy |
$1K – $15K |
Self |
Apr 24, 2020 |
184d late filing ↗ |
|
Mitchell M Zais
EXEC
|
AHLIX
American Beacon AHL Managed Futures Strategy Fund Class R5 Shares
|
Buy |
$1K – $15K |
Self |
Apr 24, 2020 |
184d late filing ↗ |
|
Mitchell M Zais
EXEC
|
QSPRX
AQR Style Premia Alternative Fund Class R6 Shares
|
Buy |
$1K – $15K |
Self |
Apr 24, 2020 |
184d late filing ↗ |
|
Eugene Scalia
EXEC
|
CRSOX
CREDIT SUISSE COMMODITY RETURN STRATEGY FUND CL I
|
Buy |
$1K – $15K |
— |
Apr 22, 2020 |
filing ↗ |
|
Jeffrey A Rosen
EXEC
|
Bernstein Diversified Municipal Portfolio
|
Sell |
$1K – $15K |
— |
Apr 22, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
DODFX
DODGE & COX FDS INTL STK FD
|
Sell |
$15K – $50K |
— |
Apr 21, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
DODGX
DODGE & COX STK FD
|
Sell |
$15K – $50K |
— |
Apr 21, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
MEIIX
MFS SER TR I VALUE FD CL I
|
Buy |
$15K – $50K |
— |
Apr 21, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
DODFX
DODGE & COX FDS INTL STK FD
|
Sell |
$100K – $250K |
— |
Apr 21, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
DODIX
DODGE & COX INCOME F
|
Sell |
$15K – $50K |
— |
Apr 21, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
DODGX
DODGE & COX STK FD
|
Sell |
$100K – $250K |
— |
Apr 21, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
CRSOX
CREDIT SUISSE COMMODITY
|
Buy |
$50K – $100K |
— |
Apr 21, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
TMCPX
TOUCHSTONE FDS GROUP MID CAP FUND INSTITUTIONAL CLASS
|
Buy |
$15K – $50K |
— |
Apr 20, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
TROSX
T ROWE PRICE INTL FD OVERSEAS STK FD
|
Buy |
$15K – $50K |
— |
Apr 20, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
PCBIX
PRINCIPAL FDS INC MIDCAP FUND INSTL CLASS
|
Sell |
$15K – $50K |
— |
Apr 20, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
MEIIX
MFS SER TR I VALUE FD CL I
|
Buy |
$15K – $50K |
— |
Apr 20, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
CRIAX
CRM SMALL/MID CAP VALUE FUND CLASS INST
|
Sell |
$15K – $50K |
— |
Apr 20, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
TMCPX
TOUCHSTONE FDS GROUP MID CAP FUND INSTITUTIONAL CLASS
|
Buy |
$100K – $250K |
— |
Apr 20, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
TRBCX
T ROWE PRICE BLUE CH GROWTH FUND
|
Sell |
$15K – $50K |
— |
Apr 20, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
PRWBX
T ROWE PRICE SHORT T BD FD INC
|
Sell |
$15K – $50K |
— |
Apr 20, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
TROSX
T ROWE PRICE INTL FD
|
Buy |
$100K – $250K |
— |
Apr 20, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
PCBIX
PRINCIPAL FDS INC MIDCAP FUND INSTL CLASS
|
Sell |
$50K – $100K |
— |
Apr 20, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
MEIIX
MFS SER TR I VALUE FD CL I
|
Buy |
$100K – $250K |
— |
Apr 20, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
ODVYX
INVESCO OPPENHEIMER DEVELOPING MARKETS FUND CLASS Y
|
Sell |
$15K – $50K |
— |
Apr 20, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
GTEYX
GATEWAY FUND GATEWAY FUND CL Y
|
Sell |
$1K – $15K |
— |
Apr 20, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
CRIAX
CRM SMALL/MID CAP VALUE FUND CLASS INST
|
Sell |
$50K – $100K |
— |
Apr 20, 2020 |
filing ↗ |
|
Justin Muzinich
EXEC
|
Senator Global Opportunity Fund
|
Sell |
$250K – $500K |
— |
Apr 17, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
VLUE
iShares Edge MSCI USA Value Factor ETF
|
Buy |
$50K – $100K |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
VT
Vanguard Total World Stock Index Fund ETF Class Shares
|
Sell |
$50K – $100K |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
DFLVX
DFA US Large Cap Value
|
Sell |
$100K – $250K |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
VLUE
iShares Edge MSCI USA Value Factor ETF
|
Buy |
$100K – $250K |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
VLUE
iShares Edge MSCI USA Value Factor ETF
|
Buy |
$15K – $50K |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
VIG
Vanguard Dividend Appreciation Index Fund ETF Class Shares
|
Buy |
$100K – $250K |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
VXUS
Vanguard Total International Stock Index Fund ETF Shares
|
Buy |
$100K – $250K |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
IWF
iShares Russell 1000 Growth ETF
|
Buy |
$250K – $500K |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
POGRX
PRIMECAP Odyssey Growth Fund
|
Sell |
$250K – $500K |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
VDIGX
Vanguard Dividend Growth Fund Investor Shares
|
Sell |
$500K – $1M |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
VWIUX
Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares
|
Buy |
$500K – $1M |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
VXUS
Vanguard Total International Stock Index Fund ETF Shares
|
Buy |
$250K – $500K |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
VT
Vanguard Total World Stock Index Fund ETF Class Shares
|
Sell |
$250K – $500K |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
REIFX
REMS International Real Estate Value- Opportunity Fund Institutional Class Shares
|
Sell |
$50K – $100K |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
EVGIX
EvermoreGlobal Value Fund Institutional Class Shares
|
Sell |
$15K – $50K |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
VIG
Vanguard Dividend Appreciation Index Fund ETF Class Shares
|
Buy |
$15K – $50K |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
VBTLX
Vanguard Total Bond Market Index Fund Admiral Shares
|
Buy |
$1K – $15K |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
DFLVX
DFA US Large Cap Value
|
Sell |
$15K – $50K |
— |
Apr 16, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
VLUE
iShares Edge MSCI USA Value Factor ETF
|
Buy |
$15K – $50K |
— |
Apr 16, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
NML
Neuberger Berman MLP and Energy Income Fund Inc
|
Sell |
$50K – $100K |
— |
Apr 14, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
AQMIX
AQR Managed Futures Strategy Fund Class I Shares
|
Buy |
$1K – $15K |
— |
Apr 14, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
IJH
iShares Core S&P Mid-Cap ETF
|
Buy |
$1K – $15K |
— |
Apr 14, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
IJK
iShares S&P Mid-Cap 400 Growth ETF
|
Buy |
$15K – $50K |
— |
Apr 14, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
EXG
Eaton VanceTax-ManagedGlobal Diversified Equity Income Fund
|
Buy |
$15K – $50K |
— |
Apr 14, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
HFEIX
Janus Henderson European Focus Fund Class I Shares
|
Buy |
$15K – $50K |
— |
Apr 14, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
TPYP
TortoiseNorth American Pipeline Fund
|
Buy |
$15K – $50K |
— |
Apr 14, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
RSP
Invesco S&P 500 Equal Weight ETF
|
Buy |
$15K – $50K |
— |
Apr 14, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
VWO
VanguardEmerging Markets Stock Index Fund ETF Shares
|
Buy |
$15K – $50K |
— |
Apr 14, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
MSEQX
Morgan Stanley Institutional Fund Trust Growth Portfolio Class I Shares
|
Buy |
$50K – $100K |
— |
Apr 14, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
ABYIX
Abbey Capital Futures Strategy Fund Class I Shares
|
Buy |
$15K – $50K |
— |
Apr 14, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
PIFZX
PGIM Short-Term Corporate Bond Fund Class Z Shares
|
Buy |
$50K – $100K |
— |
Apr 14, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
LYRIX
Lyrical US Value Equity Fund Institutional Class Shares
|
Buy |
$50K – $100K |
— |
Apr 14, 2020 |
filing ↗ |
|
Ellen McCausland Lord
EXEC
|
IJR
iShares Core S&P Small-Cap ETF
|
Buy |
$50K – $100K |
— |
Apr 14, 2020 |
filing ↗ |
|
Michelle White Bowman
EXEC
|
Vanguard Target Retirement Fund 2035 VTTHX
|
Sell |
$1K – $15K |
— |
Apr 14, 2020 |
filing ↗ |
|
Eugene Scalia
EXEC
|
FTIXX
GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL
|
Sell |
$1K – $15K |
— |
Apr 9, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
SEMMX
Semper MBS Total Return Fund Institutional Class Shares
|
Sell |
$250K – $500K |
— |
Apr 9, 2020 |
filing ↗ |
|
Justin Muzinich
EXEC
|
Anchor Bolt Fund, LP
|
Sell |
$250K – $500K |
— |
Apr 3, 2020 |
filing ↗ |
|
Stephen Dickson
EXEC
|
OEF
iShares S&P 100 ETF
|
Buy |
$250K – $500K |
— |
Apr 3, 2020 |
filing ↗ |
|
Mitchell M Zais
EXEC
|
IEFA
iShares Core MSCI EAFE ETF
|
Sell |
$1K – $15K |
Self |
Apr 3, 2020 |
205d late filing ↗ |
|
Mitchell M Zais
EXEC
|
EMB
iSharesJPMorgan USDEmerging Markets Bond ETF
|
Buy |
$1K – $15K |
Self |
Apr 3, 2020 |
205d late filing ↗ |
|
Eugene Scalia
EXEC
|
VNQ
Vanguard REIT ETF
|
Sell |
$15K – $50K |
— |
Apr 2, 2020 |
filing ↗ |